/raid1/www/Hosts/bankrupt/TCR

/raid1/www/Hosts/bankrupt/TCR_Public/220419.mbx T R O U B L E D C O M P A N Y R E P O R T E R Tuesday, April 19, 2022, Vol. 26, No. 108 Headlines A&M HOME SOLUTIONS: May 25 Plan & Disclosure Hearing Set ABILITY INC: Incurs US$7.6 Million Net Loss in 2021 ADAMIS PHARMACEUTICALS: Williams to Continue to Serve as Director ADVANZEON SOLUTIONS: Jerry Katzman Says Disclosures Inadequate AGILON ENERGY: Unsecured Creditors to Recover Up to 1% in Plan AGM GROUP: TPS Thayer Replaces JLKZ CPA as Accountant AGSPRING MISSISSIPPI: Tubbs Parties Say Plan Patently Unconfirmable AIRPORT VAN RENTAL: Taps Force Ten Partners as Investment Banker AIRTECH HEATING: Wins Interim Cash Collateral Access Thru May 31 ALISHA LLC: May 19 Plan Confirmation Hearing Set ALL AROUND TOWING: Seeks Bankruptcy Protection ALPINE 4 HOLDINGS: Selects New Chairwoman, Financial Expert AMERICAN WAY: Clay Bounds Says Plan Not Filed in Good Faith ARMATA PHARMACEUTICALS: Innoviva Reports 80.1% Equity Stake ATLANTA LIGHT: Involuntary Chapter 11 Case Summary BAZE PHARMACY: Seeks to Hire Hughes Law Group as Bankruptcy Counsel BUCKHARDT TECHNOLOGIES: Case Summary & 13 Unsecured Creditors CHEF CASEY: Files Emergency Bid to Use Cash Collateral CLEARDAY INC: Issues $172,200 Unsecured Promissory Note CLEARDAY INC: Unit to Sell Texas Land for $392K Per Acre CNBX PHARMACEUTICALS: Incurs $1.2 Million Net Loss in 2nd Quarter COLLEGE DUDES: Files Emergency Bid to Use Cash Collateral CUSTOM TRUCK: Appoints Vice Admiral Mary Jackson as Director CYTODYN INC: Incurs $32.3 Million Net Loss in Third Quarter DAISEY LLC: United States Trustee Says Disclosures Insufficient ECOARK HOLDINGS: CFO William Hoagland Resigns ECTOR COUNTY ENERGY: Panel Questionnaires Due on April 21 EDWARD ZENGEL: Wins Cash Collateral Access FANNIE MAE: Two Board Directors Resign FINANCIAL GRAVITY: Hires Armanino LLP as Accountant FOUNDATION BUILDING: S&P Alters Outlook to Stable, Affirms 'B' ICR GENERAL CANNABIS: Amends Lease With Dalton Farms GREEN TECHNOLOGIES: Wins Final Cash Collateral Access HAWAIIAN HOLDINGS: U.S. Global Jets Has 9.78% Stake as of March 31 INFOW LLC: Case Summary & 20 Largest Unsecured Creditors INNERLINE ENGINEERING: IRS Agrees to Lower Monthly Payments INVEPA INTERNATIONAL: Case Summary & One Unsecured Creditor IWHEALTH LLC: Case Summary & 15 Unsecured Creditors LEDGE LLC: May 24 Plan Confirmation Hearing Set LEXARIA BIOSCIENCE: Incurs $1.45 Million Net Loss in Second Quarter LIT'L PATCH: Taps Mountain Bookkeeping as Accountant MERCURITY FINTECH: Two Board Directors Resign MERCURITY FINTECH: Two Ex-Directors Facing Investigation in China MERION INC: Incurs $1.2 Million Net Loss in 2021 MESOBLAST LTD: M&G Investment Reports 8.89% Equity Stake NEENAH ENTERPRISES: S&P Withdraws 'CCC+' Issuer Credit Rating NERAM GROUP: Wins Interim Cash Collateral Access Thru May 18 NORTHWEST SENIOR HOUSING: Panel Questionnaires Due on April 25 NRS PROPERTIES: Continued Operations & Refinancing to Fund Plan NXT ENERGY: Reports C$3.12 Million Net Loss in 2021 PALACE THEATER: Unsecured Creditors to be Paid in Full in Plan PANACEA LIFE: Paradox Capital Has 7% Stake as of March 31 PATH MEDICAL: May 26 Plan Confirmation Hearing Set PETROTEQ ENERGY: Cantone Tenders 100-Mil. Shares in Take-Over Bid PHI GROUP: Extends Period to Repurchase Own Shares From Market PRISON PLANET: Case Summary & 15 Unsecured Creditors PSS INDUSTRIAL: Moody's Lowers CFR to Ca, Outlook Remains Negative QUANTUM CORP: Expects Fourth Quarter Revenue of $93 Million R & G SERVICES: Court OKs Deal on Cash Collateral Access ROKA REFOLDING: Seeks Chapter 11 Protection SAINT LEO UNIVERSITY: S&P Lowers 2019 Rev. Bonds Rating to 'BB+' SHINING STAR: Case Summary & Five Unsecured Creditors SIGNTEXT 2: Wins Final Cash Collateral Access SOUTHERN CALIFORNIA: Taps Weintraub & Selth as New Counsel SPI ENERGY: Issues $2.1 Million Unsecured Note to Streeterville ST. JOHNS PROFESSIONAL: U.S. Trustee Unable to Appoint Committee TEN OAKS FITNESS: June 7 Disclosure Statement Hearing Set TIMBER PHARMACEUTICALS: Decreases Quorum Requirement for Meetings TOUCHPOINT GROUP: To Host Air Race World Championship in Malaysia UNIQUE REO: Case Summary & One Unsecured Creditor VAL PROPERTIES: Creditors to Get Proceeds From Property Sale VAL PROPERTIES: June 9 Disclosure Statement Hearing Set VBI VACCINES: Extends Agreement to Develop COVID-19 Vaccine to 2023 VENUS CONCEPT: Registers Additional 2.6M Shares Under 2019 Plan VERITAS FARMS: Incurs $7.1 Million Net Loss in 2021 VIALTO: Moody's Assigns First Time 'B3' Corp. Family Rating VYANT BIO: Inks Deal to Sell $20-Mil. Worth of Common Shares VYCOR MEDICAL: Incurs $436K Net Loss in 2021 WESTERN ILLINOIS UNIVERSITY: S&P Affirms 'BB' Rating on Rev. Bonds WHO DAT? INC: Gets Interim OK to Expand Scope of IPC's Services YIELD10 BIOSCIENCE: AIGH, Orin Hirschman Cease as Shareholders [^] Large Companies with Insolvent Balance Sheet ********* A&M HOME SOLUTIONS: May 25 Plan & Disclosure Hearing Set -------------------------------------------------------- On April 12, 2022, debtor A&M Home Solutions, LLC, filed with the U.S. Bankruptcy Court for the Eastern District of Michigan an Amended Combined Plan and Disclosure Statement. On April 14, 2022, Judge Thomas J. Tucker granted preliminary approval to the Disclosure Statement and ordered that: * May 16, 2022 is the deadline to return ballots on the First Amended Plan, as well as to file objections to final approval of the Disclosure Statement and objections to confirmation of the First Amended Plan. * May 25, 2022 at 11:00 a.m., in Room 1925, 211 W. Fort Street, Detroit, Michigan is the hearing on objections to final approval of the Disclosure Statement and confirmation of the First Amended Plan. * May 20, 2022 is the deadline for the Debtor to file a signed ballot summary indicating the ballot count under 11 U.S.C. § 1126(c) & (d). A copy of the order dated April 14, 2022, is available at https://bit.ly/3jLOCqR from PacerMonitor.com at no charge. Attorney for the Debtor: Anthony J. Miller (P71505) Osipov Bigelman, P.C. 20700 Civic Center Dr., Ste. 420 Southfield, MI 48076 Tel: (248) 663-1800 Fax: (248) 663-1801 Email: yo@osbig.com About A&M Home Solutions A&M Home Solutions, LLC is a Royal Oak, Mich.-based company engaged in activities related to real estate. A&M Home Solutions filed a petition for Chapter 11 protection (Bankr. E.D. Mich. Case No. 21-49264) on Nov. 29, 2021, disclosing up to $1 million in assets and up to $10 million in liabilities. Debora Lynn Gonzalez, managing member, signed the petition. Yuliy Osipov, Esq., at Osipov Bigelman, P.C. is the Debtor's legal counsel. ABILITY INC: Incurs US$7.6 Million Net Loss in 2021 --------------------------------------------------- Ability, Inc. reported a loss and comprehensive loss of US$7.60 million on US$589,000 of sale revenues for the year ended Dec. 31, 2021, compared to a loss and comprehensive loss of US$6.71 million on US$1.73 million of sale revenues for the year ended Dec. 31, 2020. As of Dec. 31, 2021, the Company had US$14.51 million in total assets, US$31 million in total liabilities, and a total deficit of $16.49 million. Ziv Haft, the Company's auditor, issued a "going concern" qualification in its report dated March 31, 2022, citing that as of Dec. 31, 2021, the balance of the Company's accrued losses was about US$50,344,000, and the Company's results for the years ended Dec. 31, 2021 and 2020 amounted to a loss of US$7,597,000 and US$6,709,00, respectively. In addition, the Company is under an investigation of Israel's Ministry of Defense, which ordered suspension of certain export licenses. Also, the impact of the global crisis that is taking place these days as a result of the COVID-19 epidemic, which has an adverse effect on the Company's business. These factors and others raise significant doubts about the Company's continued existence as a "going concern." A full-text copy of the Form 6-K is available for free at: https://www.sec.gov/Archives/edgar/data/0001652866/000121390022019399/ea158294ex99-1_abilityinc.htm About Ability Inc. Ability Inc. is a holding company operating through its subsidiaries Ability Computer & Software Industries Ltd., Ability Security Systems Ltd., and Telcostar, which provide advanced interception, geolocation and cyber intelligence products and solutions that serve the needs and increasing challenges of security and intelligence agencies, military forces, law enforcement agencies and homeland security agencies worldwide. ADAMIS PHARMACEUTICALS: Williams to Continue to Serve as Director ----------------------------------------------------------------- The Board of Directors of Adamis Pharmaceuticals Corporation and Richard C. Williams approved and agreed to the deferral of the latter's retirement, and the Board approved and accepted the withdrawal by Mr. Williams of the previous notice. As a result, Mr. Williams will continue to serve as a director for a period of time until his earlier death, resignation or removal. Mr. Williams previously notified the company that he would be retiring from his position as a director and member of the Board, effective April 15, 2022. About Adamis Pharmaceuticals Adamis Pharmaceuticals Corporation -- http://www.adamispharmaceuticals.com-- is a specialty biopharmaceutical company primarily focused on developing and commercializing products in various therapeutic areas, including allergy, opioid overdose, respiratory and inflammatory disease. Adamis reported a net loss applicable to common stock of $45.83 million for the year ended Dec. 31, 2021, compared to a net loss applicable to common stock of $49.39 million for the year ended Dec. 31, 2020. San Diego, California-based BDO USA, LLP, the Company's auditor since 2020, issued a "going concern" qualification in its report dated March 31, 2022, citing that the Company has suffered recurring losses from operations and has a net capital deficiency that raise substantial doubt about its ability to continue as a going concern. ADVANZEON SOLUTIONS: Jerry Katzman Says Disclosures Inadequate -------------------------------------------------------------- Creditor Jerry Katzman objects to the Disclosure Statement for Plan of Reorganization of Debtor Advanzeon Solutions, Inc. Dr. Katzman objects to the Disclosure Statement for failure to provide adequate information that would allow him to make an informed judgement about the Plan, because the Disclosure Statement: * fails to disclose the amount of the secured debt, the nature and value of the Collateral, the basis for the security interest, timing of the UCC-1 filing and/or the terms and conditions of the underlying security agreement(s) supporting the purportedly secured claims of certain insiders holding claims in Class 4 defined as "Related Party Secured Creditors" and thus does not support the separate classification of the Related Party Creditors' secured claims from Dr. Katzman's secured claim or the more favorable treatment of the Related Party Secured Creditors' claims [Disclosure Statement at pp. 14-15]; * fails to disclose the basis for disparate treatment of Dr. Katzman as a secured creditor in discharging his lien against the Debtor's assets, while allowing the Related Party Secured Creditors to retain their liens on the Collateral in the Plan. Indeed, the Plan eliminates all other secured creditors' liens and discharges all other creditors' claims without explaining the basis for the disparity in treatment of secured and under secured creditors [Disclosure Statement at pp. 14-15]; * fails to disclose the total amount of secured claims to be paid from the proceeds of the UHC Receivable (as defined in Section 1.89 of the Plan)such that secured creditors like Dr. Katzman cannot calculate the likelihood of receiving any payment on their secured claims [Disclosure Statement at pp. 14-15]; and * fails to disclose projections, estimates and/or sources of Net Cash Flow (as defined in Section 5.09 of the Plan) that will be used to pay unsecured claims such that unsecured creditors cannot calculate the likelihood of receiving payment from the Net Cash Flow, and the Disclosure Statement fails to state whether the unsecured balance of Dr. Katzman's claim will be paid from the Net Cash Flow like the Related Party Secured Creditors' unsecured claims. Due to the deficiencies, the Disclosure Statement lacks the factual basis to support the separate classification and disparate treatment of Dr. Katzman's Class 3 secured claim from those of the Class 4 Related Party Secured Creditors. Moreover, the Disclosure Statement fails to provide adequate information concerning the likelihood, amount and timing of payment of secured claims from the UHC Receivable and of unsecured claims from the Net Cash Flow. Finally, the Disclosure Statement seeks releases and discharge of claims against the Debtor and its officers and directors even though secured creditors lack sufficient information concerning the potential claims that they may have against the Debtor and its officers and directors for misconduct and breaches of duties. The deficiencies support a determination that the Disclosure Statement lacks adequate information as it relates to Dr. Katzman and other secured and unsecured creditors. Moreover, Dr. Katzman as an outsider, third party is not able to obtain the required information other than through the Disclosure Statement and Plan. A full-text copy of Jerry Katzman's objection dated April 12, 2022, is available at https://bit.ly/3KRvX93 from PacerMonitor.com at no charge. Counsel for Secured Creditor, Jerry Katzman: Kenneth Dante Murena, Esq. Florida Bar No. 147486 Melanie E. Damian, Esq. Florida Bar No. 99392 DAMIAN & VALORI LLP 1000 Brickell Avenue, Suite 1020 Miami, Florida 33131 Telephone: (305) 371-3960 Facsimile: (305) 371-3965 Email: kmurena@dvllp.com Email: mdamian@dvllp.com About Advanzeon Solutions Based in Tampa, Fla., Advanzeon Solutions, Inc., provides behavioral health, substance abuse and pharmacy management services, as well as sleep apnea programs, for employers, Taft Hartley health and welfare Funds, and managed care companies throughout the United States. Advanzeon Solutions sought protection under Chapter 11 of the Bankruptcy Code (Bankr. M.D. Fla. Case No. 20-06764) on Sept. 7, 2020, listing up to $1 million in assets and up to $10 million in liabilities. Clark A. Marcus, chief executive officer, signed the petition. Stichter, Riedel, Blain & Postler, P.A., is the Debtor's legal counsel. On Dec. 3, 2021, the Debtor filed its Chapter 11 plan of reorganization and disclosure statement detailing the plan. AGILON ENERGY: Unsecured Creditors to Recover Up to 1% in Plan -------------------------------------------------------------- Agilon Energy Holdings II, LLC, et al., submitted a Combined Disclosure Statement and Joint Chapter 11 Plan. Since the filing of the Debtors' Schedules, the Debtors sold substantially all of their assets in a sale, which sale closed on Feb. 28, 2022. The Residual Sale Proceeds constitute the Debtors' only assets apart from certain claims and causes of action. As of March 31, 2022, the Debtors collectively have approximately $33,093,867 in cash, all of which constitutes cash collateral. As set forth in the Schedules, as of the Petition Date, unsecured creditors held approximately $1,108,020 in priority unsecured Claims. These claims consisted of ad valorem property tax Claims of Victoria County and were paid at the closing of the sale of the Debtors' assets. The Debtors have examined their Schedules and the Proofs of Claim filed in these Cases and determined that, the total amount of unsecured non-priority Claims, excluding intercompany Claims among the Debtors and duplicate Claims, is approximately $13.6 million. Additionally, Shell Energy North America (U.S.), L.P. has filed Proofs of Claim against the Debtors VCP and VPP asserting General Unsecured Claims in the amounts of $51.3 million and $73.0 million, respectively. Under the Plan, holders of Class 4 Allowed Priority Unsecured Non-Tax Claims will be entitled to receive payment in full in Cash of its Allowed Priority Non-Tax Claim as soon as reasonably practical on or after the later of (a) the Effective Date, and (b) the date such Priority Unsecured Non-Tax Claim becomes an Allowed Claim. The Debtors do not believe there are any Allowed Class 4 Priority Unsecured Non-Tax Claims. Creditors will recover 100% of their claims. Class 4 is unimpaired. Class 5 Allowed General Unsecured Claims shall receive a pro rata distribution from the proceeds of the retained claims and causes of action, if any, as soon as reasonably practical on or after the later of (a) the Effective Date, and (b) the date such General Unsecured Claim becomes an Allowed Claim. For the avoidance of doubt, the Holder of a Prepetition Senior Secured Deficiency Claim shall share in such pro rata Distribution of the proceeds of the Retained Claims and Causes of Action, if any. Creditors will recover 0% to 1% of their claims. Class 5 is impaired. The Plan will be funded by the Cash Collateral of the Prepetition Senior Secured Parties in accordance with the Wind-down Budget and by the contribution to the Estates by the Prepetition Senior Secured Parties of the Retained Claims and Causes of Action otherwise subject to their Adequate Protection Claims and liens. Attorneys for the Agilon Energy Holdings II LLC, et al.: Elizabeth M. Guffy, Esq. Simon R. Mayer, Esq. LOCKE LORD LLP 600 Travis St., Suite 2800 Houston, TX 77002 Telephone: (713) 226-1200 Facsimile: (713) 223-3717 Email: eguffy@lockelord.com simon.mayer@lockelord.com A copy of the Disclosure Statement dated Apr. 8, 2022, is available at https://bit.ly/3ObR48f from Stretto, the claims agent. About Agilon Energy Holdings II LLC Texas-based power producer Agilon Energy Holdings II, LLC and its affiliates, Victoria Port Power LLC and Victoria City Power LLC, sought Chapter 11 protection (Bankr. S.D. Tex. Lead Case No. 21-32156) on June 27, 2021. At the time of the filing, Agilon had between $100 million and $500 million in both assets and liabilities. Judge Marvin Isgur oversees the cases. The Debtors tapped Locke Lord, LLP as legal counsel, Grant Thornton, LLP as financial advisor and Hugh Smith Advisors, LLC as restructuring advisor. Hugh Smith of Hugh Smith Advisors serves as the Debtors' chief restructuring officer. Stretto is the claims and noticing agent. The U.S. Trustee for Region 7 appointed an official committee of unsecured creditors in the Debtors' Chapter 11 cases on July 30, 2021. Pachulski Stang Ziehl & Jones, LLP serves as the committee's legal counsel and Conway MacKenzie, LLC, its financial advisor. AGM GROUP: TPS Thayer Replaces JLKZ CPA as Accountant ----------------------------------------------------- AGM Group Holdings Inc. notified its independent registered public accounting firm, JLKZ CPA LLP its decision to dismiss the firm as its auditor. The reports of JLKZ CPA LLP on the financial statements of the Company for the fiscal years ended Dec. 31, 2020, 2019 and 2018 and the related statements of operations and comprehensive income (loss), changes in stockholders' equity (deficit), and cash flows for the fiscal years ended Dec. 31, 2020, 2019 and 2018 did not contain an adverse opinion or disclaimer of opinion and were not qualified or modified as to uncertainty, audit scope or accounting principles. The decision to change the independent registered public accounting firm was recommended and approved by the Audit Committee and the Board of Directors of the Company. During the Company's most recent fiscal year ended Dec. 31, 2021 and through April 5, 2022, the date of dismissal, (a) there were no disagreements with JLKZ CPA LLP on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure, which disagreements, if not resolved to the satisfaction of JLKZ CPA LLP, would have caused it to make reference thereto in its reports on the financial statements for such years and (b) there were no "reportable events" as described in Item 304(a)(1)(v) of Regulation S-K. New Independent Registered Public Accounting Firm The Audit Committee and the Board of Directors of the Company ratified the appointment of TPS Thayer LLC as its new independent registered public accounting firm to audit the Company's financial statements. During the two most recent fiscal years ended Dec. 31, 2021 and 2020 and any subsequent interim periods through April 8, 2022, prior to the engagement of TPS Thayer LLC, neither the Company, nor someone on its behalf, has consulted TPS Thayer LLC regarding: (i) either: the application of accounting principles to a specified transaction, either completed or proposed; or the type of audit opinion that might be rendered on the Company's consolidated financial statements, and either a written report was provided to the Company or oral advice was provided that the new independent registered public accounting firm concluded was an important factor considered by the Company in reaching a decision as to the accounting, auditing or financial reporting issue; or (ii) any matter that was either the subject of a disagreement as defined in paragraph 304(a)(1)(iv) of Regulation S-K or a reportable event as described in paragraph 304(a)(1)(v) of Regulation S-K. About AGM Group Holdings Headquartered in Wanchai, Hong Kong, AGM Group Holdings Inc. is a software company, currently providing fintech software and trading education software and website service. AGM Group reported a net loss of $1.07 million for the year ended Dec. 31, 2020, a net loss of $1.56 million for the year ended Dec. 31, 2019, and a net loss of $8.41 million for the year ended Dec. 31, 2018. As of Sept. 30, 2021, the Company had $27.14 million in total assets, $23.84 million in total liabilities, and $3.30 million in total shareholders' equity. Flushing, New York-based JLKZ CPA LLP, the Company's auditor since 2019, issued a "going concern" qualification in its report dated April 22, 2021, citing that the Company has incurred substantial losses during the year, which raises substantial doubt about its ability to continue as a going concern. AGSPRING MISSISSIPPI: Tubbs Parties Say Plan Patently Unconfirmable ------------------------------------------------------------------- Larry Tubbs, Tubbs Rice Dryers, Inc., Chief Ventures, L.L.C. and Big River Grain, LLC (collectively, the "Tubbs Parties") object to the motion of Agspring Mississippi Region, LLC ("AMR"), and its Debtor Affiliates seeking approval of the Disclosure Statement contained in the Plan Proponents' Combined Disclosure Statement and Joint Plan of Liquidation. The Tubbs Parties respectfully submit the Joint Plan is patently unconfirmable, and that the Disclosure Statement fails to explain in clear terms, among other things, why the Joint Plan meets the Continental standard of fairness and necessity to a reorganization. The Disclosure Statement also lacks clear and adequate disclosure in other areas that would advise creditors and the Court of the Debtors' plan to dispose of the Collateral, the impact on the Tubbs Parties' claims against the Debtors and the Non-Debtor Defendants and on the effect of the continued prosecution of the Louisiana Litigation. Among other things, the Disclosure Statement: * creates ambiguity over whether the Tubbs Parties can or cannot vote on the Joint Plan without filing a 3018 Motion; * fails to disclose the funding source for the $750,000 contribution to the Tubbs Parties. * fails to offer any information to address the undecided question of whether the $8,870,281.20 payment made to the Insider Lenders was an adequate protection payment or was a payment on account of their secured claim, and from which of the Debtors' assets the funds were obtained; * fails to address why the value of the Tubbs Properties decreases in value from a Chapter 11 to a Chapter 7, but the Insider Lenders' collateral increases value, where much of the same property is claimed as security by both parties; * contains a woefully inadequate description of the Louisiana Litigation, for example, by failing a) to discuss the Tubbs' Parties revocatory action asserting that the Dunn and Crowville assets were wrongly transferred to Lake Providence, and for which the Joint Plan proposes to distribute to the Lenders all of the unencumbered proceeds from the Big River Sale, instead of dividing these proceeds pro-rata as part of AMR's plans, or b) to address the suit against PIMCO, who held itself out as the Term Note Holder, for recharacterization of that Term Loan and how this relates, if at all, to the Insider Lenders' claims based on the Term Loan. * creates ambiguity over whether the Tubbs Parties' mortgages and liens are maintained over the Tubbs Properties or their proceeds after a final decision on the Insider Lenders' adversary proceeding is rendered or after Joint Plan confirmation; * does not disclose how or when the Debtors will determine whether to sell or surrender the Tubbs Properties, how or when the Tubbs Parties will receive notice of any sale to preserve their rights to credit bid, or how the Tubbs Parties will know when or how much to place in escrow as part of the Debtors' decision to surrender the Tubbs Properties as discussed a Section III.2 at page 18 of the Disclosure Statement. Unless the Debtors modify the Disclosure Statement and Joint Plan to fully and clearly disclose how the Joint Plan affects the outcome of these cases to the Tubbs Parties, and addresses the fatal defects that will prevent its confirmation, augment the Disclosure Statement with fulsome and clear disclosure regarding each of the issues above, and remedy the related defects in the Solicitation Packages, Procedures and Ballots, the Disclosure Statement and Solicitation Packages and Ballots should not be approved. A full-text copy of the Tubbs Parties' objection dated April 11, 2022, is available at https://bit.ly/3uLhq9p from PacerMonitor.com at no charge. Counsel for the Tubbs Parties: CROSS & SIMON, LLC Michael L. Vild (No. 3042) Christopher P. Simon (No. 3697) 1105 North Market Street, Suite 901 Wilmington, Delaware 19801 (302) 777-4200 (Telephone) mvild@crosslaw.com csimon@crosslaw.com - and – J. E. Cullens, Jr., Esquire Andree M. Cullens, Esquire WALTERS, PAPILLION, THOMAS, CULLENS, LLC 12345 Perkins Road, Bldg. 1 Baton Rouge, LA 70810 Telephone: (225) 236-3636 E-mail: cullens@lawbr.net acullens@lawbr.net - and – Paul M. Sterbcow, Esquire LEWIS, KULLMAN, STERBCOW & ABRAMSON, LLC 601 Poydras Street, Suite 2615 New Orleans, LA 70130 Telephone: (504)588-1500 E-mail: sterbcow@lksalaw.com About Agspring Mississippi Region Operating as a holding company, Agspring Mississippi Region, LLC -- https://agspring.com/ -- focuses on grain, oilseed, and specialty crop handling, processing, and logistics operations. Agspring and its affiliates sought protection under Chapter 11 of the Bankruptcy Code (Bankr. D. Del. Lead Case No. 21-11238) on Sept. 10, 2021. In the petition signed by Kyle Sturgeon, chief restructuring officer, Agspring listed $10 million to $50 million in assets and $100 million to $500 million in liabilities. Judge Craig T. Goldblatt oversees the cases. The Debtors tapped Pachulski Stang Ziehl & Jones, LLP and Dentons US, LLP as bankruptcy counsel; Faegre Drinker Biddle & Reath LLP as special counsel; Piper Sandler & Co. as investment banker; and MERU, LLC as restructuring advisor. Kyle Sturgeon, managing director at MERU, serves as the Debtors' chief restructuring officer. AIRPORT VAN RENTAL: Taps Force Ten Partners as Investment Banker ---------------------------------------------------------------- Airport Van Rental, Inc. and its affiliates seek approval from the U.S. Bankruptcy Court for the Central District of California to employ Force Ten Partners, LLC as investment banker. The firm's services include: a. preparing an information memorandum for distribution to prospective interested parties; b. developing a list of potentially interested parties to contact; c. populating a data room with information whereby interested parties may analyze company information; d. obtaining indications of interests and engage in negotiations with the parties; and e. providing to the court declarations with respect to marketing efforts. The firm will be paid $75,000, and a transaction fee upon closing equal to the following: -- 5 percent of the transaction value on the first $2 million; -- 3 percent of the transaction value on the next $3 million; and -- 1.5 percent of the transaction value thereafter. For "out-of-scope" services, the firm will be paid $750 to $850 per hour for partners, $495 to $650 per hour for managing directors, $395 to $475 per hour for directors, and $325 per hour for senior staff. The firm will also seek reimbursement for out-of-pocket expenses incurred. Adam Meislik, a partner at Force Ten Partners, disclosed in a court filing that his firm is a "disinterested person" as the term is defined in Section 101(14) of the Bankruptcy Code. The firm can be reached at: Adam Meislik Force Ten Partners, LLC 5271 California Avenue, Suite 270 Irvine, CA 92617 Office: (949) 357-2359/(949) 357-2360 Mobile: (949) 281 6458 Email: ameislik@force10partners.com About Airport Van Rental Airport Van Rental, Inc. -- https://www.airportvanrental.com -- is a van rental company offering short and long-term rentals for road trips, weekend journeys, moving, and any other group outings. Airport Van Rental and its affiliates filed their voluntary petition for relief under Chapter 11 of the Bankruptcy Code (Bankr. C.D. Calif. Lead Case No. 20-20876) on Dec. 11, 2020. Yazdan Irani, president and chief executive officer, signed the petitions. In its petition, Airport Van Rental disclosed assets of between $10 million and $50 million and liabilities of the same range. Judge Sheri Bluebond oversees the cases. The Debtors tapped Danning, Gill, Israel & Krasnoff, LLP as bankruptcy counsel; CSA Partners LLC as financial consultant; Joel Glaser, APC as litigation counsel; McClellan Davis, LLC as tax counsel; HKG LLP as tax accountant; and Force Ten Partners, LLC as investment banker. Kevin S. Tierney is the Debtors' chief reorganization officer. The U.S. Trustee for Region 16 appointed an official committee of unsecured creditors on Feb. 3, 2021. Elkins Kalt Weintraub Reuben Gartside, LLP and B. Riley Advisory Services serve as the committee's bankruptcy counsel and financial advisor, respectively. AIRTECH HEATING: Wins Interim Cash Collateral Access Thru May 31 ---------------------------------------------------------------- The U.S. Bankruptcy Court for the Southern District of Indiana, New Albany Division, authorized Airtech Heating and Cooling Services LLC to use cash collateral on an emergency basis in accordance with the budget from the petition date through May 31, 2022. Celtic Bank Corporation and Blue Vine, among others, assert an interest in the cash collateral. As adequate protection for any diminution in the value of Celtic's interest in the cash collateral, Celtic is granted replacement liens upon all properly of the Debtor of the same type of collateral and priority as existed and were perfected as of the Petition Date, subject only to any valid and enforceable, perfected, and non-avoidable liens of other secured creditors, as their interests may be presented. The replacement liens granted by the Interim Order will be deemed effective, valid, and perfected as of the Petition Date without the necessity of filing or recording by or with any entity of any documents or instruments otherwise required to be filed or recorded under applicable non-bankruptcy law. The Interim Order will be deemed to be a security agreement for purposes of creation, attachment, and perfection of the replacement liens on and the security interests in, to and against the cash collateral generated by the Debtor post-petition. The replacement liens granted to Celtic are in addition to, and not in lieu or substitution of, the rights, obligations, claims, security interests, and pre-petition liens and priorities granted under existing agreements between the Debtor and Celtic. The Interim Order does not authorize Debtor to execute or initiate any draws on any line of credit. As additional adequate protection, the Debtor will continue to account for all cash used. The Debtor's cash use as set forth in the proposed budget is being incurred primarily to preserve the value of the property of the bankruptcy estate. A copy of the order is available at https://bit.ly/37p8IVi from PacerMonitor.com. About Airtech Heating and Cooling Services LLC Airtech Heating and Cooling Services LLC sought protection under Chapter 11 of the U.S. Bankruptcy Code (Bankr. S.D. Ind. Case No. 22-90290) on April 12, 2022. In the petition signed by Ronnie J. Walker, president, the Debtor disclosed up to $100,000 in assets and up to $1 million in liabilities. Charity S. Bird, Esq., at Kaplan Johnson Abate & Bird LLP is the Debtor's counsel. Dennis J. Perrey has been appointed as Subchapter V Trustee. ALISHA LLC: May 19 Plan Confirmation Hearing Set ------------------------------------------------ On April 11, 2022, debtor Alisha, LLC, filed with the U.S. Bankruptcy Court for the Eastern District of Kentucky an Amended Disclosure Statement referring to Amended Plan of Reorganization. On April 14, 2022, Judge Gregory R. Schaaf approved the Amended Disclosure Statement and ordered that: * May 19, 2022, beginning at 9:00 a.m. in the United States Bankruptcy Court, 100 East Vine Street, Second Floor, Lexington, Kentucky is the hearing to consider confirmation of the Debtor's Amended Plan. * May 12, 2022 is fixed as the last day for filing and serving written objections to confirmation of the Plan and the last day for remitting ballots and written acceptances or rejections of the Plan. A copy of the order dated April 14, 2022, is available at https://bit.ly/3KM8UfI from PacerMonitor.com at no charge. Counsel for Debtor: DELCOTTO LAW GROUP PLLC KY Bar No. 40104 200 North Upper Street Lexington, Kentucky 40507 Telephone: (859) 231-5800 Facsimile: (859) 281-1179 dlangdon@dlgfirm.com About Alisha LLC Alisha, LLC, owns a real property located at 1698 Northgate Drive, Richmond, Ky. having a current value of $1.25 million. Alisha sought protection under Chapter 11 of the Bankruptcy Code (E.D. Ky. Case No. 21-50965) on Aug. 23, 2021, disclosing $1,307,202 in assets and $500,115 in liabilities. Pragneshbhai Patel, a member of Alisha, signed the petition. Judge Gregory R. Schaaf oversees the case. Dean A. Langdon, Esq., at Delcotto Law Group PLLC, is the Debtor's counsel. ALL AROUND TOWING: Seeks Bankruptcy Protection ---------------------------------------------- All Around Towing and Recovery LLC has sought bankruptcy protection in Indiana. All Around Towing's primary business is providing everyday hauling, emergency service, and mechanical service. According to a court filing, All Around Towing estimates between 1 and 49 unsecured creditors. The petition states funds will be available to Unsecured Creditors. About All Around Towing and Recovery All Around Towing and Recovery LLC is an Indiana-based company that offers everyday hauling, emergency and mechanical service. All Around Towing and Recovery filed a petition under Chapter 11 Subchapter V of the Bankruptcy Code (Bankr. S.D. Ind. Case No. 22-90283) on April 7. 2022. In the petition filed by David Lewis, as member, All Around Towing and Recovery LLC estimated assets between $50,000 and $100,000 and liabilities between $100,000 and $500,000. The case is assigned to Honorable Judge Andrea K. McCord. David M. Cantor, of Seiller Waterman LLC, is the Debtor's counsel. ALPINE 4 HOLDINGS: Selects New Chairwoman, Financial Expert ----------------------------------------------------------- Alpine 4 Holdings, Inc.'s Nomination Committee made the recommendation to move to a rotating Board Chairmanship to give more board members exposure to the operating side of the company and its subsidiaries and to ensure a continued fresh perspective on the Board of Directors. The recommendation was approved and Gerry Garcia was named as the inaugural chairwoman effective April 6, 2022. The Nomination Committee also recommended the addition of Andy Call to join the Alpine 4 Board of Directors and fill the role of Financial Expert on the Audit Committee. Mrs. Garcia is a finance and operations executive with more than 18 years of business experience. For the past eight years, Mrs. Garcia has been the Director of Operations and is responsible for a multimillion-dollar budget. Mrs. Garcia has also spent the last 16 years serving as a member of multiple Boards of Directors for various non-profit 501(c)(3) organizations, helping guide them through the complex corporate landscape that non-profit 501(c)(3)'s need access to. The Alpine 4 Board of Directors feels that her knowledge of financial/strategic planning, reporting, budget analysis, and fiduciary prudence from prior Boards will be paramount to upholding the company's financial accountability, stability, and strength and is excited to see her in the role of Chairwoman. Mr. Andy Call is the director of the School of Accountancy at the W. P. Carey School of Business at Arizona State University, and the Professional Advisory Board Professor of Accounting. Joining the school in 2013, Mr. Call rose through the ranks to eventually lead the School of Accounting in its research, curriculum, and outreach efforts. Professor Call researches various financial reporting topics, including the role of equity analysts in the capital markets, managers' voluntary disclosures of accounting information, and the role of whistleblowers in the discovery of financial misconduct. In the classroom, Professor Call has taught at both the undergraduate and graduate levels. Andy has specialist background in Security Analysis, Management Guidance, and Whistleblowing. He has also contributed to or been published in 17 different publications including The Accounting Review, Journal of Accounting Research, and the Journal of Accounting and Economics, to name a few. About Alpine 4 Alpine 4 Holdings, Inc (formerly Alpine 4 Technologies, Ltd) is a publicly traded conglomerate that is acquiring businesses that fit into its disruptive DSF business model of drivers, stabilizers, and facilitators. As of April 14, 2021, the Company was a holding company that owned nine operating subsidiaries: ALTIA, LLC; Quality Circuit Assembly, Inc.; Morris Sheet Metal, Corp; JTD Spiral, Inc.; Deluxe Sheet Metal, Inc.; Excel Construction Services, LLC; SPECTRUMebos, Inc.; Impossible Aerospace, Inc.; and Vayu (US), Inc. Alpine 4 Holdings reported a net loss of $8.05 million for the year ended Dec. 31, 2020, compared to a net loss of $3.13 for the year ended Dec. 31, 2019, and a net loss of $7.91 million for the year ended Dec. 31, 2018. As of June 30, 2021, the Company had $94.03 million in total assets, $47.12 million in total liabilities, and $46.91 million in total stockholders' equity. AMERICAN WAY: Clay Bounds Says Plan Not Filed in Good Faith ----------------------------------------------------------- Clay Bounds, a creditor, objects to confirmation of the Plan filed by Debtor American Way Enterprises, LLC. Bounds claim that the bankruptcy petition and proposed plan by American Way Enterprises ("AWE") cannot be viewed in isolation, but, rather, are the latest in a long-running series of efforts taken by and at the direction of Roy and Melissa Thomas (and their companies) to avoid a $433,000 judgment in favor of Bounds. Bounds points out that Roy Thomas, Melissa Thomas, AWCP and AWE acted collectively to delay and frustrate Bounds' attempts to collect the money owed to him as a result of $365,000 in funds loaned to Roy Thomas for AWCP. Roy Thomas used AWE as a successor company to AWCP. AWE then obtained the benefit from the funds loaned by Bounds, which Roy Thomas had used to build up AWCP's client base. This bankruptcy proceeding and the plan were not filed in good faith. Bounds also objects to the proposed plan, because it only provides for repayment to unsecured creditors the amount of $60,000, after payment of priority claims. Even if all of this amount were paid to Bounds, this is not fair or equitable in light of the substantial amount loaned by Bounds and used by AWCP, which benefitted its successor. Bounds states that there is no information to support the contention that the Debtor will be able to generate substantial income in the future. Although the proposed Plan provides that the Debtor has provided projected financial income attached as "Exhibit A," there is no exhibit attached. Bounds asserts that the proposed plan also fails to account for a secured creditor, Secured Lender Solutions, which filed a UCC-1 with the Mississippi Secretary of State on August 9, 2018, which names AWE as a debtor. While Melissa Thomas stated that this loan has been paid off, there is no filing with the Mississippi Secretary of State showing that the debt has been paid off, and no documents have been provided showing that the debt has been paid or the claim released. Bounds also objects to the provision of the Plan regarding a secured claim by Roy Thomas. The Plan provides that there is a lease/purchase for two vehicles – a 2016 Dodge Ram and a 2012 Chevrolet 2500 that is being paid to the bank in the amount of $1,240 per month until paid in full, and Roy Thomas will release the title and/or lien upon payment. Bounds objects to this provision as it is unclear what exactly is being proposed. A full-text copy of Bounds' objection dated April 12, 2022, is available at https://bit.ly/3rzeQRF from PacerMonitor.com at no charge. Attorney for Clay Bounds: Kevin A. Rogers (MSB #101230) WELLS MARBLE & HURST, PLLC P.O. Box 131 Jackson, MS 39205-0131 Telephone: (601) 605-6900 Facsimile: (601) 605-6901 E-mail: krogers@wellsmar.com About American Way Enterprises American Way Enterprises, LLC, filed a petition for Chapter 11 protection (Bankr. S.D. Miss. Case No. 21-01958) on Nov. 20, 2021, listing up to $50,000 in assets and up to $500,000 in liabilities. Judge Katharine M. Samson presides over the case. The Law Offices of Douglas M. Engell, Inc., is the Debtor's legal counsel. ARMATA PHARMACEUTICALS: Innoviva Reports 80.1% Equity Stake ----------------------------------------------------------- In a Schedule 13D/A filed with the Securities and Exchange Commission, these entities reported beneficial ownership of shares of common stock of Armata Pharmaceuticals, Inc. as of March 31, 2022: Shares Percent Beneficially of Reporting Person Owned Class ---------------- ------------ -------- Innoviva, Inc. 44,441,416 80.1% Innoviva Strategic Opportunities LLC 27,019,816 48.7% As previously disclosed on the Amendment No. 6 to Schedule 13D, on Feb. 9, 2022, the Reporting Persons entered into that certain Securities Purchase Agreement with the Issuer, pursuant to which the Issuer agreed to issue and sell to the Reporting Person, in a private placement, up to 9,000,000 newly issued shares of Common Stock and Warrants to purchase up to 4,500,000 shares of Common Stock, with an exercise price per share of $5.00, subject to satisfaction of certain conditions set forth in the Purchase Agreement, including approval by the stockholders of the Issuer as may be required by the applicable rules and regulations of New York Stock Exchange American. On Feb. 9, 2022 and in connection with the first closing under the Purchase Agreement, the Issuer issued to the Reporting Person 3,614,792 shares of Common Stock and Warrants to acquire an additional 1,807,396 shares of Common Stock of the Issuer. On March 31, 2022, the Issuer issued to the Reporting Person 5,385,208 shares of Common Stock and Warrants to acquire 2,692,604 shares of Common Stock of the Issuer. On March 31, 2022, the Reporting Persons collectively own 25,076,769 shares of Common Stock of the Issuer and warrants to acquire an additional 19,364,647 shares of Common Stock of the Issuer. A full-text copy of the regulatory filing is available for free at: https://www.sec.gov/Archives/edgar/data/921114/000089914022000437/i51946836.htm About Armata Pharmaceuticals Marina del Rey, CA-based Armata is a clinical-stage biotechnology company focused on the development of pathogen-specific bacteriophage therapeutics for the treatment of antibiotic-resistant and difficult-to-treat bacterial infections using its proprietary bacteriophage-based technology. Armata is developing and advancing a broad pipeline of natural and synthetic phage candidates, including clinical candidates for Pseudomonas aeruginosa, Staphylococcus aureus, and other pathogens. In addition, in collaboration with Merck, known as MSD outside of the United States and Canada, Armata is developing proprietary synthetic phage candidates to target an undisclosed infectious disease agent. Armata is committed to advancing phage with drug development expertise that spans bench to clinic including in-house phage specific GMP manufacturing. Armata reported a net loss of $23.16 million for the year ended Dec. 31, 2021, compared to a net loss of $22.18 million for the year ended Dec. 31, 2020. As of Dec. 31, 2021, the Company had $69.77 million in total assets, $44.37 million in total liabilities, and $25.40 million in total stockholders' equity. San Diego, California-based Ernst & Young LLP, the Company's auditor since 2019, issued a "going concern" qualification in its report dated March 17, 2022, citing that the Company has suffered recurring losses and negative cash flows from operations and has stated that substantial doubt exists about the Company's ability to continue as a going concern. ATLANTA LIGHT: Involuntary Chapter 11 Case Summary -------------------------------------------------- Alleged Debtor: Atlanta Light Bulbs, Inc. 2109 Mountain Industrial Blvd. Tucker, GA 30084 Case No.: 22-52950 Business Description: Founded in 1981, Atlanta Light Bulbs is a family-owned and operated lighting company that offers commercial lighting, fixtures, replacement sockets, ballasts, and LED bulbs. Involuntary Chapter 11 Petition Date: April 15, 2022 Court: United States Bankruptcy Court Northern District of Georgia Petitioners' Counsel: Jason M. Torf, Esq. ICE MILLER LLP 200 W. Madison Street, Suite 3500 Chicago, IL 60606 Tel: 312-726-6244 Email: Jason.Torf@icemiller.com A full-text copy of the Involuntary Petition is available for free at PacerMonitor.com at: https://www.pacermonitor.com/view/PKZHD5Q/Atlanta_Light_Bulbs_Inc__ganbke-22-52950__0001.0.pdf?mcid=tGE4TAMA Alleged creditors who signed the petition: Petitioner Nature of Claim Claim Amount ---------- --------------- ------------ Halco Lighting Technologies, LLC Trade Debt $303,514 2940 Pacific Drive Norcross, GA 30071 Candela Corporation Trade Debt $29,186 5600 Argosy Ave., Suite 300 Huntington Beach, CA 92640 Norcross Electric Supply Company Trade Debt $153,879 4190 Capital View Drive Suwanee, GA 30024 BAZE PHARMACY: Seeks to Hire Hughes Law Group as Bankruptcy Counsel ------------------------------------------------------------------- Baze Pharmacy, LLC seeks approval from the U.S. Bankruptcy Court for the Northern District of Mississippi to employ Hughes Law Group, PLLC to serve as legal counsel in its Chapter 11 case. The firm's services include: a. consulting with the Subchapter V trustee, the U.S. trustee or counsel for any creditors concerning the administration of the case; b. investigating the acts, conduct, assets, liabilities, and financial condition of the Debtor, the operation of the Debtor's business and the desirability of the continuance of such business, and any other matters relevant to the case or to the formulation of a Chapter 11 plan; c. formulating a plan; and d. preparing legal papers. The hourly rates charged by the firm's attorneys and paralegals are as follows: John F. Hughes, Esq. $250 per hour Paralegals $75 per hour The firm will also seek reimbursement for out-of-pocket expenses. John Hughes, Esq., a partner at Hughes Law Group, disclosed in a court filing that his firm is a "disinterested person" as the term is defined in Section 101(14) of the Bankruptcy Code. The firm can be reached at: John F. Hughes, Esq. Hughes Law Group, PLLC 5627 Getwell Road Ste. C3 Southaven, MS 38672 Tel: (662) 298-3607 Fax: (877) 484-4372 Email: jhughes@hugheslawgrp.com About Baze Pharmacy Baze Pharmacy, LLC filed a voluntary Chapter 7 petition on Jan. 24 2022. The case was converted to a Chapter 11 Subchapter V case (Bankr. Case No. 22-10135, N.D. Miss.) on Feb. 28, 2022. Judge Selene D. Maddox oversees the Debtor's Chapter 11 case. John F. Hughes, Esq., at Hughes Law Group, PLLC serves as the Debtor's bankruptcy counsel. BUCKHARDT TECHNOLOGIES: Case Summary & 13 Unsecured Creditors ------------------------------------------------------------- Debtor: Buckardt Technologies, Inc. d/b/a Konsultek 2230 Point Boulevard #800 Elgin, IL 60123 Chapter 11 Petition Date: April 18, 2022 Court: United States Bankruptcy Court Northern District of Illinois Case No.: 22-04420 Judge: Hon. Lashonda A. Hunt Debtor's Counsel: Richard G. Larsen, Esq. SPRINGERLARSENGREENE, LLC 300 S. County Farm Road Suite G Wheaton, IL 60187 Tel: 630-510-0000 Fax: 630-510-0004 Email: rlarsen@springerbrown.com Estimated Assets: $0 to $50,000 Estimated Liabilities: $1 million to $10 million The petition was signed by Judith A. Buckardt as president. A full-text copy of the petition containing, among other items, a list of the Debtor's 13 unsecured creditors is available for free at PacerMonitor.com at: https://www.pacermonitor.com/view/MMIEBFQ/Buckardt_Technologies_Inc_dba__ilnbke-22-04420__0001.0.pdf?mcid=tGE4TAMA CHEF CASEY: Files Emergency Bid to Use Cash Collateral ------------------------------------------------------ Chef Casey, LLC asks the U.S. Bankruptcy Court for the Middle District of Florida, Fort Myers Division, for authority to use cash collateral in accordance with the budget, with a 10% variance, effective as of petition date. The Debtor requires the use of the cash collateral to fund all necessary operating expenses of the Debtor's business. Several purported creditors have asserted security interests in all money in which the Debtor has an interest via UCC-1 Financing Statements filed in the Florida Secured Transaction Registry. These creditors are Last Chance Funding, Inc., Empire Funding, Vend Lease Company, Inc., American Express National Bank, SPG Advance LLC, Funding Metrics, LLC, CFG Merchant Solutions LLC, and an unknown entity. As adequate protection for the use of the collateral and the cash collateral, the Debtor offers the creditors: a. Post-petition replacement liens to the same extent, validity and priority as existed pre-petition; b. The right, upon providing the Debtor 5 days' notice, to inspect the cash collateral, provided that said inspection does not interfere with the operations of the Debtor; and c. Copies of monthly financial documents generated in the ordinary course of business and other information as Claimants may reasonably request with respect to the Debtor's operations. A copy of the motion and the Debtor's budget for April to June 2022 is available at https://bit.ly/3EnLUBi from PacerMonitor.com. The Debtor projects $193,000 in total sales and $28,397 in direct operating cost for April 2022. About Chef Casey, LLC Chef Casey, LLC owns and operates a restaurant located at 885 Vanderbilt Beach Road, Naples, Florida 34108. Chef Casey sought protection under Chapter 11 of the U.S. Bankruptcy Code (Bankr. M.D. Fla. Case No. 2:22-bk-00426 on April 14, 2022. In the petition signed by Keith R. Casey, managing member, the Debtor disclosed up to $50,000 in assets and up to $10 million in liabilities. Mike Dal Lago, Esq., at Dal Lago Law is the Debtor's counsel. CLEARDAY INC: Issues $172,200 Unsecured Promissory Note ------------------------------------------------------- Clearday, Inc. entered into a securities purchase agreement to issue an unsecured promissory note to an institutional lender. The Company used the proceeds of this financing to fund its operations. The Note provides for the net funding to Clearday of $150,000 after payment of specified expenses of $3,750 and provides for an original issue discount of $18,450, resulting in a principal obligation of $172,200 and a one-time interest charge of 12% on such principal amount. The Note provides for a one year maturity. Monthly payments on the Note of $19,286.40 will be made by Clearday with the first payment being on May 20, 2022, which payments are subject to a 10-day grace period. The Note is unsecured. The Note provides specified events of default including failure to timely pay the monetary obligations under the Note and such breach continues for a period of 10 days after written notice from the Noteholder a breach of covenants under the Note or the Purchase Agreement that continues for a period of 20 days after written notice by the Noteholder; breach of any representation and warranty in the Note or Purchase Agreement; commencement of bankruptcy or similar proceedings; failure to maintain the listing of Clearday's common stock on at least one of the Over-the-Counter markets such as the OTCQB; the failure of Clearday to comply with the reporting requirements of the Securities Exchange Act; Clearday's liquidation, or a financial statement restatement by Clearday. Upon any Event of Default, the obligations under the Note will accrue interest at an annual rate of 22% and, if such Event of Default is continuing at any time that is 180 days after the date of the Note, provide the Noteholder the right and option to convert the obligations under the Note to shares of Clearday's common stock. The price for any such conversion is equal to 75% (or a 25% discount) of the average of the five lowest per share daily volume-weighted average price of Clearday's common stock over the 10 consecutive trading days that are not subject to specified market disruptions immediately preceding the date of the conversion. The conversion right of the Noteholder is subject to a customary limitation on beneficial ownership of 4.99% of Clearday's common stock. Each of the Note and the Purchase Agreement has customary other covenants and provisions, including representations and warranties, payment of brokers, and indemnification, that Clearday will not sell, lease or otherwise dispose of any significant portion of its assets outside the ordinary course of business without the consent of the Noteholder and Clearday will maintain a reserve of authorized and unissued shares of common stock sufficient for full conversion of the obligations under the Note. About Clearday Clearday (fka Superconductor Technologies, Inc.) is an innovative non-acute longevity health care services company with a modern, hopeful vision for making high quality care options more accessible, affordable, and empowering for older Americans and those who love and care for them. Clearday has decade-longexperience in non-acute longevity care through its subsidiary Memory Care America, which operates highly rated residential memory care communities in four U.S. states. Clearday at Home -- its digital service -- brings Clearday to the intersection oftelehealth, Software-as-a-Service (SaaS), and subscription-based content. Superconductor reported a net loss of $2.96 million in 2020 following a net loss of $9.23 million in 2019. As of Sept. 30, 2021, the Company had $51.65 million in total assets, $68.92 million in total liabilities, $15.13 million in mezzanine equity, and a total deficit of $32.41 million. Los Angeles, CA-based Marcum LLP, the Company's auditor since 2009, issued a "going concern" qualification in its report dated March 31, 2021, citing that the Company has a significant working capital deficiency, has incurred significant losses and needs to raise additional funds to meet its obligations and sustain is operations. These conditions raise substantial doubt about the Company's ability to continue as a going concern. CLEARDAY INC: Unit to Sell Texas Land for $392K Per Acre -------------------------------------------------------- Leander Associates, Ltd., a Texas limited partnership, a subsidiary of Clearday, Inc., entered into a Purchase and Sale Agreement to sell one of Clearday's non-core assets: a land parcel located in Leander, Texas. The purchase price is approximately $392,040 per acre, subject to customary apportionments, and includes the price applicable to third party reporting and engineering documentation and other studies and analysis delivered by the Seller to the purchaser. The purchaser has made an initial deposit of $20,000 and paid an initial non-fundable fee of $5,000, which fee will be applied to the payment of the purchase price upon a closing. The Leander Sale Agreement provides a 90-day period following the April 4, 2022 effective date, or until July 5, 2022), for the purchaser to inspect the Property and conduct their analysis, appraisals and other examination of the Property, including environmental inspections. Onsite testing by the purchaser is subject to customary conditions including notice, indemnification and maintenance of commercial liability insurance naming Seller as an additional insured party. The purchaser may conduct a Phase II environmental inspection subject to Seller's prior written consent. The purchaser may terminate the Leander Sale Agreement on or prior to the expiration of the Feasibility Period. Upon such termination, the deposits by the purchaser under the Leander Sale Agreement will be returned. If the purchaser does not so terminate the Leander Sale Agreement, then it is required to provide an additional $20,000 deposit. Within 14 days after the effective date, or April 19, 2022, the Seller will provide the purchaser with a title insurance commitment and related title documents. The Leander Sale Agreement provides for a customary process for the purchaser to raise, and for the parties to resolve, any purchaser objections to any title issues, which shall not include customary permitted title exceptions. Prior to the end of the Feasibility Period, the purchaser shall use its commercially reasonable efforts to obtain a survey of the Property to the Seller, and Seller will reimburse 50% of the cost of the Survey, up to $3,000. The Seller will have no obligation to remove, satisfy or cure any title objections, except for liens voluntarily created by Seller that secure monetary obligations of Seller, judgment liens and delinquent real property taxes and assessments, which Seller agrees to remove on or before Closing. The Leander Sale Agreement provides the purchaser with the ability to assess the permitting requirements and obtain land use and related approvals prior to closing the purchase of the Property. If purchaser provides a $10,000 deposit on or before the expiration of the Feasibility Period, then the purchaser will have a permitting period of 180 days following the expiration of the Feasibility Period, subject to up to three extensions, each for 90 days, to obtain the approvals from the appropriate governmental authorities regarding: (1) the re-zoning of the Property to mixed-use or multi-family zoning; (2) the approval of the purchaser's site plan; and (3) the civil permit for the horizontal development of the Property in accordance with the Site Plan. If, despite purchaser's diligent efforts to obtain such Approvals, the purchaser is unable to obtain such Approvals prior to expiration of the Permitting Period, the purchaser will be entitled to extend the Permitting Period for three (3) periods of 90 days each by providing notice prior to expiration of the Permitting Period, as then extended, and providing a $10,000 extension fee. The Initial Permitting Fee and all Permitting Extension Fees will be nonrefundable but will be applied to the purchase price at the closing. Purchaser may terminate the Leander Sale Agreement if purchaser is unable to obtain the Approvals at the end of the Permitting Period, as duly extended. The Leander Sale Agreement also provides that the purchaser is obligated to pay for all "Rollback Taxes," which is the amount of property taxes to be due upon the change in land usage or ownership of all or part of the Property The closing of the purchase and sale of the Property is on the date that is not later than 60 days after the expiration of the Permitting Period or the Permitting Extension Period, subject to any adjournment. The Leander Sale Agreement includes customary terms and conditions including representations and warranties, payment of brokers, conditions to closing, risk of loss, condemnation, remedies, environmental conditions, and indemnification. The Leander Sale Agreement also provides the Seller the right to invest a portion, up to $600,000, of the Property to the purchaser, which may be exercised by Seller prior to the date that Approvals are received. Should Seller elect to exercise such participation right, then Seller and purchaser will enter into a definitive agreement, in a form and substance acceptable to both parties, whereby Seller shall receive an amount equal to such contributed property multiplied by 115%. Such participation or investment will provide that all distributions of Cash Flow from the development on the Property will first be paid to the Seller pari passu with all other distributions of return of capital paid to the members of purchaser until such time that Seller has received an amount equal to the Contribution Value prior to any other distributions of profits. Following the distribution of the Contribution Value to Seller, the Seller will not be entitled to any further distributions. Cash flow is defined be mean gross cash receipts from the ownership, operation, financing, development, sale of all (or a portion of) the Property less all expenses with respect to the purchaser's development costs, transaction costs incurred, other than any expenses paid to affiliates or related parties or foreign persons, any financing or sale of its assets and properties and customary expenses of the development and any income derived from leasing the Property. About Clearday Clearday (fka Superconductor Technologies, Inc.) is an innovative non-acute longevity health care services company with a modern, hopeful vision for making high quality care options more accessible, affordable, and empowering for older Americans and those who love and care for them. Clearday has decade-longexperience in non-acute longevity care through its subsidiary Memory Care America, which operates highly rated residential memory care communities in four U.S. states. Clearday at Home -- its digital service -- brings Clearday to the intersection oftelehealth, Software-as-a-Service (SaaS), and subscription-based content. Superconductor reported a net loss of $2.96 million in 2020 following a net loss of $9.23 million in 2019. As of Sept. 30, 2021, the Company had $51.65 million in total assets, $68.92 million in total liabilities, $15.13 million in mezzanine equity, and a total deficit of $32.41 million. Los Angeles, CA-based Marcum LLP, the Company's auditor since 2009, issued a "going concern" qualification in its report dated March 31, 2021, citing that the Company has a significant working capital deficiency, has incurred significant losses and needs to raise additional funds to meet its obligations and sustain is operations. These conditions raise substantial doubt about the Company's ability to continue as a going concern. CNBX PHARMACEUTICALS: Incurs $1.2 Million Net Loss in 2nd Quarter ----------------------------------------------------------------- CNBX Pharmaceuticals Inc. filed with the Securities and Exchange Commission its Quarterly Report on Form 10-Q disclosing a net loss of $1.24 million for the three months ended Feb. 28, 2022, compared to a net loss of $534,755 for the three months ended Feb. 28, 2021. For the six months ended Feb. 28, 2022, the Company reported a net loss of $2.56 million compared to a net loss of $1.19 million for the six months ended Feb. 28, 2021. As of Feb. 28, 2022, the Company had $1.14 million in total assets, $1.79 million in total current liabilities, and a total stockholders' deficit of $648,028. As of Feb. 28, 2022, the Company had $231,637 in cash compared to $1,386,472 on Aug. 31, 2021. The Company expects to incur a minimum of $1,000,000 in expenses during the next twelve months of operations. The Company estimates that these expenses will be comprised primarily of general expenses including overhead, legal and accounting fees, research and development expenses, and fees payable to outside medical centers for clinical studies. The Company used cash in operations of $1,154,322 for the six months ended Feb. 28, 2022 compared to cash used in operations of $1,294,977 for the six months ended Feb. 28, 2021. The negative cash flow from operating activities for the six months ended Feb. 28, 2022 is primarily attributable to the Company's net loss from operations of $2,561,891, share based compensation of $530,662, convertible loan valuation in a total of $678,391, depreciation of $102,411, a decrease in accounts payables and accrued liabilities of $36,47 and an increase of $59,688 in account receivables and prepaid expenses. The Company had cash used from investing activities of $513 during the six months ended Feb. 28, 2022, compared to cash flow from investing activities of $645,025 for the six months ended Feb. 28, 2021. The cash used to purchase of fixed assets in the aggregate amount of $513 for the six months ended Feb. 28, 2022, comparing to cash flow from investing activities is due to the Company's Realization of Wize Pharma Inc shares of $645,968 and its purchase of fixed assets in the aggregate amount of $943 for the six months ended Feb. 28, 2021 CNBX stated, "We will have to raise funds to pay for our expenses. We may have to borrow money from shareholders, issue equity or enter into a strategic arrangement with a third party. There can be no assurance that additional capital will be available to us. We currently have no arrangements or understandings with any person to obtain funds through bank loans, lines of credit or any other sources. Since we have no such arrangements or plans currently in effect, our inability to raise funds for our operations will have a severe negative impact on our ability to remain a viable company." A full-text copy of the Form 10-Q is available for free at: https://www.sec.gov/ix?doc=/Archives/edgar/data/1343009/000168316822002526/cnbx_i10q-022822.htm About CNBX Pharmaceuticals CNBX Pharmaceuticals Inc. is a U.S. public company and a global developer of cancer related cannabinoid-based medicine. The Company's R&D is based in Israel, where it is licensed by the Ministry of Health to conduct scientific and clinical research on cannabinoid formulations and cancer. For more information, please visit www.cannabics.com. The Company reported a net loss of $3.19 million on zero revenue for the year ended Aug. 31, 2021, compared to a net loss of $7.47 million on $7,157 of net revenue for the year ended Aug. 31, 2020. As of Nov. 30, 2021, the Company had $2.12 million in total assets, $1.49 million in total current liabilities, and $627,421 in total stockholders' equity. Tel-Aviv, Israel-based Weinstein International. C.P.A., the Company's auditor since 2019, issued a "going concern" qualification in its report dated Nov. 25, 2021, citing that the Company has incurred significant losses and needs to raise additional funds to meet its obligations and sustain its operations. These conditions raise substantial doubt about the Company's ability to continue as a going concern. COLLEGE DUDES: Files Emergency Bid to Use Cash Collateral --------------------------------------------------------- College Dudes Help-U-Move, Inc. asks the U.S. Bankruptcy Court for the Eastern District of North Carolina, Raleigh Division, for authority to use cash collateral in accordance with the proposed budget, with a 10% variance. The possible lienholders of its cash collateral are RBR Global, Expansion Capital Group, and QS Capital Partners. The Debtor requires the use of cash collateral to pay its ordinary operating expenses. Prior to the filing of the case, one or more Secured Creditors issued levies against funds held in the Debtor's bank account at Fifth Third Bank and by its credit card processing company Global Payment/Authorize.Net based on their perfected security interests. The Debtor believes its bank account is currently holding over $6,000 in estate funds and the merchant servicer is holding over $16,000. These funds are cash collateral and the release of the funds, irrespective of the Secured Creditors demands or perfected security interest, part of the relief requested by the Motion. The Debtor proposes adequate protection to the Secured Creditors in the form of replacement liens in after-acquired revenue to the same extent as they had prior to the bankruptcy. The Debtor also requests the Court to schedule a hearing for April 19, 2022 at 10 a.m. A copy of the motion and the Debtor's budget for April 15 to May 15, 2022 is available at https://bit.ly/3vxaID8 from PacerMonitor.com. The Debtor projects $129,208 in total available cash and $111,454 in total operating expenses for the period. About College Dudes Help-U-Move, Inc. College Dudes Help-U-Move, Inc. sought protection under Chapter 11 of the U.S. Bankruptcy Code (Bankr. E.D. N.C. Case No. 22-00822-5) on April 15, 2022. In the petition filed by Abraham Cannon, chief executive officer, the Debtor disclosed up to $50,000 in assets and up to $500,000 in liabilities. Travis Sasser, Esq., at Sasser Law Firm is the Debtor's counsel. CUSTOM TRUCK: Appoints Vice Admiral Mary Jackson as Director ------------------------------------------------------------ Custom Truck One Source, Inc. has appointed Vice Admiral Mary Jackson U.S. Navy (Retired) to its Board of Directors, filling a vacancy. Vice Admiral Jackson was also appointed to serve on both the Audit and Compensation Committees of Custom Truck's Board. The Company has determined that Vice Admiral Jackson is an independent director under the New York Stock Exchange and Securities and Exchange Commission rules. "We are extremely fortunate that Vice Admiral Jackson has agreed to become a member of our Board," said Fred Ross, Custom Truck's CEO. "Her distinguished and impressive service to our country, as well as her post-civil service accomplishments, would be beneficial to any organization. Everyone at Custom Truck very much looks forward to working with Vice Admiral Jackson." Marshall Heinberg, Custom Truck's Chairman, stated, "I have had the pleasure to know and work with Vice Admiral Jackson in the past and her experience and knowledge will certainly add value to our Board and Company. Her specific experience in logistics and supply-chain management from her naval career will assist Custom Truck in navigating current and future supply chain environments." Commenting on her appointment to the Company's Board Vice Admiral Jackson said, "I am happy to be joining the Custom Truck team and lending my experience and knowledge to the Company, the Board and its Audit and Compensation Committees." Vice Admiral Jackson retired in July 2020 after over three decades of service in the United States Navy. She began her career as a Surface Warfare Officer serving on and off Navy warships achieving command of USS McFAUL (DDG 74), an Arleigh Burke class destroyer. She subsequently went on to command the Navy's largest Navy base, Naval Station Norfolk where she was the equivalent of a city manager or Mayor for a city with a population of 64,000 people, managing operational and service industries while managing the Navy's relationship with local agencies, surrounding communities, regulators, and national media. Upon selection as a Flag Officer, Vice Admiral Jackson served in Shore installation Regional and Enterprise level (Navy Installations Command) assignments ultimately accountable for $7.5 billion and 53,000 personnel executing efficient and effective operational, material and personnel programs from facility management, utilities, port and air operations, security, crisis response, and Sailor/family support services (lodging, food services, childcare, fitness) for 71 Navy installations across 10 Regions providing global support to the Navy and Joint forces. Currently, Vice Admiral Jackson remains engaged through a portfolio of activities, including service as an Independent Director, consulting as an advisor to clients, and serving as a board member for the Greater Jacksonville Area USO and the Surface Navy Association. Additionally, she is the Chair of the Steven A. Cohen Military Family Clinic at Centerstone Jacksonville Advisory Council and serves on the Blue Star Families Racial Equity Committee. Vice Admiral Jackson holds a Bachelors Degree in Physics (Oceanography emphasis) from the United States Naval Academy and a Masters of Engineering Management from The George Washington University. About Custom Truck Custom Truck One Source, Inc. (formerly known as Nesco Holdings, Inc.) is a provider of specialty equipment, parts, tools, accessories and services to the electric utility transmission and distribution, telecommunications and rail markets in North America. CTOS offers its specialized equipment to a diverse customer base for the maintenance, repair, upgrade and installation of critical infrastructure assets, including electric lines, telecommunications networks and rail systems. The Company's coast-to-coast rental fleet of more than 9,600 units includes aerial devices, boom trucks, cranes, digger derricks, pressure drills, stringing gear, hi-rail equipment, repair parts, tools and accessories. For more information, please visit investors.customtruck.com. Custom Truck reported a net loss of $181.50 million for the year ended Dec. 31, 2021, a net loss of $21.28 million for the year ended Dec. 31, 2020, a net loss of $27.05 million for the year ended Dec. 31, 2019, a net loss of $15.53 million for the year ended Dec. 31, 2018, and a net loss of $27.10 million for the year ended Dec. 31, 2017. As of Dec. 31, 2021, the Company had $2.68 billion in total assets, $440.58 million in total current liabilities, $1.38 billion in total long-term liabilities, and $858.51 million in total stockholders' equity. CYTODYN INC: Incurs $32.3 Million Net Loss in Third Quarter ----------------------------------------------------------- Cytodyn Inc. filed with the Securities and Exchange Commission its Quarterly Report on Form 10-Q disclosing a net loss of $32.33 million on zero revenue for the three months ended Feb. 28, 2022, compared to a net loss of $45.21 million on zero revenue for the three months ended Feb. 28, 2021. For the nine months ended Feb. 28, 2022, the Company reported a net loss of $100.39 million on $266,000 of total revenue compared to a net loss of $111.46 million on zero revenue for the nine months ended Feb. 28, 2021. As of Feb. 28, 2022, the Company had $94.08 million in total assets, $116.54 million in total liabilities, and a total stockholders' deficit of $22.46 million. The Company's cash and restricted cash position of approximately $2.4 million as of February 28, 2022 decreased by approximately $31.6 million, when compared to the balance of $33.9 million at May 31, 2021. This decrease was primarily the result of approximately $71.7 million in cash used in the Company's operating activities offset by approximately $40.1 million in cash provided by financing activities. During the nine months ended Feb. 28, 2022, the Company used $71.7 million for operating activities, an improvement of $13.1 million as compared to the same period in the prior year. The decrease in the net amount of cash used in operating activities was due primarily to the change in its net loss, working capital fluctuations, and changes in the Company's non-cash expenses, all of which are highly variable Net cash used in investing activities was insignificant in the nine months ended Feb. 28, 2022, compared to the same period in the prior year. During the nine months ended Feb. 28, 2022, net cash provided by financing activities was $40.1 million, a decrease of $44.7 million as compared to the same period in the prior year. The decrease was primarily attributable to a decrease in proceeds received from convertible notes of $50.0 million, and from stock option and warrant exercises. A full-text copy of the Form 10-Q is available for free at: https://www.sec.gov/ix?doc=/Archives/edgar/data/1175680/000155837022005291/cydy-20220228x10q.htm About CytoDyn Inc. Headquartered in Vancouver, Washington, CytoDyn Inc. -- http://www.cytodyn.com-- is a late-stage biotechnology company focused on the clinical development and potential commercialization of leronlimab (PRO 140), a CCR5 antagonist to treat HIV infection, with the potential for multiple therapeutic indications. Cytodyn reported a net loss of $154.67 million for the year ended May 31, 2021, compared to a net loss of $124.40 million for the year ended May 31, 2020. As of Nov. 30, 2021, the Company had $103.70 million in total assets, $116.40 million in total liabilities, and a total stockholders' deficit of $12.70 million. Birmingham, Alabama-based Warren Averett, LLC, the Company's auditor since 2007, issued a "going concern" qualification in its report dated July 30, 2021, citing that the Company incurred a net loss of approximately $154,674,000 for the year ended May 31, 2021 and has an accumulated deficit of approximately $511,294,000 through May 31, 2021, which raises substantial doubt about its ability to continue as a going concern. DAISEY LLC: United States Trustee Says Disclosures Insufficient --------------------------------------------------------------- The United States Trustee ("UST") objects to the Disclosure Statement filed by debtor Daisey, LLC. The United States claims that the Debtor's Disclosure Statement does not provide adequate information. As explained, the Debtor fails to provide crucial information for creditors to vote on the Plan and, therefore, the Disclosure Statement should not be approved. The United States Trustee points out that the Debtor provides no itemization of its assets and the current value of those assets. In order for the Plan to be confirmed, the Plan must satisfy the best interest test, which is set forth in Code section 1129(a)(7). The United States Trustee states that there is no way of discerning the cash on hand from operating reports because Debtor has filed no operating reports since the inception of the case. Without those reports, creditors cannot ascertain current cash on hand and, significantly, cannot assess the feasibility of the Plan based on historical income and expenses. The United States Trustee asserts that the Debtor's Disclosure Statement indicates that the Plan consists of the Debtor selling the Property or refinancing to pay off the secured lender, JP Morgan Chase. However, no specific facts are disclosed to indicate when the sale or refinancing will occur and when and in what amounts the secured lender will get paid. The United States Trustee further asserts that no operating reports have been filed and no budget reflecting anticipated income and expenses has been provided in the Disclosure Statement. There is no disclosure at all regarding the nature and source of income, if any, to the Debtor and the amount and nature of expenses that this Debtor pays on a regular basis. A full-text copy of the United States Trustee's objection dated April 11, 2022, is available at https://bit.ly/3xwpSes from PacerMonitor.com at no charge. About Daisey LLC Scottsdale, Ariz.-based Daisey, LLC filed its voluntary petition for Chapter 11 protection (Bankr. D. Ariz. Case No. 21-07517) on Oct. 5, 2021, listing up to $10 million in assets and up to $1 million in liabilities. Hugh Anderson, managing member of Daisey, signed the petition. Lawrence D. Hirsch, Esq., at Parker Schwartz, PLLC, represents the Debtor as legal counsel. ECOARK HOLDINGS: CFO William Hoagland Resigns --------------------------------------------- William Hoagland resigned from his position as chief financial officer of Ecoark Holdings, Inc. Mr. Hoagland continues to serve as chief executive officer of Agora Digital Holdings, Inc., the Company's bitcoin mining subsidiary. On April 12, 2022, the Board of Directors of the Company appointed Jay Puchir, 46, as the Company's chief financial officer. Mr. Puchir has been serving as (i) the Company's treasurer, (ii) Agora's chief financial officer and (iii) the chief executive officer and president of Banner Midstream Corp, another subsidiary of the Company. As a result of his appointment as the Company's chief financial officer, due to time constraints, Mr. Puchir resigned as Agora's chief financial officer. In connection with the resignation and agreement to provide transitional services on an as-needed basis, the Agora Board of Directors vested all of Mr. Puchir's shares of Agora common stock. These shares previously were to vest over a three-year period beginning in October 2022, subject to continued service and performance metrics. The Company expects to report a non-cash compensation expense of $3,437,500 for the quarter ending June 30, 2022 relating to the accelerated vesting of these Agora shares. Mr. Puchir's compensatory arrangements did not change in connection with his appointment as the Company's chief financial officer. About Ecoark Holdings Rogers, Arkansas-based Ecoark Holdings, Inc., founded in 2011, is a diversified holding company. Through its wholly-owned subsidiaries, the Company has operations in three areas: (i) oil and gas, including exploration, production and drilling operations and transportation services, (ii) post-harvest shelf-life and freshness food management technology, and (iii) financial services including consulting, fund administration and asset management. Ecoark Holdings reported a net loss of $20.89 million for the year ended March 31, 2021, a net loss of $12.14 million for the year ended March 31, 2020, and a net loss of $13.65 million for the year ended March 31, 2019. As of Dec. 31, 2021, the Company had $43.51 million in total assets, $12.57 million in total liabilities, and $30.94 million in total stockholders' equity. ECTOR COUNTY ENERGY: Panel Questionnaires Due on April 21 --------------------------------------------------------- The United States Trustee is soliciting members for a committee of unsecured creditors in the bankruptcy case of Ector County Energy Center LLC. If a party wishes to be considered for membership on any official committee that is appointed, it must complete a questionnaire available at https://bit.ly/3KTWHpi and return by email it to Juliet M Sarkessian -- Juliet.M.Sarkessian@usdoj.gov -- at the Office of the United States Trustee so that it is received no later than 4:00 p.m., on April 21, 2022. If the U.S. Trustee receives sufficient creditor interest in the solicitation, it may schedule a meeting or telephone conference for the purpose of forming a committee. About Ector County Energy Center Ector County Energy Center LLC owns and operates a 330 MW natural gas-fired power generating facility located in Ector County, Texas. Ector County Energy Center sought Chapter 11 bankruptcy protection (Bankr. D. Del. Case No. 22-10320) on April 11, 2022. In the petition filed by John D. Baumgartner, as chief restructuring officer, Ector County estimated assets between $50 million and $100 million and estimated liabilities between $500 million and $1 billion. Holland & Knight LLP is the Debtor's general counsel. Polsinelli PC is the local counsel. Perella Weinberg Partners LP and Tudor, Pickering, Holt & Co. serve as investment bankers. Grant Thornton LLP is the restructuring advisor. Locke Lord, LLP, is special counsel, and Crowell & Moring LLP is the special litigation counsel. Donlin Recano & Company Inc. is the claims agent. EDWARD ZENGEL: Wins Cash Collateral Access ------------------------------------------ The U.S. Bankruptcy Court for the Middle District of Florida, Fort Myers Division, authorized Edward Zengel & Son Express, Inc. to use cash collateral on an interim basis in accordance with the budget, with a 10% variance. The Debtor requires the use of cash collateral to pay ordinary and necessary business expenses. Synovus Bank is the Debtor's pre-petition senior secured lender. As adequate protection for the extent of the Debtor's use of cash collateral, Synovus will have a perfected post-petition lien against the Prepetition Collateral to the same extent and with the same validity and priority as the alleged prepetition lien, without the need to file or execute any document as may otherwise be required under applicable non-bankruptcy law. Additionally, the Debtor will remit to Synovus $12,254 and provide an actual budget on a biweekly basis to Synovus. A further hearing on the matter is scheduled for May 25, 2022 at 10:30 a.m. A copy of the order and the Debtor's budget for the period from January 15 to June 25, 2022 is available at https://bit.ly/3KVEJmj from PacerMonitor.com. The Debtor projects $3,500,378 in total income and $1,050,433 in total cost of goods sold. About Edward Zengel & Son Express Edward Zengel & Son Express, Inc., a company in Fort Myers, Fla., filed its voluntary petition for relief under Chapter 11 of the Bankruptcy Code (Bankr. M.D. Fla. Case No. 22-00001) on Jan. 1, 2022, listing up to $500,000 in assets and up to $10 million in liabilities. Edward Zengel, Jr., president, signed the petition. Judge Caryl E. Delano oversees the case. The Debtor tapped Mike Dal Lago, Esq., at Dal Lago Law as legal counsel; AG Employment Law, PLLC as special labor counsel; and The Spires Group, PA as accountant. FANNIE MAE: Two Board Directors Resign -------------------------------------- Sheila C. Bair notified Fannie Mae's Board of Directors of her resignation from the Board of Directors effective May 1, 2022, as she plans to devote more time to her other professional and civic engagements. In connection with Ms. Bair's departure from the Board, the Fannie Mae Board of Directors has appointed Michael J. Heid as Board Chair effective May 1, 2022. Mr. Heid has been a Fannie Mae director since May 2016. Separately, on April 7, 2022, Antony Jenkins notified Fannie Mae's Board of Directors of his resignation from the Board of Directors effective May 1, 2022, as he plans to devote more time to his other corporate and civic engagements. In addition, on April 7, 2022, Fannie Mae chief executive officer Hugh R. Frater notified the company that he will resign as CEO and as a Board member effective May 1, 2022. In connection with Mr. Frater's resignation, the Fannie Mae Board of Directors appointed company President David C. Benson to also serve as interim chief executive officer and as a Board member of the company, effective May 1, 2022, subject to final approval by the Federal Housing Finance Agency. Mr. Benson, age 62, has been Fannie Mae's president since August 2018. As Fannie Mae's president, Mr. Benson has been responsible for leading the development and execution of the strategic plan for Fannie Mae as well as leading the Single-Family and Multifamily businesses. Mr. Benson also served as the company's interim chief financial officer from May 2021 to November 2021 and as the interim head of the Single-Family business from January 2021 to May 2021. Mr. Benson previously served as executive vice president and chief financial officer from 2013 to August 2018, as executive vice president-Capital Markets, Securitization & Corporate Strategy from 2012 to 2013 and as executive vice president-Capital Markets from 2009 to 2012. He also served as treasurer from 2010 to 2012. Mr. Benson previously served as Fannie Mae's executive vice president - Capital Markets and Treasury from 2008 to 2009, as Fannie Mae's senior vice president and treasurer from 2006 to 2008, and as Fannie Mae's vice president and assistant treasurer from 2002 to 2006. He also serves on the Board of Managers of Common Securitization Solutions, a Fannie Mae and Freddie Mac joint venture. Prior to joining Fannie Mae in 2002, Mr. Benson was a managing director in the Fixed-Income Division of Merrill Lynch & Co. From 1988 through 2002, he served in several capacities at Merrill Lynch & Co. in the areas of risk management, trading, debt syndication, and e-commerce based in New York and London. About Fannie Mae and Freddie Mac Federal National Mortgage Association (OTCQB: FNMA), commonly known as Fannie Mae, is a government-sponsored enterprise (GSE) that was chartered by U.S. Congress in 1938 to support liquidity, stability and affordability in the secondary mortgage market, where existing mortgage-related assets are purchased and sold. Fannie Mae helps make the 30-year fixed-rate mortgage and affordable rental housing possible for millions of Americans. The Company partners with lenders to create housing opportunities for families across the country. Visit -- http://www.FannieMae.comFannie Mae has been under conservatorship, with the Federal Housing Finance Agency ("FHFA") acting as conservator, since Sept. 6, 2008. As conservator, FHFA succeeded to all rights, titles, powers and privileges of the company, and of any shareholder, officer or director of the company with respect to the company and its assets. The conservator has since provided for the exercise of certain authorities by the Company's Board of Directors. The Company's directors do not have any fiduciary duties to any person or entity except to the conservator and, accordingly, are not obligated to consider the interests of the company, the holders of the Company's equity or debt securities, or the holders of Fannie Mae MBS unless specifically directed to do so by the conservator. A brother organization of Fannie Mae is the Federal Home Loan Mortgage Corporation (FHLMC), better known as Freddie Mac Freddie Mac (OTCBB: FMCC) -- http://www.FreddieMac.com-- was established by Congress in 1970 to provide liquidity, stability and affordability to the nation's residential mortgage markets. Freddie Mac supports communities across the nation by providing mortgage capital to lenders. As of Dec. 31, 2021, the Company had $4.23 trillion in total assets, $4.18 trillion in total liabilities, and $47.36 billion in total stockholders' equity. FINANCIAL GRAVITY: Hires Armanino LLP as Accountant --------------------------------------------------- Financial Gravity Companies, Inc. engaged Armanino, LLP as its independent registered public accounting firm and certifying accountant on April 7, 2022. About Financial Gravity Headquartered in Austin Texas, Financial Gravity Companies, Inc. is a parent company of stock brokerage, investment advisory, asset management, tax planning for business and personal, and financial advisor services companies. Financial Gravity reported a net loss of $7.42 million for the year ended Sept. 30, 2021, compared to a net loss of $791,675 for the year ended Sept. 30, 2020. As of Dec. 31, 2021, the Company had $4.35 million in total assets, $2.19 million in total liabilities, and $2.16 million in total stockholders' equity. Fort Worth, Texas-based Weaver and Tidwell, LLP, the Company's auditor since 2020, issued a "going concern" qualification in its report dated Dec. 29, 2021, citing that the Company incurred a net loss and a net use of operating cash in the current year and currently has a retained deficit that raises substantial doubt about its ability to continue as a going concern. FOUNDATION BUILDING: S&P Alters Outlook to Stable, Affirms 'B' ICR ------------------------------------------------------------------ S&P Global Ratings affirmed the issuer credit rating on Foundation Building Materials Inc. (FBM) at 'B'. Additionally, S&P affirmed the issue-level rating on the existing term loan at 'B', and the issue-level rating on the senior unsecured notes at 'CCC+'. S&P revised the outlook to stable from negative, indicating its view that adjusted leverage will remain about 6x and EBITDA interest coverage above 3x for the next 12 months. S&P said, "We expect adjusted leverage of around 6x over the next 12 months. We project the company will do over $3.5 billion in sales along with a gross margin of roughly 28%-30%, resulting in debt to EBITDA of about 6x. The mid-single digit sales growth stems from a robust backlog carried over from 2021 and returning demand for commercial construction albeit not as strong as pre-pandemic. Although we expect some margin compression from inflationary costs pressure, such as commodities, labor, and diesel, FBM should be able to operate around 2021 year-end leverage of 6.3x for the next 12 months. We also view the company's majority control by American Securities as a key rating constraint due to the intrinsic risks of financial sponsor strategies. "S&P Global Ratings' economists expect the nonresidential market to rebound in the latter half of 2022 and 2023, albeit not as strong as pre-pandemic levels. We expect FBM will continue to benefit from larger scale and improved operating prospects, as we view the building material distribution space as volatile and fragmented. We believe the acquisition of Beacon Interiors in 2021 will continue to improve FBM's scale, geographic presence, and product breadth, as well as modestly improve end-market diversity. However, our ratings also consider the relatively cyclical and fragmented nature of the U.S construction end markets. We estimate a roughly 3% decline in the commercial construction end market for 2022 compared to 2021, and a de minimis decline in the new residential construction end market during the same period. We expect nonresidential markets to rebound in 2023, as anticipated growth is roughly 6%. We also note the highly fragmented and volatile nature of the wallboard, suspended ceiling systems, and metal framing market in North America, with many small regional players across markets. Although we estimate that the company will have a leading market share of 20% in its key product categories, we believe the market fragmentation could hinder pricing power. "We expect excess cash flows to be directed toward shareholder rewards and acquisitions over debt reduction. We expect FBM to generate free operating cash of about $150 million to $200 million in 2022 based in part on the company's asset-light model, with annual maintenance capital spending of about 1%-2% of revenues. We also expect the company to prioritize acquisitions and pay dividends if acquisitions are not available, as demonstrated by its recent debt leveraging dividend transaction. However, there is limited credit buffer based on debt leverage expectations. "The stable outlook indicates our view that the company's earnings improvement has resulted in adjusted leverage of about 6x and will remain so through 2022 on the back of steady demand for commercial building products." S&P could lower the ratings over the next 12 months if: -- Lower-than-expected earnings resulted in adjusted leverage deteriorating to above 7x or EBITDA interest coverage falling below 2x. Such a scenario could materialize in case of a severe downturn, causing a decline in end market demand or higher-than-expected cost inflation that could not be passed on as price increases, causing margin compression; or -- The company maintains an aggressive financial policy, such as pursuing large debt-funded acquisitions or shareholder dividends, causing adjusted leverage to rise above 7x, on a sustained basis. Although unlikely over the next 12 months, given the sponsor's appetite for acquisitions and dividends, S&P could raise its rating on FBM in the longer term if: -- S&P expects the company will maintain adjusted leverage below 5x under most market conditions despite acquisitions; and -- The financial sponsor commits to maintaining leverage at this level. E-2, S-2, G-3 S&P said, "Governance is a moderately negative consideration in our credit rating analysis of FBM. Our assessment of the company's financial risk profile as highly leveraged reflects corporate decision-making that prioritizes the interests of the controlling owners, in line with our view of the majority of rated entities owned by private-equity sponsors. Our assessment also reflects their generally finite holding periods and a focus on maximizing shareholder returns. Furthermore, we view environmental factors to be an overall neutral influence on our credit rating analysis, since as a building materials distributor its operations are less energy intensive than heavy materials producers'." GENERAL CANNABIS: Amends Lease With Dalton Farms ------------------------------------------------ General Cannabis Corp entered into an Amendment to Lease with Dalton Farms, LLC, the landlord of the Company's grow facility located at 3705 75th Street, Boulder, Colorado 80301. Pursuant to the Lease Amendment, commencing April 1, 2022, base rent is decreased to $27,000 per month for calendar year 2022. Increases in base rent become effective Jan. 1, 2023 and are as otherwise provided for in the original lease. Barker Dalton Employment Agreement Amendment On April 5, 2022, the Company and John Barker Dalton amended the Employment Agreement dated Jan. 24, 2020, as amended on Oct. 1, 2021. Pursuant to the Employment Agreement Amendment, effective as of the Effective Date, Mr. Dalton's relationship with the Company is now as a consultant (rather than an employee), and his compensation is reduced to $500 per calendar month. Mr. Dalton is a member of the Board of Directors of the Company, as well as the sole owner of Landlord. About General Cannabis Corp Headquartered in Denver, Colorado, General Cannabis Corp -- http://www.generalcann.com-- provides services and products to the regulated cannabis industry. The Company is a trusted partner to the cultivation, production and retail sides of the cannabis business. General Cannabis reported a net loss of $8.87 million for the year ended Dec. 31, 2021, compared to a net loss of $7.68 million for the year ended Dec. 31, 2020. As of Dec. 31, 2021, the Company had $22.02 million in total assets, $12.42 million in total liabilities, and $9.61 million in total stockholders' equity. Salt Lake City, Utah-based Haynie & Company, the Company's auditor since 2021, issued a "going concern" qualification in its report dated March 25, 2022, citing that the Company has suffered recurring losses from operations and has negative working capital that raise substantial doubt about its ability to continue as a going concern. GREEN TECHNOLOGIES: Wins Final Cash Collateral Access ----------------------------------------------------- The U.S. Bankruptcy Court for the Northern District of New York authorized Greene Technologies, Inc. to use cash collateral on a final basis in accordance with the budget. The Debtor is permitted to use cash collateral on a continuing basis in the ordinary course of business pursuant to the Weekly Budget to satisfy payroll and other operational costs and expenses arising in connection with the administration of the Debtor's estate. A copy of the order is available at https://bit.ly/3MuvOsH from PacerMonitor.com. About Greene Technologies Incorporated Greene Technologies is a metal fabricator and manufacturer based in Greene, New York. Greene Technologies Incorporated filed a Chapter 11 bankruptcy petition (Bankr. N.D.N.Y. Case No. 22-60118) on Feb. 8, 2022. The petition was signed by Carol M. Rosenkrantz, president. The Debtor disclosed total assets of $617,665 and total liabilities of $1,492,823. Judge Diane Davis oversees the case. Peter A. Orville, Esq., at Orville & McDonald Law, P.C., serves as the Debtor's attorney. HAWAIIAN HOLDINGS: U.S. Global Jets Has 9.78% Stake as of March 31 ------------------------------------------------------------------ U.S. Global Jets ETF disclosed in a Schedule 13G filed with the Securities and Exchange Commission that as of March 31, 2022, it beneficially owns 5,012,194 shares of common stock of Hawaiian Holdings, Inc., representing 9.7830% of the shares outstanding. A full-text copy of the regulatory filing is available for free at: https://www.sec.gov/Archives/edgar/data/1172222/000118518522000404/usglbljets20220407_sc13g.htm About Hawaiian Holdings Hawaiian Holdings, Inc.'s primary asset is sole ownership of all issued and outstanding shares of common stock of Hawaiian Airlines, Inc. The Company is engaged in the scheduled air transportation of passengers and cargo amongst the Hawaiian Islands (the Neighbor Island routes) and between the Hawaiian Islands and certain cities in the United States (the North America routes together with the Neighbor Island routes, the Domestic routes), and between the Hawaiian Islands and the South Pacific, Australia, New Zealand and Asia (the International routes), collectively referred to as its Scheduled Operations. Hawaiian Holdings reported a net loss of $144.77 million for the year ended Dec. 31, 2021, a net loss of $510.93 million for the year ended Dec. 31, 2020, and net income of $223.98 million for the year ended Dec. 31, 2019. As of Dec. 31, 2021, the Company had $4.63 billion in total assets, $1.11 billion in total current liabilities, $1.70 billion in long-term debt, $1.24 billion in total other liabilities and deferred credits, and $569.08 million in total shareholders' equity. * * * As reported by the TCR on April 12, 2021, S&P Global Ratings revised its ratings outlook to positive from negative and affirmed its 'CCC+' issuer credit rating on Hawaiian Holdings Inc. (parent of Hawaiian Airlines). S&P said, "The positive outlook indicates that we could raise our ratings on Hawaiian if we see sustained improvements in traffic resulting in funds from operations (FFO) to debt improving to at least the mid-single-digit-percent area in 2022 and further in 2023, with the company also continuing to maintain adequate liquidity." INFOW LLC: Case Summary & 20 Largest Unsecured Creditors -------------------------------------------------------- Debtor: InfoW, LLC 5606 N. Navarro Ste 300-W Victoria, TX 77904 Business Description: InfoW, LLC is a lessor of nonfinancial intangible assets. Chapter 11 Petition Date: April 17, 2022 Court: United States Bankruptcy Court Southern District of Texas Case No.: 22-60020 Judge: Hon. Christopher M. Lopez Debtor's Counsel: Kyung S. Lee, Esq. PARKINS LEE & RUBIO LLP 700 Milam Street, Ste 1300 Houston, TX 77002 Tel: (713) 715-1660 E-mail: klee@parkinslee.com Estimated Assets: $0 to $50,000 Estimated Liabilities: $1 million to $10 million The petition was signed by W. Marc Scwartz, chief restructuring officer. A full-text copy of the petition containing, among other items, a list of the Debtor's 20 largest unsecured creditors is available for free at PacerMonitor.com at: https://www.pacermonitor.com/view/APLYBQQ/InfoW_LLC__txsbke-22-60020__0001.0.pdf?mcid=tGE4TAMA INNERLINE ENGINEERING: IRS Agrees to Lower Monthly Payments ----------------------------------------------------------- Innerline Engineering and the U.S. Internal Revenue Service advised the U.S. Bankruptcy Court for the Central District of California, Riverside Division, that they have reached an agreement to amend their stipulation regarding the Debtor's use of cash collateral and now desire to memorialize the terms of this agreement into an agreed order. Among other things, the Original Stipulation requires the Debtor to make adequate protection payments to the U.S. in the amount of $8,206 on a monthly basis for the months of May and June, respectively, and then a monthly payment of $11,333 beginning from July 1, 2022, through confirmation of a plan of reorganization. The parties agreed to increase the proposed payment since the IRS secured claim was expected to increase from $282,566 to $615,288, due to additional information on assets and secured debts disclosed in the case that were not included for whatever reason in the last case. After further review and investigation by the IRS, it has concluded the secured claim is $282,700. The Parties conferred and negotiated in good faith concerning amending the Original Stipulation to correct the amount of the secured claim and adjust the monthly payment accordingly. The Original Stipulation is amended only with regard to the following: A. The secured claim held by the IRS is $282,700; and B. The Debtor will make adequate protection payments to the U.S. in the amount of $5,207 on a monthly basis for starting May 1, 2022, through confirmation of a plan of reorganization. All remaining terms and provisions of the Original Stipulation will remain in full force and effect unless directly modified by the Stipulation. A copy of the stipulation is available at https://bit.ly/3rC62uj from PacerMonitor.com. About Innerline Engineering Corona, Cal.-based Innerline Engineering, Inc. --http://www.innerlineengineering.com/-- offers a variety of services to municipalities, utility owners, industrial facilities and commercial property owners for the maintenance of their underground utilities. Innerline Engineering filed a petition for Chapter 11 protection (Bankr. C.D. Cal. Case No. 21-14305) on Aug. 9, 2021, listing as much as $10 million in both assets and liabilities. Thomas J.C. Yeh, chief financial officer, signed the petition. Judge Wayne E. Johnson oversees the case. Resnik Hayes Moradi LLP serves as the Debtor's bankruptcy counsel. INVEPA INTERNATIONAL: Case Summary & One Unsecured Creditor ----------------------------------------------------------- Debtor: Invepa International LLC 1935 Brickell Ave. Suite 900 Miami, FL 33131 Business Description: Invepa International is primarily engaged in renting and leasing real estate properties. Chapter 11 Petition Date: April 15, 2022 Court: United States Bankruptcy Court Southern District of Florida Case No.: 22-12929 Judge: Hon. Robert A. Mark Debtor's Counsel: Robert C. Meyer, PA MEYER & NUNEZ, P.A. 2221 Coral Way, Second Floor Miami, FL 33145-3508 Tel: 305-285-8838 E-mail: meyerrobertc@cs.com Estimated Assets: $1 million to $10 million Estimated Liabilities: $1 million to $10 million The petition was signed by Katiuska Vegas as member. Cesar Loyo is listed as the Debtor's only unsecured creditor holding a claim of $290,000. https://www.pacermonitor.com/view/E7FGKNI/Invepa_International_LLC__flsbke-22-12929__0002.0.pdf?mcid=tGE4TAMA A full-text copy of the petition is available for free at PacerMonitor.com at: https://www.pacermonitor.com/view/ETDJPWI/Invepa_International_LLC__flsbke-22-12929__0001.0.pdf?mcid=tGE4TAMA IWHEALTH LLC: Case Summary & 15 Unsecured Creditors --------------------------------------------------- Debtor: IWHealth, LLC 5606 W. Navarro Ste 300-W Victoria, TX 77904 Business Description: IWHealth, LLC is a lessor of nonfinancial intangible Assets. Chapter 11 Petition Date: April 18, 2022 Court: United States Bankruptcy Court Southern District of Texas Case No.: 22-60021 Judge: Hon. Christopher M. Lopez Debtor's Counsel: Kyung S. Lee, Esq. PARKINS LEE & RUBIO LLP 700 Milam Street, Ste 1300 Houston, TX 77002 Tel: (713) 715-1660 E-mail: klee@parkinslee.com Estimated Assets: $500,000 to $1 million Estimated Liabilities: $1 million to $10 million The petition was signed by W. Marc Schwartz, chief restructuring officer. A full-text copy of the petition containing, among other items, a list of the Debtor's 15 unsecured creditors is available for free at PacerMonitor.com at: https://www.pacermonitor.com/view/AUZFU4Y/IWHealth_LLC__txsbke-22-60021__0001.0.pdf?mcid=tGE4TAMA LEDGE LLC: May 24 Plan Confirmation Hearing Set ----------------------------------------------- On March 9, 2022, debtor The Ledge, LLC, filed with the U.S. Bankruptcy Court for the Western District of Oklahoma a Disclosure Statement and a Plan. On April 14, 2022, Judge Sarah A. Hall approved the Disclosure Statement and ordered that: * May 18, 2022, is fixed as the last day for submission of ballots to Debtor's counsel indicating acceptances or rejections of the Plan. * May 24, 2022, at 9:30 a.m., in the 9th floor courtroom, 215 Dean A. McGee Avenue, Oklahoma City, Oklahoma 73102 is fixed for the hearing on confirmation of the Plan. * May 18, 2022, is fixed as the last day for filing and serving written objections to confirmation of the Plan. A copy of the order dated April 14, 2022, is available at https://bit.ly/3M8VQ4m from PacerMonitor.com at no charge. Attorneys for the Debtor: O. Clifton Gooding, Esq. Mark B. Toffoli, Esq. THE GOODING LAW FIRM A Professional Corporation 204 North Robinson Avenue, Suite 1235 Oklahoma City, OK 73102 Tel: (405) 948-1978 Fax: (405) 948-0864 E-mail: cgooding@goodingfirm.com mtoffoli@goodingfirm.com About The Ledge LLC The Ledge, LLC, is an Oklahoma limited liability company engaged in real estate development in the state of Oklahoma, primarily in Woods County, Oklahoma. The Ledge, LLC, filed its voluntary petition for Chapter 11 protection (Bankr. W.D. Okla. Case No. 21-13058) on Nov. 18, 2021, listing up to $50,000 in assets and up to $10 million in liabilities. Justin Lee Schovanec, managing member of Left Frame, LLC, signed the petition. O. Clifton Gooding, Esq., at The Gooding Law Firm, P.C., is the Debtor's legal counsel. LEXARIA BIOSCIENCE: Incurs $1.45 Million Net Loss in Second Quarter ------------------------------------------------------------------- Lexaria Bioscience Corp. filed with the Securities and Exchange Commission its Quarterly Report on Form 10-Q disclosing a net loss and comprehensive loss of $1.45 million on $30,650 of revenue for the three months ended Feb. 28, 2022, compared to net income and comprehensive income of $393,190 on $192,006 of revenue for the three months ended Feb. 28, 2021. For the six months ended Feb. 28, 2022, the Company reported a net loss and comprehensive loss of $3.45 million on $44,530 of revenue compared to a net loss and comprehensive loss of $316,931 on $487,662 of revenue for the six months ended Feb. 28, 2021. As of Feb. 28, 2022, the Company had $11.41 million in total assets, $194,623 in total liabilities, and $11.22 million in total stockholders' equity. "We have accumulated a large deficit since inception that has primarily resulted from executing our business plan, including R&D expenditures, in seeking to identify and develop our intellectual property patents for licensing and product creation. We expect to continue to incur losses for at least the short term," Lexaria stated. "To date, we have obtained cash and funded our operations primarily through equity financings and limited amounts from revenue generation while our licensees ramp up production and market expansions. We expect to continue to evaluate various funding alternatives on an ongoing basis as needed to maintain operations, to continue our research programs and to expand our patent portfolio. If we determine it is advisable to raise additional funds, there is no assurance that adequate funding will be available to us or, if available, that such funding will be available on terms that we or our stockholders view as favorable. Market volatility and global economics may have a significant impact on the availability of funding sources and the terms at which any funding may be available," the Company stated. A full-text copy of the Form 10-Q is available for free at: https://www.sec.gov/ix?doc=/Archives/edgar/data/0001348362/000164033422000728/lxrp_10q.htm About Lexaria Lexaria Bioscience Corp. -- http://www.lexariabioscience.com-- is a global innovator in drug delivery platforms. Its patented DehydraTECH drug delivery technology changes the way Active Pharmaceutical Ingredients enter the bloodstream, promoting healthier ingestion methods, lower overall dosing, and higher effectiveness for lipophilic active molecules. DehydraTECH increases bio-absorption, reduces time of onset, and masks unwanted tastes for orally administered bioactive molecules, including cannabinoids, vitamins, non-steroidal anti-inflammatory drugs (NSAIDs), nicotine, and other molecules. Lexaria has licensed DehydraTECH to multiple companies in the cannabis industry for use in cannabinoid beverages, edibles and oral products and to a world-leading tobacco producer for the development of smokeless, oral-based nicotine products. Lexaria operates a licensed in-house research laboratory and holds a robust intellectual property portfolio with 16 patents granted and over 60 patents pending worldwide. Lexaria Bioscience reported a net loss and comprehensive loss of $4.19 million for the year ended Aug. 31, 2021, a net loss and comprehensive loss of $4.08 million for the year ended Aug. 31, 2020, and a net loss and comprehensive loss of $4.16 million for the year ended Aug. 31, 2019. As of Nov. 30, 2021, the Company had $11.74 million in total assets, $277,328 in total liabilities, and $11.47 million in total stockholders' equity. LIT'L PATCH: Taps Mountain Bookkeeping as Accountant ---------------------------------------------------- Lit'l Patch of Heaven, Inc. seeks approval from the U.S. Bankruptcy Court for the District of Colorado to employ Mountain Bookkeeping, LLC as its accountant. The Debtor requires an accountant to prepare tax returns and tax-related documents, and provide other accounting services. The firm will be paid as follows: -- a flat rate of $1,800 to prepare and file the Debtor's 2019, 2020, and 2021 federal and state tax returns and related documents including Form 940s; -- $60 per hour for accounting-related services; -- $16,500 to complete the Debtor's bookkeeping for 2019 through March 2022; -- $500 for ongoing bookkeeping services. Ginny, a partner at Mountain Bookkeeping, disclosed in a court filing that the firm is a "disinterested person" as the term is defined in Section 101(14) of the Bankruptcy Code. The firm can be reached at: Ginny Shipman Mountain Bookkeeping, LLC Bailey, CO Tel: (720) 797-9300 Email: ginny@mtnbookkeepingllc.com About Lit'l Patch of Heaven Lit'l Patch of Heaven Inc., a Thornton, Colo.-based owner and operator of an assisted living residence facility, filed a Chapter 11 petition (Bankr. D. Colo. Case No. 19-16119) on July 17, 2019. In the petition signed by Jeff Kraft, chief executive officer, the Debtor disclosed total assets of up to $10 million and total liabilities of up to $1 million. Judge Michael E. Romero oversees the case. Aaron A. Garber, Esq., at Wadsworth Garber Warner Conrardy, P.C. and Mountain Bookkeeping, LLC serve as the Debtor's bankruptcy counsel and accountant, respectively. Jeremy Bell has been appointed as patient care ombudsman in the Debtor's case. MERCURITY FINTECH: Two Board Directors Resign --------------------------------------------- Minghao Li, a member of the board of the directors of Mercurity Fintech Holding Inc., resigned as a director on March 28, 2022. Mr. Li's resignation from the Board was not a result of any disagreement with the Company on any matter related to the operations, policies, or practices of the Company, as disclosed in a Form 8-K filed with the Securities and Exchange Commission. Wei Zhu, a director and co-chairperson of the Board, acting chief financial officer and co-chief executive officer of the Company, resigned from his positions on March 28, 2022. Mr. Zhu's resignation from the Board and Mercurity was not a result of any disagreement with the Company on any matter related to its operations, policies or practices. Effective on April 7, 2022, the Board of the Company appointed Xuehui He and Yunhui Jin as independent directors of the Board, and Wenjie Han and Junjie (Keith) Tan as directors of the Board. Mr. Xuehui He, 50, is an independent non-executive director of China Tonghai International Finance Limited and a member of the company's audit committee and remuneration committee. He is currently an EMBA professor in Shanghai National Accounting Institute, a senior partner of Shanghai Sigma Investment Consulting Corporation, an executive director of Shanghai Finance Institute and a member of Expert Committee on Working Mechanism of Prudential Qualification Appraisal of Risks Relating to Separate Accounting Business in Shanghai Pilot Free Trade Zone. From December 2012 to September 2016, he was Dean of School of Finance of Shanghai University of International Business and Economics. From May 2009 to August 2012, he was a professor in Shanghai National Accounting Institute. From September 2003 to April 2009, he was Deputy Dean of School of Finance of Hunan University. From May 2001 to January 2002, he served as a senior researcher in Shanghai Jin Xin Financial Engineering Research Institute. He obtained his master's degree in economics from Hunan University (formerly known as "Hunan College of Finance and Economics") in September 2009, and obtained his Ph.D in economics from Fudan University in December 2003. Mr. Yunhui Jin, 38, is a media consultant of Kunlun Tech, responsible for the company's media copywriting, communication and promotion, brand marketing and other work. From 2018 to 2019, Mr. Jin served as the vice president of Beijing Golden Block Network Technology Co., LTD. From 2017 to 2018, he served as the deputy general manager of Hunan Branch of Shunya International Co., LTD, providing brand marketing for COFCO Corporation and other well-known enterprises. From 2012 to 2016, he served as senior editor of CaiJing.com and participated in several major special reports. In 2011, he passed the securities qualification examination and won the National Excellent Editor Award of the International Communication Office, CCCPC in 2010. He graduated from China Youth University of Political Studies. Mr. Wenjie Han, 38, has served as the product president of Shanghai Baiyu Technology Co., LTD., responsible for the overall product planning and design as well as external business since 2021. From 2015 to 2020, he served as design/product director in Beijing Daokoudai Technology Co., LTD., participated in the compliance P2P project of Tsinghua Wudaokou Institute of Finance, and was responsible for the overall product planning and design of the company, with a total investment of more than 20 billion yuan and loan balance of more than 3 billion yuan. From 2012 to 2015, he was in charge of UE department in the international online department of China Radio International, mainly engaged in the international online design and management of the official website of China Radio International and participated in the building of a series of multi-lingual mobile client clusters in China. From 2009 to 2011, as the founding partner of Beijing Xinchuangsi Technology Co., LTD., he participated in the establishment of "Marshangdao" brand, covering takeout, flowers, gifts, errands and other businesses, and was also responsible for business negotiation, delivery personnel training, and Web product planning and design. Mr. Han holds a Master's degree in Design from Wuhan University, and earned a bachelor's degree in Industrial Design from Shandong Jianzhu University. Mr. JunJie (Keith) Tan, is an expert in the financial investment industry in the private and public markets. Mr. Tan currently serves as the chief operating officer in Evolve Family office, focusing on traditional equities and derivative products. In 2017, Mr. Tan consulted for the products derivatives trading team in Royal Dutch Shell, London, on derivatives trading optimization for the global derivatives oil market. In 2013, Mr. Tan served in the military and held the rank of Lieutenant where he acted as the platoon commander in a motorized infantry unit. During his time in the military, Mr. Tan was awarded several awards including the Sword of Merit given to the top 10% of graduating officers. Mr. Tan graduated with First Class Honors - Deans list, in Chemical Engineering from University College London, and obtained the Masters of Philosophy (MPhil) in Management, with Distinction, at the University of Cambridge. About Mercurity Formerly known as JMU Limited, Mercurity Fintech Holding Inc.'s current principal business is to design and develop digital asset transaction platforms based on blockchain technologies for customers to facilitate asset trading, asset digitalization and cross-border payments and provide supplemental services for such platforms, such as customized software development services, maintenance services and compliance support services. The Company started this new business since its acquisition of Mercurity Limited (previously known as Unicorn Investment Limited) in May 2019. Mercurity reported a net loss of $1.65 million for the year ended Dec. 31, 2020, a net loss of $1.22 million for the year ended Dec. 31, 2019, a net loss of $123.24 million for the year ended Dec. 31, 2018, and a net loss of $161.90 million for the year ended Dec. 31, 2017. MERCURITY FINTECH: Two Ex-Directors Facing Investigation in China ----------------------------------------------------------------- Mercurity Fintech Holding Inc. disclosed in a Form 6-K filed with the Securities and Exchange Commission that it has come to the Company's attention that both Minghao Li and Wei Zhu have been detained and are currently under criminal investigation by the police in the People's Republic of China for potential charges unrelated to their positions or activities as officers and directors of the Company. The Company is not aware of the charges being investigated against each of Mr. Minghao Li and Mr. Wei Zhu. Mr. Minghao Li, a former member of the Company's board of directors and Mr. Wei Zhu, a former member and co-chairperson of the Board, acting chief financial officer, and co-chief executive officer, have resigned from all of their positions in the Company for personal reasons. As the Company's former chief financial officer, Mr. Wei Zhu holds the private keys to the Company's Bitcoin (BTC) and USD Coin (USDC) cryptocurrency wallets. According to the Company's communication with representatives from the Sheyang County Public Security Bureau of Yancheng City, Jiangsu Province, during the course of the investigation, the police may put a hold on all information and documents related to the investigation, including but not limited to certain tangible and intangible assets of the Company that were under the control of Mr. Wei Zhu, such as the Company's financial files, cash, BTC and USDC cryptocurrency wallets, etc. The Company has engaged its PRC counsel, Deheng Law Offices, to actively communicate with the police to obtain information regarding the investigation and to release any Assets that are currently or may be held by the police. The duration of the police investigation and its final results are unclear at this time and may be further delayed by the effects of COVID-19 in the PRC. About Mercurity Formerly known as JMU Limited, Mercurity Fintech Holding Inc.'s current principal business is to design and develop digital asset transaction platforms based on blockchain technologies for customers to facilitate asset trading, asset digitalization and cross-border payments and provide supplemental services for such platforms, such as customized software development services, maintenance services and compliance support services. The Company started this new business since its acquisition of Mercurity Limited (previously known as Unicorn Investment Limited) in May 2019. Mercurity reported a net loss of $1.65 million for the year ended Dec. 31, 2020, a net loss of $1.22 million for the year ended Dec. 31, 2019, a net loss of $123.24 million for the year ended Dec. 31, 2018, and a net loss of $161.90 million for the year ended Dec. 31, 2017. MERION INC: Incurs $1.2 Million Net Loss in 2021 ------------------------------------------------ Merion, Inc. filed with the Securities and Exchange Commission its Annual Report on Form 10-K disclosing a net loss of $1.20 million on $1.48 million of total sales for the year ended Dec. 31, 2021, compared to a net loss of $1.82 million on $439,033 of total sales for the year ended Dec. 31, 2020. As of Dec. 31, 2021, the Company had $624,769 in total assets, $1.81 million in total liabilities, and a total shareholders' deficit of $1.19 million. Flushing, New York-based Wei, Wei & Co., LLP, the Company's auditor since 2017, issued a "going concern" qualification in its report dated April 8, 2022, citing that the Company reported net losses of approximately $1,196,000 for the year ended Dec. 31, 2021. At Dec. 31, 2021, the Company has a significant working capital deficiency of approximately $1,300,000, a shareholders' deficit of approximately $1,185,000 and has had to rely on additional borrowings to continue its operations. These conditions raise substantial doubt about the Company's ability to continue as a going concern. A full-text copy of the Form 10-K is available for free at: https://www.sec.gov/ix?doc=/Archives/edgar/data/1517498/000147793222002230/ewlu_10k.htm About Merion Merion, Inc. is a provider of health and nutritional supplements and personal care products based in West Covina, California. Currently, the Company is mainly selling its products over the Internet directly to end-user customers through its websites, www.dailynu.com and www.merionus.com, and to wholesale distributors through phone and electronic communication. MESOBLAST LTD: M&G Investment Reports 8.89% Equity Stake -------------------------------------------------------- In a Schedule 13G/A filed with the Securities and Exchange Commission, these entities reported beneficial ownership of shares of common stock/American Depositary Receipt of Mesoblast Limited as of Dec. 31, 2021: Shares Percent Beneficially of Reporting Person Owned Class ---------------- ------------ ------- M&G Investment Management Limited 57,606,043 8.89% M&G Investment Funds 56,459,597 8.71% All the securities covered by this report are legally owned by MAGIMs Investment advisory clients, and none are directly owned by MAGIM. M&G Investment Funds is an open-ended investment company with variable capital, incorporated in England and Wales and authorized by the Financial Conduct Authority. It is not registered with the Securities Exchange Commission under the Investment Company Act of 1940. A full-text copy of the regulatory filing is available for free at: https://www.sec.gov/Archives/edgar/data/0001345099/000119312522100063/d349138dsc13ga.htm About Mesoblast Headquartered in Melbourne, Australia, Mesoblast -- www.mesoblast.com -- is a developer of allogeneic (off-the-shelf) cellular medicines for the treatment of severe and life-threatening inflammatory conditions. The Company has leveraged its proprietary mesenchymal lineage cell therapy technology platform to establish a broad portfolio of late-stage product candidates which respond to severe inflammation by releasing anti-inflammatory factors that counter and modulate multiple effector arms of the immune system, resulting in significant reduction of the damaging inflammatory process. Mesoblast has locations in Australia, the United States and Singapore and is listed on the Australian Securities Exchange (MSB) and on the Nasdaq (MESO). Mesoblast reported a net loss of US$98.81 million for the year ended June 30, 2021, a net loss of US$77.94 million for the year ended June 30, 2020, and a net loss of US$89.80 million for the year ended June 30, 2019. As of Sept. 30, 2021, the Company had US$721.82 million in total assets, US$162.07 million in total liabilities, and US$559.75 million in total equity. NEENAH ENTERPRISES: S&P Withdraws 'CCC+' Issuer Credit Rating ------------------------------------------------------------- S&P Global Ratings withdrew its 'CCC+' issuer credit rating on Neenah Enterprises Inc., a Wisconsin-based manufacturer of casting and forging products, due to a lack of sufficient information. NERAM GROUP: Wins Interim Cash Collateral Access Thru May 18 ------------------------------------------------------------ The U.S. Bankruptcy Court for the Central District of California, Santa Ana Division, authorized Neram Group, Inc. to use cash collateral to pay the utilities -- but only up to $800 per month -- for the interim period through May 18, 2022. The Court said no other expenses may be paid, including real estate tax payment referred to in the moving papers, pending a final hearing on the matter or the entry of another Court order. All other relief sought in the motion is denied. The final hearing is scheduled for May 18 at 11 a.m. As discussed at the hearing, each creditor present at the hearing must file, by April 27, (a) a statement under penalty of perjury, to the best of its ability, as to how much it believes it is owed, if anything, by the Debtor, and its priority against the property of the Debtor; and (b) a statement as to how much it believes the other creditors are owed. The Debtor must file by April 27 amended schedules of assets and liabilities, setting forth what it believes to be the secured and unsecured claims against the Debtor's real property. The Monthly Operating Report for April will be filed and served on or before May 14 and will contain a list of disbursements through the date of the filing. The Debtor is directed to submit additional evidence in support of the continued use of cash collateral by no later than April 27. The additional evidence will include, at a minimum, an updated budget and updated financial projections, properly authenticated by a supporting declaration. A copy of the order is available at https://bit.ly/3JSScu3 from PacerMonitor.com. About Neram Group Orange, Calif.-based Neram Group, Inc. is the fee simple owner of a 12-unit apartment building located at 1211 N. El Dorado Ave, Ontario, Calif., having a comparable sale value of $2.5 million. Neram Group filed a petition for Chapter 11 protection (Bankr. C.D. Calif. Case No. 22-10268) on Feb. 16, 2022, listing $2,802,000 in assets and $1,675,000 in liabilities. Humberto Perez Figuerola, chief executive officer, signed the petition. Judge Scott C. Clarkson oversees the case. The Debtor tapped the Law Offices of Robert M. Yaspan as bankruptcy counsel. NORTHWEST SENIOR HOUSING: Panel Questionnaires Due on April 25 -------------------------------------------------------------- The United States Trustee is soliciting members for committee of unsecured creditors in the bankruptcy cases of Northwest Senior Housing Corporation, et al. If a party wishes to be considered for membership on any official committee that is appointed, it must complete a questionnaire available at https://bit.ly/3uMWIG4 and return by email it to Meredyth A. Kippes -- meredyth.a.kippes@usdoj.gov -- and Asher Bublick -- asher.bublick@usdoj.gov -- at the Office of the United States Trustee so that it is received no later than 12:00 p.m., on April 25, 2022. If the U.S. Trustee receives sufficient creditor interest in the solicitation, it may schedule a meeting or telephone conference for the purpose of forming a committee. About Northwest Senior Housing Northwest Senior Housing Corporation d/b/a Edgemere is a Texas nonprofit corporation and is exempt from federal income taxation as a charitable organization described under Section 501(c)(3) of the Internal Revenue Code of 1986, as amended. Northwest Senior Housing Corporation was formed for the purpose of developing, owning and operating a senior living community now known as Edgemere. Northwest Senior Housing Corporation, et al. sought Chapter 11 bankruptcy protection (Bankr. Tx. Case No. 22-30659) on April 14, 2022. The petitions were signed by Nick Harshfield, treasurer. Northwest Senior estimated assets and liabilities between $100 million to $500 million and $100 million to $500 million each. Polsinelli PC serves as the Debtors' bankruptcy counsel. FTI Consulting Inc. is the Debtors' business advisor. Kurtzman Carson Consultants LLC is the Debtors' notice, claims and balloting agent as well as administrative advisor. NRS PROPERTIES: Continued Operations & Refinancing to Fund Plan --------------------------------------------------------------- NRS Properties, LLC, filed with the U.S. Bankruptcy Court for the District of Colorado a Subchapter V Plan of Reorganization dated April 12, 2022. The Debtor is owned by Trent Lund. It operates a ranching business on approximately 3,025 acres in Saguache County, Colorado. The chapter 11 bankruptcy case follows a 2021 chapter 12 case filed by the Debtor that was dismissed on November 22, 2021. Both the current and the prior case stemmed from the Debtor's and Mr. Lund's default of their payment obligations under a 2017 promissory note (the "MMOF Note") in the original principal amount of $1.4 million in favor of MM Opportunity Fund, LLC ("MMOF"). The MMOF Note is secured by a deed of trust (the "MMOF Deed of Trust") against approximately 3500 acres of real property in Saguache County, Colorado (the "Original NRS Property"). MMOF is the Debtor's primary creditor. In 2021, Debtor and Mr. Lund again defaulted on the MMOF Note. The Debtor commenced its chapter 11 subchapter V case on January 12, 2022 on the eve of a foreclosure sale of the property subject to the MMOF Deed of Trust. During the Chapter 11 Case, Debtor worked diligently with MMOF and DS Farms to seek a resolution of the various disputes regarding the Saguache County real property and the note obligations. Those negotiations resulted in a Settlement Agreement that is the centerpiece of this Plan. The Plan proposes to pay creditors from (a) operations and (b) a refinance on or before August 1, 2022 of some or all of Debtor's real property. Class 1 consists of the MMOF Claim. MMOF shall receive (a) an assignment of the NRS Note and NRS Deed of Trust and (b) cash in the amount of $713,188.35 on or before August 1, 2022. Class 2 consists of Trent Lund's membership interest in the Debtor. Upon confirmation of the Plan, Mr. Lund will retain his ownership Interests in the Debtor. The foundation of the Plan is the Settlement Agreement, which is expressly incorporated into the Plan and which Debtor seeks approval of in connection with Confirmation under Bankruptcy Rule 9019, and sections 1123 and 1129 of the Bankruptcy Code. The Settlement Agreement is summarized as follows: * As used, the term "Effective Date" means the date of entry by the Bankruptcy Court of the order approving the Settlement Agreement. * MMOF shall have an allowed secured claim under Proof of Claim No. 3 (the "Allowed MMOF Claim") in the Chapter 11 Case in the amount of $2,099,661.38. * MMOF agrees to accept, in full satisfaction of all claims it has or may have against NRS and Mr. Lund, including the Allowed MMOF Claim, (i) assignments from NRS of the NRS Note, with a current balance of $1,169,295.91, and NRS Deed of Trust and (ii) payment by NRS of $711,685.73 (the "NRS to MMOF Settlement Payment"). MMOF's counsel shall hold the NRS Note and NRS Deed of Trust assignments in trust prior to the Effective Date. Upon the Effective Date, the assignments shall be effective and MMOF file and record the assignment of the NRS Deed of Trust with the Saguache County Clerk and Recorder. The NRS to MMOF Settlement Payment shall be due and payable, in full, on or before August 1, 2022. * Upon payment in full by NRS of the NRS to MMOF Settlement Payment, the MMOF Deed of Trust shall be deemed extinguished as to the Current NRS Property only and MMOF shall file and record a release of the MMOF Deed of Trust as to the Current NRS Property with the Saguache County Clerk and Recorder. Any release of the Current NRS Property will not affect the DS Farms Property. In the event DS Farms defaults on the NRS Note and NRS Deed of Trust, MMOF agrees it will not seek to enforce the MMOF Note and MMOF Deed of Trust against the Current NRS Property. If NRS timely makes the NRS to MMOF Settlement Payment, MMOF agrees to release the MMOF Deed of Trust as to the Current NRS Property regardless of any action or inaction on the part of DS Farms. * Upon payment in full by DS Farms of the NRS Note and NRS Deed of Trust under the terms, the MMOF Deed of Trust and NRS Deed of Trust shall be deemed extinguished as to the DS Farms Property only and MMOF shall file and record releases of the MMOF Deed of Trust and NRS Deed of Trust as to the DS Farms Property with the Saguache County Clerk and Recorder. Any release of the DS Farms Property will not affect the Current NRS Property. * DS Farms shall have an allowed administrative expense (the "Allowed DS Farms Administrative Expense") in the Bankruptcy Case in the amount of $25,000.00. Upon NRS's payment in full of the Allowed DS Farms Administrative Expense, DS Farms' proof of claim filed in the Bankruptcy Case, which claim was assigned Claim No. 4 (The "DS Farms Unsecured Claim"), shall be deemed withdrawn. NRS and Lund expressly agree that the enforceability of the personal guaranty executed by Lund is only extinguished upon the payment in full of the Allowed DS Farms Administrative Expense. * The Settlement Agreement includes broad mutual releases of claims between (a) MMOF, NRS and Lund and (b) DS Farms, NRS and Lund. There are no releases between MMOF and DS Farms. The Reorganized Debtor shall be empowered to take such action as may be necessary to perform its obligations under this Plan. A full-text copy of the Subchapter V Plan dated April 12, 2022, is available at https://bit.ly/3uL2KqK from PacerMonitor.com at no charge. Attorneys for the Debtor: David V. Wadsworth, Esq. David J. Warner, Esq. Wadsworth Garber Warner Conrardy, P.C. 2580 West Main Street, Suite 200 Littleton, CO 80120 Tel: (303) 296-1999 Fax: (303) 296-7600 Email: dwadsworth@wgwc-law.com dwarner@wgwc-law.com About NRS Properties NRS Properties, LLC, a company based in Moffat, Colo., sought protection under Chapter 11 of the Bankruptcy Code (Bankr. D. Colo. Case No. 22-10091) on Jan. 12, 2022, disclosing up to $50,000 in assets and up to $10 million in liabilities. Trenton N. Lund, managing member, signed the petition. Judge Thomas B. Mcnamara oversees the case. Wadsworth Garber Warner Conrardy, P.C., is the Debtor's legal counsel. NXT ENERGY: Reports C$3.12 Million Net Loss in 2021 --------------------------------------------------- NXT Energy Solutions Inc. reported a net loss and comprehensive loss of C$3.12 million on C$3.13 million of revenue for the year ended Dec. 31, 2021, compared to a net loss and comprehensive loss of $6.03 million on $136,566 of revenue for the year ended Dec. 31, 2020. As of Dec. 31, 2021, the Company had C$21.58 million in total assets, C$3.43 million in total liabilities, and C$18.16 million in shareholders' equity. Calgary, Canada-based KPMG LLP, the Company's auditor since 2006, issued a "going concern" qualification in its report dated March 31, 2022, citing that the Company's current and forecasted cash and cash equivalents and short-term investments position are not expected to be sufficient to meet its obligations that raises substantial doubt about its ability to continue as a going concern. A full-text copy of the Form 6-K is available for free at: https://www.sec.gov/Archives/edgar/data/0001009922/000165495422004633/nsfdf_ex991.htm About NXT Energy NXT Energy Solutions Inc. is a Calgary-based technology company whose proprietary SFD survey system utilizes quantum-scale sensors to detect gravity field perturbations in an airborne survey method which can be used both onshore and offshore to remotely identify areas with exploration potential for traps and reservoirs. The SFD survey system enables the Company's clients to focus their hydrocarbon exploration decisions concerning land commitments, data acquisition expenditures and prospect prioritization on areas with the greatest potential. SFD is environmentally friendly and unaffected by ground security issues or difficult terrain and is the registered trademark of NXT Energy Solutions Inc. NXT Energy Solutions Inc. provides its clients with an effective and reliable method to reduce time, costs, and risks related to exploration. PALACE THEATER: Unsecured Creditors to be Paid in Full in Plan -------------------------------------------------------------- Palace Theater, LLC, filed with the U.S. Bankruptcy Court for the Western District of Wisconsin a Disclosure Statement describing Second Amended Plan of Reorganization dated April 12, 2022. The Debtor is an Illinois limited liability company that owns The Palace Theater (the "Theater") in the Wisconsin Dells. The Debtor purchased the Theater in Fall 2014. Its companion company, 94 North Productions, LLC ("94 North"), operated the Theater and owned all the personal property. The Debtor has secured credit facility for $450,000 and 94 North has also received the COVID-19 Live Music and Entertainment Grant Program award in the amount of $200,000.00 which provide it with funds projected to be required to fund this Plan of Reorganization, pay professionals and allow for sufficient cash to operate under its projections on a going forward basis. Class 1 consists of the secured claim of Kraemer Brothers, LLC, with an approximate balance of $5,571,000.00. The claim of Kraemer, as finally allowed, shall be amortized over 25 years at an interest rate of 4.25% per annum and payment shall commence, monthly, 30 days from the Effective Date in the approximate amount of $30,170.00 per month, which payment shall continue for a period of 7 years, after which time the entire principal balance plus any accrued interest shall become due and payable in full and shall be paid off through a refinancing by the Debtor at that time. Class 2 consists of the claim of Bank of Wisconsin Dells. The claim of the Bank of Wisconsin Dells, which is guaranteed by the U.S. Small Business Administration and is secured by the personal property of the Debtor (including the personal property transferred to the Debtor by 94 North by bill of sale or merger), as finally allowed, shall be repaid as of the Effective Date, together with interest at a rate of 4.25% per annum, in equal monthly payments commencing 30 days after the Effective Date for 36 months in the approximate amount of $6,335.00 per month until paid in full. Class 3 consists of the claim of Sauk County for past due real estate taxes. The claim of Sauk County for real estate taxes for pre-petition years including 2021, which are a first and paramount lien on the real estate, shall be paid in 60 equal installments with interest at 12% per annum commencing 30 days from the Effective Date until paid in full. All post-petition accrued taxes shall be paid when due, including taxes for the entire year of 2022. Class 3A consists of the claim of Sauk County dated October 2014 evidenced by a Promissory Note (hereinafter "Sauk County Promissory Note") between Sauk County as Lender and 94 North Productions and Anthony Tomaska as maker with a current balance due of $40,938.37. The Sauk County Promissory Note will be formally assumed by the Debtor upon the bankruptcy court's approval of the Plan which effects a merger of the debtor with 94 North. However, Class 3A is subject to 409.515(2) Wis Stats. And therefore, Sauk County shall have 30 days after the Order Approving the Merger is granted to file its proof of claim. Class 4 consists of all nonpriority unsecured claims allowed under 11 U.S.C. § 502. These claims total approximately $175,000.00 attributable to both Palace and 94 North. The Class 4 Claims are impaired. Non-priority unsecured creditors' claims, as allowed, shall be paid in full in a single lump-sum payment sixty (60) days from the Effective Date from cash on hand. Class 5 consists of the postpetition unsecured claim in favor of Anton Marano Sr., in the amount of $450,000.00 resulting from this Court's Order Granting Debtor's Second Motion to Incur-Post Petition Financing. The Claim will be paid in accordance with the Court's Order Granting Debtor's Second Motion to Incur Post Petition Financing which contained the terms. Class 6 consists of the allowed claim of Lundgren Partners LLC in the agreed liquidated amount of $5,460,409.00. Lundgren Partners LLC's advances to the Debtor, including advances for signage (which ostensibly was a lease with a one-dollar buyout and thus a disguised installment sale) shall be repaid with interest at 4.25% per annum from excess cash flow after payments to all classes above and including any postpetition advances from equity, monthly. Class 7 consists of the equity interests in the Debtor (and the former 94 North Productions, LLC, which has an identical ownership structure). Anthony Tomaska holds 61% of the member interests and Lundgren Partners LLC holds 39% of the member interests. The Class 7 Interests are unimpaired. Existing equity shall retain its interests in the Debtor upon confirmation in the same proportion held on a pre-petition basis. Payments and distributions under the Plan will be funded through the Debtor's continued business operations as well as cash on hand as contained in the projections. This includes grant and loan funds recently approved. A full-text copy of the Disclosure Statement dated April 12, 2022, is available at https://bit.ly/3KMQuLO from PacerMonitor.com at no charge. Attorneys for the Debtor: Paul G. Swanson, Esq. Steinhilber Swanson LLP 107 Church Avenue Oshkosh, WI 54901 Telephone: (920) 235-6690 Facsimile: (920) 426-5530 Email: pswanson@steinhilberswanson.com About Palace Theater Wisconsin-based Palace Theater, LLC, is a privately held company in the performing arts business. The Palace Theater is a theatre destination, producing classic broadway productions, children's theatre shows, comedy and concerts, with both original artists and tribute concerts. Palace Theater filed its voluntary petition for relief under Chapter 11 of the Bankruptcy Code (Bankr. W.D. Wis. Case No. 21-11714) on Aug. 16, 2021, disclosing total assets of $9,086,225 and total liabilities of $6,449,452. Anthony J. Tomaska, managing member, signed the petition. Judge Rachel M. Blise oversees the case. The Debtor tapped Steinhilber Swanson, LLP as legal counsel and Martin J. Cowie as accountant. PANACEA LIFE: Paradox Capital Has 7% Stake as of March 31 --------------------------------------------------------- In a Schedule 13D/A filed with the Securities and Exchange Commission, these entities and individuals reported beneficial ownership of shares of common stock of Panacea Life Sciences Holdings, Inc. (formerly, Exactus, Inc.) as of March 31 2022: Shares Percent Beneficially of Reporting Person Owned Class ---------------- ------------ ------- Paradox Capital Partners, LLC 1,036,435 7% Harvey Kesner 25,957 0.2% Renee Kesner 4,181 0.0% Darwin Capital Investments, LLC 5,357 0.0% Harvey & Renee Kesner JTWROS 40,243 0.3% The percentages are based on 14,762,342 shares of the Common Stock of the Issuer issued and outstanding as of March 31, 2022 as stated in the Annual Report on Form 10-K for the fiscal year ended Dec. 31, 2021 as filed with the SEC. The Reporting Persons acquired the shares with personal funds. Paradox Capital Partners, LLC and Harvey Kesner were founders, organizers and promoters of the Issuer, as defined under Rule 405 of the Securities Act of 1933, as amended. On Jan. 6, 2022, Panacea Life recorded the issuance of 500,000 previously unissued shares to Paradox Capital Partners, LLC effective June 30, 2021 pursuant to contractual obligations. A full-text copy of the regulatory filing is available for free at: https://www.sec.gov/Archives/edgar/data/1371074/000155479522000136/plsh0404sch13da3.htm About Panacea Panacea Life Sciences Holdings, Inc. formerly known as Exactus Inc. (OTCQB:EXDI) -- http://www.exactusinc.com-- is a Nevada corporation organized under the name Solid Solar Energy, Inc in 2008 and renamed Exactus, Inc. in 2016. The Company has pursued opportunities in Cannabidiol since 2019. During most of 2020 the Company was engaged in marketing of hemp derived products sourced from its leased farming operation. Panacea Life reported a net loss of $4.78 million for the year ended Dec. 31, 2021, compared to a net loss of $5.23 million for the year ended Dec. 31, 2020. As of Dec. 31, 2021, the Company had $23.78 million in total assets, $16.68 million in total liabilities, and $7.10 million in total stockholders' equity. Lakewood, CO-based BF Borgers CPA PC, the Company's auditor since 2021, issued a "going concern" qualification in its report dated March 25, 2022, citing that the Company's significant operating losses raise substantial doubt about its ability to continue as a going concern. PATH MEDICAL: May 26 Plan Confirmation Hearing Set -------------------------------------------------- Path Medical, LLC, and Path Medical Center Holdings, Inc., filed with the U.S. Bankruptcy Court for the Southern District of Florida a Second Amended Disclosure Statement and Plan. Judge Scott M. Grossman approved the Amended Disclosure Statement and ordered that: * May 26, 2022 at 1:30 p.m. at the U.S. Courthouse, 299 E. Broward Blvd, Courtroom 308, Fort Lauderdale, FL 33301 is the confirmation hearing and hearing on fee applications. * May 5, 2022 is the deadline for administrative expense claims. * May 12, 2022 is the deadline for filing objections to confirmation. * May 12, 2022 is the deadline for filing ballots accepting or rejecting plan. * May 23, 2022 is the Proponent's deadline for filing Proponent's Report. A full-text copy of the order dated April 12, 2022, is available at https://bit.ly/3Ei4KtA from PacerMonitor.com at no charge. Attorney for the Debtors: Brett Lieberman, Esq. Morgan B. Edelboim, Esq. EDELBOIM LIEBERMAN REVAH PLLC 20200 West Dixie Highway, Suite 905 Miami, FL 33180 Tel: 305-768-9909 Fax: 305-928-1114 Email: brett@elrolaw.com morgan@elrolaw.com About Path Medical Path Medical Center Holdings, Inc., is the 100% owner and sole member of Path Medical, LLC. In addition to its ownership of Path, Holdings is an employee leasing company for Path. Path is a healthcare company with 24 clinics across the state of Florida. Path Medical, LLC, and Path Medical Center Holdings filed their voluntary petitions for Chapter 11 protection (Bankr. S.D. Fla. Lead Case No. 21-18338) on Aug. 28, 2021. Manual Fernandez, chief executive officer, signed the petitions. At the time of the filing, Path Medical listed $30,047,477 in assets and $86,494,715 in liabilities while Path Medical Center listed $220,060 in assets and $76,988,419 in liabilities. Judge Scott M. Grossman oversees the cases. Brett Lieberman, Esq., at Edelboim Lieberman Revah Oshinsky, PLLC, is the Debtor's legal counsel. The Official Committee of Unsecured Creditors tapped Greenberg Traurig, P.A., to serve as its counsel, and Province Inc. to serve as its financial advisor. PETROTEQ ENERGY: Cantone Tenders 100-Mil. Shares in Take-Over Bid ----------------------------------------------------------------- Petroteq Energy Inc. announced that one of Company's largest shareholders, Cantone Asset Management, LLC and its affiliates, has tendered more than 100,000,000 shares in takeover-bid from Viston Swiss United, AG Offer; in addition the Company announced the issuance to Cantone Asset Management, LLC of (i) a US$300,000 principal amount convertible debenture of the Company, and (ii) 2,500,000 transferable common share purchase warrants, pursuant to an irrevocable subscription originally announced by the Company on July 13, 2021. The delay in closing was as a result of the Company waiting for the required approval of the TSXV Venture Exchange, which included a condition that the dealer compensation of options to purchase 625,000 common shares of the Company does not proceed. This closing transaction will not change number of issued and outstanding shares of the Company on a fully diluted basis. The foregoing securities were offered and will be issued in reliance on exemptions from the registration requirements of the United States Securities Act of 1933, as amended, and applicable state securities laws, and will be issued as "restricted securities" (as defined in Rule 144 under the U.S. Securities Act). In addition, the securities issuable pursuant to the transactions will be subject to a Canadian four-month hold period. About Petroteq Energy Inc. Petroteq Energy Inc. -- www.Petroteq.energy -- is a clean technology company focused on the development, implementation and licensing of a patented, environmentally safe and sustainable technology for the extraction and reclamation of heavy oil and bitumen from oil sands and mineable oil deposits. Petroteq is currently focused on developing its oil sands resources at Asphalt Ridge and upgrading production capacity at its heavy oil extraction facility located near Vernal, Utah. Petroteq Energy reported a net loss and comprehensive loss of $9.47 million for the year ended Aug. 31, 2021, a net loss and comprehensive loss of $12.38 million for the year ended Aug. 31, 2020, and a net loss and comprehensive loss of $15.79 million for the year ended Aug. 31, 2019. As of Nov. 30, 2021, the Company had $79.79 million in total assets, $10.67 million in total liabilities, and $69.12 million in total shareholders' equity. Vancouver, British Columbia, Canada-based Hay & Watson, the Company's auditor since 2012, issued a "going concern" qualification in its report dated Dec. 14, 2021, citing that the Company has had recurring losses from operations and has a net capital deficiency, which raises substantial doubt about its ability to continue as a going concern. PHI GROUP: Extends Period to Repurchase Own Shares From Market -------------------------------------------------------------- PHI Group, Inc.'s Board of Directors passed a corporate resolution to extend the time period for the repurchase of its own shares of common stock from the open market from time to time in accordance with the terms mentioned below and subject to liquidity conditions, satisfaction of certain open contractual obligations and the judgment of the Company's Board of Directors and Management with respect to optimal use of potentially available funds in the future. 1. Purpose of Repurchase: To enhance future shareholder returns. 2. Details of Repurchase: a. Class of shares to be repurchased: Common Stock of PHI Group, Inc. b. Amount of repurchasable shares: As many as economically conducive and optimal for the Company. c. Total repurchase dollar amount: To be determined by prevalent market prices at times of transaction. d. Methods of repurchase: Open market purchase and/or negotiated transactions. e. Repurchase period: As soon as practical until June 30, 2023. f. The Company intends to fund the proposed share repurchase program with proceeds from long-term financing programs, future earnings, disposition of non-core assets and other potential sources, subject to liquidity, availability of funds, comparative judgment of optimal use of available cash in the future, and satisfaction of certain open contractual obligations. g. The share repurchase program will be in full compliance with state and federal laws and certain covenants with the Company's creditors and may be terminated at any time based on future circumstances and judgment of the Company. About PHI Group Headquartered in Irvine, California, PHI Group, Inc. (www.phiglobal.com) primarily focuses on advancing PHILUX Global Funds, a group of Luxembourg bank funds organized as "Reserved Alternative Investment Fund", and building the Asia Diamond Exchange in Vietnam. The Company also engages in mergers and acquisitions and invests in select industries and special situations that may substantially enhance shareholder value. PHI Group reported a net loss of $6.55 million for the year ended June 30, 2021, a net loss of $1.32 million for the year ended June 30, 2020, and a net loss of $2.93 million for the year ended June 30, 2019. As of Sept. 30, 2021, the Company had $3.56 million in total assets, $6.08 million in total liabilities, and a total stockholders' deficit of $2.51 million. PRISON PLANET: Case Summary & 15 Unsecured Creditors ---------------------------------------------------- Debtor: Prison Planet TV, LLC 5606 N. Navarro Ste 300-W Victoria, TX 77904 Business Description: Prison Planet TV is a lessor of nonfinancial inntangible assets. Chapter 11 Petition Date: April 18, 2022 Court: United States Bankruptcy Court Southern District of Texas Case No.: 22-60022 Judge: Hon. Christopher M. Lopez Debtor's Counsel: Kyung S. Lee, Esq. PARKINS LEE & RUBIO LLP 700 Milam Street, Ste 1300 Houston, TX 77002 Tel: (713) 715-1660 Email: klee@parkinslee.com Estimated Assets: $0 to $50,000 Estimated Liabilities: $1 million to $10 million The petition was signed by W. Marc Scwartz, chief restructuring officer. A full-text copy of the petition containing, among other items, a list of the Debtor's 15 unsecured creditors is available for free at PacerMonitor.com at: https://www.pacermonitor.com/view/A6CWNFA/Prison_Planet_TV_LLC__txsbke-22-60022__0001.0.pdf?mcid=tGE4TAMA PSS INDUSTRIAL: Moody's Lowers CFR to Ca, Outlook Remains Negative ------------------------------------------------------------------ Moody's Investors Service downgraded the corporate family rating of PSS Industrial Group Corp. (PSSI) to Ca from Caa2, its probability of default rating to D-PD from Caa2-PD, and its senior secured bank credit facilities to Ca from Caa2. The outlook on all ratings remains negative. Downgrades: Issuer: PSS Industrial Group Corp. Corporate Family Rating, Downgraded to Ca from Caa2 Probability of Default Rating, Downgraded to D-PD from Caa2-PD Gtd. Senior Secured Bank Credit Facility, Downgraded to Ca (LGD3) from Caa2 (LGD3) Outlook Actions: Issuer: PSS Industrial Group Corp. Outlook, Remains Negative RATINGS RATIONALE The downgrade of PSSI's ratings to Ca and D-PD reflects the forbearance agreement reached by the company with its lenders covering interest and principal payments, which Moody's views as an event of default. The Ca ratings on the senior secured bank facilities reflects Moody's current expectation of recovery. FACTORS THAT COULD LEAD TO AN UPGRADE OR DOWNGRADE OF THE RATINGS PSSI's ratings may be upgraded if the company manages to successfully restructure its liabilities, establish a sustainable capital structure and maintain an adequate liquidity position. The ratings may be downgraded if Moody's changes its view on the expected recovery for the senior secured bank facilities. PSSI, headquartered in Houston, Texas, is a distributor of products to customers in the energy and industrial sectors. PSSI is a portfolio company of funds affiliated with the Goldman Sachs' Merchant Banking Division. The principal methodology used in these ratings was Oilfield Services published in August 2021. QUANTUM CORP: Expects Fourth Quarter Revenue of $93 Million ----------------------------------------------------------- Quantum Corporation announced preliminary revenue results for its fiscal fourth quarter ended March 31, 2022. Revenue is expected to be $93 million, plus or minus $1 million, which is a tighter range with a higher midpoint from its original guidance of $92 million, plus or minus $5 million. As it is early in the financial closing process, the Company is not providing additional financial metrics or results for the fourth quarter. As announced on March 29, 2022, Quantum commenced a Rights Offering to raise gross proceeds of up to approximately $67.5 million. As previously reported, the Company has entered into an Investment Commitment Agreement with certain large security holders that have agreed to exercise basic and over-subscription rights for up to an aggregate of approximately $55.0 million in the Rights Offering. All of the Company's directors and certain executive officers who are eligible to participate have indicated that they plan to participate in the Rights Offering. As part of the announcement of the Rights Offering, the Company also entered into an amendment to its Term Loan Credit and Security Agreement and an amendment to the Amended and Restated Revolving Credit and Security Agreement to among other things, waive applicable covenants for the fourth fiscal quarter. In connection with the closing of the Rights Offering, the Company intends to reduce its outstanding term debt by $20 million, with the remaining proceeds used to bolster its cash position. Also, upon the closing of the Rights Offering, Quantum intends to further amend its credit agreements to increase the borrowing capacity on its revolving line of credit from $30 million to $40 million and to reset the financial covenants in a manner that will be supportive of the Company beyond the current period. "I am pleased to report stronger preliminary revenue results for the fourth quarter," said Jamie Lerner, Chairman and CEO of Quantum. "We believe closing the Rights Offering in the coming weeks can significantly strengthen our balance sheet and liquidity, with the potential to significantly reduce our net term loan debt to less than $40 million with a fully subscribed offering. In addition to reducing the related interest expense on our term loan debt, we plan to ensure further financial flexibility by increasing the borrowing capacity of our revolver by $10 million. Collectively, we believe these actions should provide greater financial stability in a challenging environment, allowing us to focus on supporting our customers and operational execution." Quantum has not completed preparation of its financial statements for its fiscal fourth quarter and fiscal year 2022. The preliminary, unaudited results presented in the press release for the three-months ended March 31, 2022 are based on current expectations and remain subject to adjustment. Quantum will report its complete financial results and other metrics during its fiscal fourth quarter and fiscal year 2022 conference call in early June. Quantum has filed a shelf registration statement on Form S-3 with the Securities and Exchange Commission, and related prospectus, dated Dec. 9, 2020, as supplemented by the prospectus supplement dated March 29, 2022, for the offering to which this communication relates. About Quantum Corp. Based in San Jose, California, Quantum Corp. (NYSE:QTM) -- http://www.quantum.com-- provides technology and services that stores and manages video and video-like data delivering streaming for video and rich media applications, along with low cost, high density massive-scale data protection and archive systems. The Company helps customers capture, create and share digital data and preserve and protect it for decades. For the nine months ended Dec. 31, 2021, the Company reported a net loss of $24.47 million. Quantum reported a net loss of $35.46 million for the year ended March 31, 2021, compared to a net loss of $5.21 million for the year ended March 31, 2020. As of Dec. 31, 2021, the Company had $187.64 million in total assets, $310.42 million in total liabilities, and a total stockholders' deficit of $122.78 million. R & G SERVICES: Court OKs Deal on Cash Collateral Access -------------------------------------------------------- The U.S. Bankruptcy Court for the Central District of California, Santa Ana Division, approved a stipulation between R & G Services, Inc. and the U.S. Small Business Administration, authorizing the Debtor to use cash collateral. As previously reported by the Troubled Company Reporter, the parties agree that any and all of the Personal Property Collateral constitutes the cash collateral of the SBA, pursuant to 11 U.S.C. section 363(a). The SBA consented to the Debtor's use of cash collateral on the terms set forth. The Debtor represented to the SBA that it will make no additional or unauthorized use of cash collateral retroactive from the SBA Loan date until May 31, 2022, or the entry of an Order Confirming the Debtor's Plan of Reorganization, whichever occurs earlier, for ordinary and necessary expenses as set forth in the projection. The Debtor's use of cash collateral may be renewed upon subsequent stipulation with the SBA or by Court order. As adequate protection, retroactive to the Petition Date, the SBA will receive a replacement lien on all post-petition revenues of the Debtor to the same extent, priority and validity that its lien attached to the cash collateral. The scope of the replacement lien is limited to the amount (if any) the cash collateral diminishes post-petition as a result of the Debtor's post-petition use. The replacement lien is valid, perfected and enforceable and will not be subject to dispute, avoidance or subordination, and this replacement lien need not be subject to additional recording. The SBA is authorized to file a certified copy of the cash collateral order and any other necessary and related documents to further perfect its lien. The Stipulation will remain in effect until May 31, 2022, or until the Parties enter into an amended Stipulation or a consensual Chapter 11 Plan, or until the case is converted or dismissed, whichever first occurs. A copy of the order is available at https://bit.ly/3MieiI1 from PacerMonitor.com. About R & G Services R & G Services Inc., doing business as AAMCO Aliso Viejo, is located at 27802 Aliso Creek Road, Suite D170 Aliso Viejo, CA 92656. For the past eight years, the company used names like AAMCO Aliso Viejo, AAMCO Aliso Lake Forest, and AAMCO Aliso Transmissions. R & G Services sought voluntary Chapter 11 bankruptcy protection (Bankr. C.D. Cal. Case No. 22-10364) on March 4, 2022. In the petition filed by German Ramirez, principal and only shareholder, R & G Services Inc. listed estimated assets between $50,000 to $100,000 and estimated liabilities between $1 million to $10 million. The case is handled by Honorable Judge Erithe A. Smith. Anthony Obehi Egbase, Esq., at A.O.E Law & Associates, APC, is the Debtor's counsel. ROKA REFOLDING: Seeks Chapter 11 Protection ------------------------------------------- Roka Refolding Warehousing, LLC filed for chapter 11 protection in the District of New Jersey. According to court filing, Roka Refolding estimates between 1 and 49 unsecured creditors. The petition states that funds will be available to Unsecured Creditors. A meeting of creditors under 11 U.S.C. Sec. 341(a) is scheduled for May 11, 202 at 2:00 p.m. About Roka Refolding Warehousing Roka Refolding Warehousing LLC is a family-owned textile company that provides textile folding services. Roka Refolding Warehousing filed for chapter 11 protection (Bankr. D.N.J. Case No. 22-12845) on April 7, 2022. In the petition filed by Ronald Alaniz, as managing member, Roka Refolding estimated assets between $0 and $50,000 and estimated liabilities between $100,000 and $500,000. The case is assigned to Honorable Judge Vincent F. Papalia. Tomas Espinosa, of Tomas Espinosa, ESQ, is the Debtor's counsel. SAINT LEO UNIVERSITY: S&P Lowers 2019 Rev. Bonds Rating to 'BB+' ---------------------------------------------------------------- S&P Global Ratings lowered its long-term rating to 'BB+' from 'BBB-' on the Florida Higher Educational Facilities Financing Authority's series 2019 educational facilities revenue bonds, issued for Saint Leo University. The outlook is stable. "The downgrade reflects Saint Leo's continued enrollment challenges and the impact that those challenges are having on the university's operations due, in part, to the university's narrow revenue stream," said S&P Global Ratings credit analyst Nicholas Fortin. Saint Leo has recorded full-accrual operating deficits in each of the past four years and it expects another deficit in fiscal 2022. While management anticipates a stronger on-campus first-year class in fall 2022, deterioration of online enrollment has been the main driver of Saint Leo's total enrollment declines and, in turn, operating challenges over recent years. The downgrade further reflects a history of turnover among the university's senior leadership that, in our view, is a governance risk and limits management's ability to successfully address current financial operations and demand pressures. S&P said, "We assess Saint Leo's enterprise profile as adequate, with seven consecutive years of enrollment declines and modest but variable demand rates, offset by the university's broad geographic reach due to its national online program. Saint Leo's traditional undergraduate program consists of about 2,000 students but the university saw its demand metrics soften over the past two years. Total FTE enrollment also includes a shrinking online program that faces economic cyclicality and increasing competition in a rapidly changing online environment. These two programs, however, provide some revenue and risk diversity, in our view. We assess Saint Leo's financial profile as adequate, with operating deficits in five of the past six years and another deficit projected for fiscal 2022. Weakened operations are somewhat offset by what we consider the university's good level of available resources and a manageable maximum annual debt service burden. Combined, these credit factors lead to an indicative stand-alone credit profile of 'bbb-'. As our criteria indicate, the final rating can be within one notch of the indicative credit level. "In our opinion, the 'BB+' long-term rating better reflects the university's trend of full-accrual operating deficits which is expected to continue," Mr. Fortin added. "The stable outlook reflects our expectation that Saint Leo's available resources will, at least, remain stable and that management will continue to implement expense-reduction measures in order to stabilize operations. Furthermore, the stable outlook reflects our belief that on-campus enrollment at Saint Leo will remain stable while "Worldwide" enrollment will continue to see pressure." SHINING STAR: Case Summary & Five Unsecured Creditors ----------------------------------------------------- Debtor: Shining Star Construction LLC f/d/b/a Shinningstar Construction LLC 120 Wayne Street Jersey City, NJ 07302 Business Description: Shining Star Construction is part of the residential building construction industry. The Debtor owns a single family home located at 603 Hamilton Road, South Orange, New Jersey having an appraised value of $1.02 million. Chapter 11 Petition Date: April 18, 2022 Court: United States Bankruptcy Court District of New Jersey Case No.: 22-13119 Debtor's Counsel: Richard D. Trenk, Esq. TRENK ISABEL SIDDIQI & SHAHDANIAN P.C. 290 W. Mt. Pleasant Avenue, Suite 2350 Livingston, NJ 07039 Tel: 973-533-1040 E-mail: rtrenk@trenkisabel.law Total Assets: $1,404,000 Total Liabilities: $1,117,526 The petition was signed by Lennox Terry Dominic Dehere, Jr., as managing member. A full-text copy of the petition containing, among other items, a list of the Debtor's five unsecured creditors is available for free at PacerMonitor.com at: https://www.pacermonitor.com/view/JLHVNJY/Shining_Star_Construction_LLC__njbke-22-13119__0001.0.pdf?mcid=tGE4TAMA SIGNTEXT 2: Wins Final Cash Collateral Access --------------------------------------------- The U.S. Bankruptcy Court for the Eastern District of Michigan in Detroit authorized Signtext 2, Inc. to use cash collateral on a final basis in accordance with the budget, with a 10% variance and provide adequate protection. The Debtor requires the use of cash collateral to avoid immediate and irreparable harm. During the first three calendar months of the Chapter 11 case, the Debtor projects it will need to spend $309,834. As adequate protection, the Huntington National Bank, Signtext, Incorporated, and Swift Financial LLC are granted Replacement Liens as adequate protection. The Replacement Liens will be liens on the Debtor's assets which are created, acquired, or arise after Petition Date, but limited to only those types and descriptions of collateral in which either the Bank; Signtext, Incorporated; or Swift Financial, LLC hold a pre-petition lien or security interest. The Replacement Liens will have the same priority and validity as the pre-petition security interest and liens. As adequate protection of the Bank's interests, the Debtor will pay, or cause to be paid, to the Bank $4,500 per month. The first payment will be due May 10, 2022, with subsequent monthly payments due on the tenth day of each month. The Debtor is authorized to escrow Professional Fees. In addition, the Debtor is authorized to escrow fees for the Subchapter V Trustee in the amount of $2,500 per month. These funds remain property of the Estate. No professional is granted a security interest in these funds, and the use of these funds is still subject to the provisions of the Bankruptcy Code, including the priorities under Bankruptcy Code Section 507. The final hearing on the Motion and on the Interim Order, scheduled for April 20, 2022, at 11 a.m. is cancelled, as unnecessary. A copy of the order is available at https://bit.ly/3vqtNGR from PacerMonitor.com. About Signtext 2, Inc. Signtext 2, Inc. is a full-service sign and graphics company that has been providing quality products and services to various industries for over 30 years. Its clients include design and manufacturing firms, advertising agencies, architects, builders, and many others. Signtext 2 sought protection under Chapter 11 of the U.S. Bankruptcy Code (Bankr. E.D. Mich. Case No. 22-42348) on March 26, 2022. In the petition signed by Michael Frasier, shareholder, the Debtor disclosed up to $1 million in assets and up to $10 million in liabilities. Judge Thomas J. Tucker oversees the case. Elliot G. Crowder, Esq., at Stevenson and Bullock, PLC is the Debtor's counsel. SOUTHERN CALIFORNIA: Taps Weintraub & Selth as New Counsel ---------------------------------------------------------- Southern California Research, LLC seeks approval from the U.S. Bankruptcy Court for the Central District of California to employ Weintraub & Selth, APC to substitute for Margulies Faith, LLP. The firm's services include: a. advising the Debtor regarding matters of bankruptcy law; b. representing the Debtor regarding its legal rights and responsibilities under U.S. bankruptcy law and assisting the Debtor in the administration of its bankruptcy estate; c. assisting the Debtor in negotiating, structuring, seeking court approval of, and consummating any sales of estate assets; d. advising the Debtor with respect to the negotiation, preparation and confirmation of a plan of reorganization; e. representing the Debtor in proceedings or hearings before the bankruptcy court or in litigation in the bankruptcy court in matters relating to bankruptcy law; f. assisting the Debtor in the preparation of legal papers; and g. providing other necessary legal services. The hourly rates charged by the firm's attorneys and paraprofessionals are as follows: Attorneys $650 per hour Paraprofessionals $250 per hour Weintraub & Selth will also seek reimbursement for out-of-pocket expenses. The firm received a retainer of $63,778.25. James Selth, Esq., a partner at Weintraub & Selth, disclosed in a court filing that his firm is a "disinterested person" as the term is defined in Section 101(14) of the Bankruptcy Code. The firm can be reached at: James R. Selth, Esq. Weintraub & Selth, APC 11766 Wilshire Boulevard, Suite 450 Los Angeles, CA 90025 Telephone: (310) 207-1494 Facsimile: (310) 442-0660 Email: jim@wsrlaw.net About Southern California Research Southern California Research, LLC is a private medical group in Thousand Oaks, Calif., that conducts clinical research trials. Southern California Research filed its voluntary petition for relief under Chapter 11 of the Bankruptcy Code (Bankr. C.D. Cal. Case No. 22-10022) on Jan. 12, 2022, listing $184,280 in assets and $11,753,616 in liabilities. Darrell Maag, managing member, signed the petition. Judge Deborah J. Saltzman oversees the case. The Debtor tapped James R. Selth, Esq., at Weintraub & Selth, APC as bankruptcy counsel; Gordon Rees Scully Mansukhani, LLP as special counsel; and Hahn Fife & Company, LLP as financial advisor and accountant. SPI ENERGY: Issues $2.1 Million Unsecured Note to Streeterville --------------------------------------------------------------- SPI Energy Co., Ltd. entered into a securities purchase agreement pursuant to which the Company issued an unsecured convertible promissory note with a one-year maturity to an institutional accredited investor Streeterville Capital, LLC. The Note has the original principal amount of $2,110,000 and Investor gave consideration of $2,000,000, reflecting original issue discount of $100,000 and Investor's legal fee of $10,000. Interest accrues on the outstanding balance of the Note at 10% per annum. Upon the occurrence of an Event of Default (as defined in the Note), interest accrues at the lesser of 15% per annum or the maximum rate permitted by applicable law. Certain Major Defaults (as defined in the Note) will result in an additional 15% of the aggregate principal amount of the Note outstanding at such time being added to the total outstanding amount of such note. Pursuant to the terms of the Agreement and the Note, the Company must obtain Investor's consent for certain fundamental transactions such as consolidation, merger, disposition of substantial assets, change of control, reorganization or recapitalization. Any occurrence of a fundamental transaction without Investor's prior written consent will be deemed an Event of Default. Investor may redeem all or any part of the outstanding balance of the Note, subject to maximum monthly redemption amount of $350,000, at any time after six months from the Note issue date, in cash or converting into the Company's ordinary shares at a conversion price of $20.00 per share, subject to certain adjustments and ownership limitations specified in the Note. The number of ordinary shares that may be issued upon conversion of the Note shall not exceed the requirement of Nasdaq Listing Rule 5635(d). The Note provides for liquidated damages upon failure to comply with any of the terms or provisions of the Note. The Company may prepay the outstanding balance of the Note in cash equal to 115% multiplied by the portion of the outstanding balance the Company elects to prepay. About SPI Energy Co. SPI Energy Co., Ltd. (SPI) is a global renewable energy company and provider of solar storage and electric vehicle (EV) solutions for business, residential, government, logistics and utility customers and investors. The Company provides a full spectrum of EPC services to third-party project developers, as well as develops, owns and operates solar projects that sell electricity to the grid in multiple countries, including the U.S., the U.K., Greece, Japan and Italy. The Company has its US headquarters in Santa Clara, California and maintains global operations in Asia, Europe, North America and Australia. SPI is also targeting strategic investment opportunities in green industries such as battery storage and charging stations, leveraging the Company's expertise and growing base of cash flow from solar projects and funding development of projects in agriculture and other markets with significant growth potential. SPI Energy reported a net loss of $44.83 million for the year ended Dec. 31, 2021, compared to a net loss of $6.27 million for the year ended Dec. 31, 2020. As of Dec. 31, 2021, the Company had $228.08 million in total assets, $202.13 million in total liabilities, and $25.95 million in total equity. New York, New York-based Marcum Bernstein & Pinchuk LLP, the Company's auditor since 2018, issued a "going concern" qualification in its report dated April 1, 2022, citing that the Company has a significant working capital deficiency, has incurred significant losses and needs to raise additional funds to sustain its operations. These conditions raise substantial doubt about the Company's ability to continue as a going concern. ST. JOHNS PROFESSIONAL: U.S. Trustee Unable to Appoint Committee ---------------------------------------------------------------- The U.S. Trustee for Region 21, until further notice, will not appoint an official committee of unsecured creditors in the Chapter 11 case of St. Johns Professional Center, LLC, according to court dockets. About St. Johns Professional Center St. Johns Professional Center, LLC is a company primarily engaged in renting and leasing real estate properties. The company is based in Saint Johns, Fla. St. Johns Professional Center sought protection under Chapter 11 of the Bankruptcy Code (Bankr. M.D. Fla. Case No. 22-00466) on March 6, 2022, listing $1,524,514 in assets and $1,290,268 in liabilities. Adam J. Kohl, manager, signed the petition. Judge Jacob A. Brown oversees the case. Bryan Mickler, Esq., at the Law Offices of Mickler and Mickler, LLP is the Debtor's legal counsel. TEN OAKS FITNESS: June 7 Disclosure Statement Hearing Set --------------------------------------------------------- Judge David E. Rice has entered an order within which June 7, 2022 at 11:00 AM is the hearing to consider the approval of the Disclosure Statement of Ten Oaks Fitness, Inc. In addition, May 19, 2022, is fixed as the last day for filing and serving in accordance with Federal Bankruptcy Rule 3017(a) written objections to the Disclosure Statement. A copy of the order dated April 14, 2022, is available at https://bit.ly/37Xmu17 from PacerMonitor.com at no charge. The Debtor is represented by: Marc A. Ominsky, Esq. Law Offices of Marc A. Ominsky, LLC 10632 Little Patuxent Pkwy, Ste 249 Columbia, MD 21044 Tel.: (443) 539-8712 Email: info@mdlegalfirm.com About Ten Oaks Fitness Ten Oaks Fitness, Inc. filed a petition for Chapter 11 protection (Bankr. D. Md. Case No. 21-10313) on Jan. 18, 2021, listing up to $50,000 in assets and up to $500,000 in liabilities. Judge David E. Rice oversees the case. The Debtor is represented by the Law Offices of Marc A. Ominsky, LLC. TIMBER PHARMACEUTICALS: Decreases Quorum Requirement for Meetings ----------------------------------------------------------------- Effective April 10, 2022, the Board of Directors of Timber Pharmaceuticals, Inc. adopted an amendment to the Company's Amended and Restated Bylaws, amending Section 7 of Article I thereof to decrease the quorum requirement for stockholder meetings from a majority to 34% percent of the voting power of the capital stock of the Company issued and outstanding and entitled to vote, present in person or represented by proxy, at a meeting. The Board adopted the Amendment in order to be better able to obtain a quorum and conduct business at stockholder meetings. The Board based its decision on the increasing prevalence of brokerage firms opting to forgo discretionary or proportionate voting of the shares held by them in street name, which is making it increasingly difficult for companies with a large retail stockholder base to obtain a quorum of the majority. The change to the quorum requirement for stockholder meetings was made to improve the Company's ability to hold stockholder meetings when called. About Timber Pharmaceuticals Timber Pharmaceuticals, Inc. f/k/a BioPharmX Corporation -- http://www.timberpharma.com-- is a biopharmaceutical company focused on the development and commercialization of treatments for orphan dermatologic diseases. The Company's investigational therapies have proven mechanisms-of-action backed by decades of clinical experience and well-established CMC (chemistry, manufacturing and control) and safety profiles. The Company is initially focused on developing non-systemic treatments for rare dermatologic diseases including congenital ichthyosis (CI), facial angiofibromas (FAs) in tuberous sclerosis complex (TSC), and localized scleroderma. Timber Pharmaceuticals reported a net loss of $10.64 million for the year ended Dec. 31, 2021, compared to a net loss of $15.12 million for the year ended Dec. 31, 2020. Short Hills, New Jersey-based KPMG LLP, the Company's auditor since 2019, issued a "going concern" qualification in its report dated March 31, 2022, citing that the Company has suffered recurring losses from operations that raise substantial doubt about its ability to continue as a going concern. TOUCHPOINT GROUP: To Host Air Race World Championship in Malaysia ----------------------------------------------------------------- Touchpoint Group Holdings, Inc.'s AIR RACE subsidiary has entered into a multi-year Host City Agreement with Borneo Airlines Sdn. Bhd., to host one of its Air Race World Championship events in September 2022, 2023 and 2024 in the country of Malaysia. This event will be held in partnership with Borneo Airlines Sdn. Bhd, a Malaysian Aviation and Marketing Company, and will be the first time since the race in 2014, that an ARWC event will be held in Malaysia. It is expected that approximately 150,000 people will watch the event live. A further 50 million people are expected to view the global broadcast (forecast by Nielsen Sports). Executive Chairman of Borneo Airlines Sdn. Bhd., Dato' Alimuddin Mallorong, commented, "We are glad to see ARWC is back in the air again in Malaysia after the last event in 2014 at Putrajaya. We are grateful to Air Race for putting Malaysia on its racing calendar. ARWC is not just about winning the race, but also shining a spotlight on evolving aircraft technology and, importantly, demonstrating the courage and bravery of the pilots that complete the challenging race. We want the young Malaysians to be inspired and instil this bold spirit within them." Nalin Jay, CEO of AIR RACE Limited, stated, "We are excited to announce Malaysia as one of the host countries for the AIR RACE World Championship 2022. This multi-year agreement, worth in excess of $8.5 million, clearly illustrates the commitment from our host countries to invest in our unique brand of motorsport. We look forward to putting on a spectacular show for the people of Malaysia over the next three years. Malaysia is one of the world's most dynamic economies with a young, aspirational and increasingly affluent population. This is the third host city agreement that we have announced in a little over a week and shows that the world of Air Racing has huge global appeal." AIR RACE World Championship is a race format originally developed by Red Bull as the Red Bull Air Race. It was founded in 2003 and has hosted 94 championship series races around the globe. It has attracted viewers in 187 countries and has been broadcast to an audience of over 230 million viewers with over 2.3 billion media impressions worldwide in its most recent season. It is the largest live spectator sports event in the world attracting over 1 million spectators to a single air race on multiple occasions in cities such as Porto and Barcelona. AIR RACE World Championship will build on the significant legacy that the Red Bull Air Race leaves behind, and is well positioned to deliver one of the world's most thrilling and pioneering global sporting events – focused on future tech, innovation, clean energy and spectator experience. AIR RACE is designed to push the boundaries of modern air racing, and will deliver a platform that supports and showcases the latest technological developments in green power and advanced aerial mobility. New race categories to be introduced include electric powered aircraft, EVTOL (vertical take off and landing) and JetPacks. Touchpoint plans to utilize its expertise in audience engagement through its application development to enhance the audience's experience, while at the same time creating new revenue generating verticles for the races including festivilization and gaming. About Touchpoint Group Headquartered in Miami, Florida, Touchpoint Group Holdings Inc. -- http://touchpointgh.com-- is engaged in media and digital technology, primarily in sports entertainment and related technologies that bring fans closer to athletes and celebrities. Touchpoint Group reported a net loss of $3.54 million for the year ended Dec. 31, 2020, compared to a net loss of $6.63 million for the year ended Dec. 31, 2019. As of Sept. 30, 2021, the Company had $1.77 million in total assets, $3.52 million in total liabilities, $605,000 in temporary equity, and a total stockholders' deficit of $2.36 million. Tampa, Florida-based Cherry Bekaert, LLP, the Company's auditor since 2016, issued a "going concern" qualification in its report dated April 9, 2021, citing that the Company has recurring losses and negative cash flows from operations that raise substantial doubt about its ability to continue as a going concern. UNIQUE REO: Case Summary & One Unsecured Creditor ------------------------------------------------- Debtor: Unique REO Properties, LLC 950 Peninsula Corporate Cir Ste 2008 Boca Raton, FL 33487-1386 Business Description: Unique REO Properties is a Single Asset Real Estate debtor (as defined in 11 U.S.C. Section 101(51B)). The Debtor is the fee simple owner of a condominium unit in Beach Club Two, located at 1830 S Ocean Dr Apt 1410, Hallandale, Florida valued at $770,000. Chapter 11 Petition Date: April 15, 2022 Court: United States Bankruptcy Court Southern District of Florida Case No.: 22-12924 Debtor's Counsel: Malinda L. Hayes, Esq. LAW OFFICES OF MALINDA L. HAYES 378 Northlake Blvd # 218 North Palm Beach, FL 33408-5421 Tel: (561) 537-3796 Email: malinda@mlhlawoffices.com Total Assets: $772,100 Total Liabilities: $1,143,068 The petition was signed by Liran Koren, manager. The Debtor listed Juliana Gaita, PA as its sole unsecured creditor holding a claim of $15,000. A full-text copy of the petition is available for free at PacerMonitor.com at: https://www.pacermonitor.com/view/LWSOBKA/Unique_REO_Properties_LLC__flsbke-22-12924__0001.0.pdf?mcid=tGE4TAMA VAL PROPERTIES: Creditors to Get Proceeds From Property Sale ------------------------------------------------------------ VAL Properties, LLC, filed with the U.S. Bankruptcy Court for the Western District of Pennsylvania a Disclosure Statement to accompany Liquidating Plan dated April 14, 2022. The Debtor owns and operates real property located 54382 National Road, Bridgeport, Belmont County, Ohio 43912. The Debtor was obligated to pay WesBanco, the 1st and 2nd Mortgagee. The disputes with the tenants prevented the sale of the property and WesBanco was moving to enforce its remedies. This case was filed to allow the Debtor to control the sale of the property to achieve the best sale result. The Debtor proposes a sale of the real property located at 54382 National Road, Bridgeport, Belmont County, Ohio 43912. The sale will be an "AS IS, WHERE IS" with all faults and subject to Bankruptcy Court approval. The sale should be approved to the bidder who submits the highest and best offer. The proposed listing price is set at $1,795,000.00. However, the final purchase price is subject to the offers actually received and the Debtor reserves the right to adjust this price if needed. On March 18, 2022, the Debtor filed an Application to Employ John Aderholt and Adam Weidner of Century Realty LLC to be the Debtor's broker and help sell the property. Class 1, Secured Real Estate Tax Claims, consists of tax creditors who are secured based on unpaid real estate taxes for 54382 National Road, Bridgeport, Belmont County, Ohio 43912. This Class contains two creditors: * Katherine J. Kelich, in her official capacity as Treasurer of Belmont County, Ohio ("Belmont Treasurer"). The Debtor does not believe that Belmont Treasurer has an outstanding claim. * Tax Ease Ohio II, LLC, which has a secured claim for taxes and pre-bankruptcy interest in the amount of $35,980.15 as of the commencement of this case. This Claim is secured by the filing of tax certificates dated November 30, 2017 and November 19, 2018 and recorded in Volume 736, Page 799 (and re-recorded February 21, 2020 in Volume 875, 5676) and Volume 808, Page 66 of the Official Records of Belmont County, Ohio, respectively. The allowed secured claims in this Class will be paid in full at closing from the sale of 54382 National Road, Bridgeport, Belmont County, Ohio 43912 to the extent any amounts are owed. The Debtor expressly reserves the right to request payoffs from each creditor in this Class and escrow any proceeds if a dispute arises. Any liens will be retained until the property is sold. All liens must be satisfied at closing. Class 2, Wesbanco Bank, the holder of 2 mortgages on 54382 National Road, Bridgeport, Belmont County, Ohio 43912. Wesbanco's mortgage lien is subordinate to the liens of Belmont Treasurer (to the extent such lien exists) and Tax Ease Ohio II LLC. Wesbanco's allowed secured claim(s) will be paid at closing from the sale of 54382 National Road, Bridgeport, Belmont County, Ohio 43912 until paid in full. The Debtor expressly reserves the right to request payoffs from each creditor in this Class and escrow any proceeds if a dispute arises. All payments Wesbanco has been receiving from the rents of the Debtor's tenants must be credited against the claim. Any liens will be retained until the property is sold. All liens must be satisfied at closing. To the extent there is any shortfall, The Debtor will pay WesBanco over 4 years. Class 3, The Alfred F. Lorenzi, GST Non-Exempt Marital Trust (Lorenzi Trust) will be paid in full. The Debtor will sell the property located at 54382 National Road, Bridgeport, Belmont County, Ohio 43912 and will pay this creditor in full. Any liens will be retained until the sale of the real estate. This class will be paid with post confirmation interest. To the extent there is any shortfall, The Debtor will pay Lorenzi Trust over 4 years. Class 4, General Unsecured Creditors will be paid from the proceeds of the sale of real estate. If there are not sufficient proceeds for Class 4, the Debtor and/or its principal will pay these claims over 4 years, or they will be paid in full on or before the Plan Effective Date with a 25% discount. The allowed unsecured claims total $24,847.82. Class 5, Equity interests in the Debtor will be retained with modifications upon the shareholders. The Plan will be funded by the sale of 54382 National Road, Bridgeport, Belmont County, Ohio 43912. This plan contemplates the sale of the real estate free and clear of transfer stamps pursuant to 11 U.S.C. § 1146. A full-text copy of the Disclosure Statement dated April 14, 2022, is available at https://bit.ly/3Elq1CN from PacerMonitor.com at no charge. Debtor's Counsel: Donald R. Calaiaro, Esquire CALAIARO VALENCIK 938 Penn Avenue, Suite 501 Pittsburgh, PA 15222-3708 Tel: (412) 232-0930 E-mail: dcalaiaro@c-vlaw.com About VAL Properties VAL Properties, LLC, sought protection for relief under Chapter 11 of the Bankruptcy Code (Bankr. W.D. Pa. Case No. 21-22384) on Nov. 3, 2021, listing up to $50,000 in assets and up to $1 million in liabilities. Judge Carlota M. Bohm oversees the case. Donald R. Calaiaro, Esq., at Calaiaro Valencik, is the Debtor's legal counsel. VAL PROPERTIES: June 9 Disclosure Statement Hearing Set ------------------------------------------------------- Judge Carlota M. Bohm has entered an order within which June 9, 2022 at 1:30 p.m. is the hearing to consider the approval of the Disclosure Statement filed by Debtor VAL Properties, LLC. In addition, June 2, 2022, is the last day for filing and serving objections to the Disclosure Statement. A full-text copy of the order dated April 14, 2022, is available at https://bit.ly/3ryXVi4 from PacerMonitor.com at no charge. Debtor's Counsel: Donald R. Calaiaro, Esquire PA I.D. #27538 dcalaiaro@c-vlaw.com CALAIARO VALENCIK 938 Penn Avenue, Suite 501 Pittsburgh, PA 15222-3708 (412) 232-0930 About VAL Properties VAL Properties, LLC, sought protection for relief under Chapter 11 of the Bankruptcy Code (Bankr. W.D. Pa. Case No. 21-22384) on Nov. 3, 2021, listing up to $50,000 in assets and up to $1 million in liabilities. Judge Carlota M. Bohm oversees the case. Donald R. Calaiaro, Esq., at Calaiaro Valencik represents, is the Debtor's legal counsel. VBI VACCINES: Extends Agreement to Develop COVID-19 Vaccine to 2023 ------------------------------------------------------------------- As previously disclosed, on Sept. 16, 2020, VBI Vaccines Inc., as guarantor, and Variation Biotechnologies Inc., a Canadian federal corporation and a wholly-owned subsidiary of the Company, as the recipient, entered into a Contribution Agreement with Her Majesty The Queen in Right of Canada, as represented by the Minister of Industry, pursuant to which Variation is obligated to develop a novel, broadly reactive coronavirus vaccine against SARS-COV2 ("COVID-19"), Middle East Respiratory Syndrome and Severe Acute Respiratory Syndrome, and/or a monovalent vaccine targeting only COVID-19 through Phase 2 studies (such undertaking, the "Project"). Pursuant to the Agreement, the Company agreed to complete the Project in or before the first quarter of 2022, which will be conducted exclusively in Canada, except as permitted otherwise under certain circumstances. On March 28, 2022, the Company and the Minister signed an amendment to the Agreement, the main purpose of which was to extend the collaboration and move the Project Completion Date from March 31, 2022 to Dec. 31, 2023. About VBI Vaccines VBI Vaccines Inc. -- www.vbivaccines.com -- is a biopharmaceutical company driven by immunology in the pursuit of powerful prevention and treatment of disease. Through its innovative approach to virus-like particles ("VLPs"), including a proprietary enveloped VLP ("eVLP") platform technology, VBI develops vaccine candidates that mimic the natural presentation of viruses, designed to elicit the innate power of the human immune system. VBI is committed to targeting and overcoming significant infectious diseases, including hepatitis B, coronaviruses, and cytomegalovirus (CMV), as well as aggressive cancers including glioblastoma (GBM). VBI is headquartered in Cambridge, Massachusetts, with research operations in Ottawa, Canada, and a research and manufacturing site in Rehovot, Israel. VBI Vaccines reported a net loss of $69.75 million for the year ended Dec. 31, 2021, compared to a net loss of $46.23 million for the year ended Dec. 31, 2020. As of Dec. 31, 2021, the Company had $210.28 million in total assets, $32.59 million in total current liabilities, $33.81 million in total non-current liabilities, and $143.88 million in total stockholders' equity. Iselin, New Jersey-based EisnerAmper LLP, the Company's auditor since 2016, issued a "going concern" qualification in its report dated March 7, 2022, citing that the Company has an accumulated deficit as of Dec. 31, 2021 and cash outflows from operating activities for the year-ended Dec. 31, 2021 and, as such, will require significant additional funds to conduct clinical and non-clinical trials, achieve regulatory approvals, and subject to such approvals, commercially launch its products. These factors raise substantial doubt about its ability to continue as a going concern. VENUS CONCEPT: Registers Additional 2.6M Shares Under 2019 Plan --------------------------------------------------------------- Venus Concept Inc. filed a Form S-8 registration statement with the Securities and Exchange Commission for the purpose of registering an additional 2,559,303 shares of common stock of the Company issuable under the Venus Concept Inc. 2019 Incentive Award Plan, none of which have been issued as of April 8, 2022 (the date of this Registration Statement). These additional shares of Common Stock are securities of the same class as other securities for which the original registration statement on Form S-8 was filed with the Securities and Exchange Commission on Dec. 13, 2019 (File No. 333-235480) and remains effective. These additional shares of Common Stock have become reserved for issuance as a result of the operation of the automatic annual increase provision of the 2019 Plan. The 2019 Plan provides that the total number of shares subject to such plan will be increased annually on the first day of each year, beginning in 2020 and ending in 2029, by an amount equal to the lesser of (A) four percent of the shares of the Company's Common Stock outstanding on the last day of the immediately preceding fiscal year and (B) such smaller number of Shares as determined by the Board of Directors. A full-text copy of the prospectus is available for free at: https://www.sec.gov/Archives/edgar/data/1409269/000114036122013778/brhc10036215_s8.htm About Venus Concept Toronto, Ontario-based Venus Concept Inc. is an innovative global medical technology company that develops, commercializes, and delivers minimally invasive and non-invasive medical aesthetic and hair restoration technologies and related practice enhancement services. The Company's aesthetic systems have been designed on a cost-effective, proprietary and flexible platform that enables the Company to expand beyond the aesthetic industry's traditional markets of dermatology and plastic surgery, and into non-traditional markets, including family and general practitioners and aesthetic medical spas. Venus Concept reported a net loss of $22.14 million for the year ended Dec. 31, 2021, compared to a net loss of $82.82 million for the year ended Dec. 31, 2020. As of Dec. 31, 2021, the Company had $153.87 million in total assets, $112.27 million in total liabilities, and $41.60 million in stockholders' equity. Toronto, Canada-based MNP LLP, the Company's auditor since 2019, issued a "going concern" qualification in its report dated March 28, 2022, citing that the Company has reported recurring net losses and negative cash flows from operations, that raises substantial doubt about its ability to continue as a going concern. VERITAS FARMS: Incurs $7.1 Million Net Loss in 2021 --------------------------------------------------- Veritas Farms, Inc. filed with the Securities and Exchange Commission its Annual Report on Form 10-K disclosing a net loss of $7.07 million on $3.08 million of revenues for the year ended Dec. 31, 2021, compared to a net loss of $7.59 million on $6.23 million of revenues for the year ended Dec. 31, 2020. As of Dec. 31, 2021, the Company had $8.60 million in total assets, $3.77 million in total liabilities, and $4.83 million in total shareholders' equity. Hackensack, New Jersey-based Prager Metis CPA's LLC, the Company's auditor since 2018, issued a "going concern" qualification in its report dated April 12, 2022, citing that the Company has sustained substantial losses from operations since its inception. As of and for the year ended Dec. 31, 2021, the Company had an accumulated deficit of $33,930,714, and a net loss of $7,263,567. These factors, among others, raise substantial doubt about the ability of the Company to continue as a going concern. Continuation as a going concern is dependent on the ability to raise additional capital and financing, though there is no assurance of success. A full-text copy of the Form 10-K is available for free at: https://www.sec.gov/ix?doc=/Archives/edgar/data/1669400/000121390022019460/f10k2021_veritasfarms.htm About Veritas Fort Lauderdale, Florida-based Veritas Farms, Inc. -- www.TheVeritasFarms.com -- is a vertically-integrated agribusiness focused on growing, producing, marketing, and distributing superior quality, whole plant, full spectrum hemp oils and extracts containing naturally occurring phytocannabinoids. Veritas Farms owns and operates a 140 acre farm in Pueblo, Colorado, capable of producing over 200,000 proprietary full spectrum hemp plants which can potentially yield a minimum annual harvest of 250,000 to 300,000 pounds of outdoor-grown industrial hemp. VIALTO: Moody's Assigns First Time 'B3' Corp. Family Rating ----------------------------------------------------------- Moody's Investors Service assigned first time ratings to CD&R Galaxy UK Intermediate 3 Limited ("Vialto", d/b/a "Vialto Partners"), including a corporate family rating at B3 and a probability of default rating at B3-PD. Concurrently, Moody's assigned a B3 rating to Vialto subsidiary Galaxy US Opco Inc.'s ("Galaxy US") proposed senior secured first lien credit facility, comprised of a $950 million term loan due 2029 and an undrawn $200 million revolver expiring in 2027. The outlook is stable. The proceeds of the proposed credit facility, a $400 million senior secured second lien term loan due 2030 (unrated), and an equity contribution from affiliates of private equity sponsor Clayton, Dubilier & Rice ("CD&R") will be used principally to finance the purchase of a majority stake in Vialto from PricewaterhouseCoopers ("PwC") for a purchase price of approximately $2 billion. Vialto's management team will hold a minority stake in the company though rollover equity interests. Collectively, Moody's regards Vialto's high pro forma debt leverage, the company's concentrated equity ownership by CD&R and Vialto's management team, as well as a complex organizational structure as a governance risk under Moody's ESG framework and a key driver of the credit rating action. The following ratings/assessments are affected by the action: Assignments: Issuer: CD&R Galaxy UK Intermediate 3 Limited Corporate Family Rating, Assigned B3 Probability of Default Rating, Assigned B3-PD Issuer: Galaxy US Opco Inc. Senior Secured First Lien Term Loan, Assigned B3 (LGD3) Senior Secured First Lien Multi Currency Revolving Credit Facility, Assigned B3 (LGD3) Outlook: Issuer: CD&R Galaxy UK Intermediate 3 Limited Outlook, Assigned Stable Issuer: Galaxy US Opco Inc. Outlook, Assigned Stable The assigned ratings are subject to review of final documentation and no material change to the size, terms and conditions of the transaction as advised to Moody's. RATINGS RATIONALE Vialto's B3 CFR is principally constrained by the company's high debt leverage of more than 7x LTM EBITDA (Moody's adjusted and pro forma for the proposed transactions) as of December 2021 and corporate governance concerns related to the company's concentrated equity ownership. Vialto's credit quality is also negatively impacted by a complex corporate structure comprised of an array of internationally-based operating subsidiaries which also features a high proportion of revenue and earnings from non-guarantor subsidiaries (and approximately 25%-30% from unrestricted subsidiaries). Additional credit risk is presented by Vialto's concentrated business focus principally providing cross-border corporate tax preparation (84% of FY21 revenue) and related immigration and other services for employees of its corporate clients. Debt/EBITDA is expected to approach 8x by the end of FY22 before projected EBITDA growth drives debt leverage below 7x by the end of FY23. Anticipated profit expansion should be fueled in part by the realization of the benefits from planned cost reduction initiatives and operating efficiency improvements. Moody's anticipates adjusted EBITDA margins will expand in FY23 as these improvements are achieved. However, there is limited visibility and material execution risk related to Vialto's ability to operate as a standalone entity and realize planned cost rationalization initiatives without delay or disruption, particularly following the expiration of the company's transaction services agreement with PwC. Additionally, while the transaction services agreement somewhat limits the cash flow impact to Vialto of potential operating cost overruns in the near term, significant initial separation costs drive Moody's anticipation for negative free cash flow generation in FY23 ending June 2023. These risk factors are somewhat mitigated by the company's global operating scale, strong competitive presence, an experienced management team, and a highly recurring revenue base which capitalizes on steady demand for its tax services based on required annual filing requirements within its target markets. Revenue visibility is also supported by Vialto's longstanding relationships, multi-year contracts, and high client retention rates with a high-quality set of customers. The company's pro forma EBIT/interest expense approximates 2x and expected operating leverage benefits, coupled with modest anticipated capital expenditures, contribute to the potential for improving annual free cash flow generation over the intermediate term. Vialto's adequate liquidity profile is supported by the company's pro forma cash balance of $100 million following the completion of CD&R's purchase. This cash provides financial flexibility while Vialto contends with considerable separation costs in FY23 which Moody's expects will result in free cash flow deficits of about $100 million. Vialto's liquidity is further bolstered by the proposed undrawn and fully available $200 million revolving credit facility. The company's term loans are not subject to financial covenants, but the revolving credit facility has a springing maximum net senior secured first lien leverage ratio covenant. Moody's expects Vialto's to maintain ample cushion under its financial covenant if it is measured over the next 12-15 months. The B3 rating assigned to the proposed senior secured credit facility reflects Vialto's B3-PD PDR and a loss given default ("LGD") assessment of LGD3. The first lien ratings are consistent with the B3 CFR despite the first lien bank debt's priority in the collateral and senior ranking in the capital structure relative to Vialto's unrated second lien bank debt. Moody's models a deficiency claim of 50% applicable to the secured debts in Vialto's hierarchy of claims at default due to a high proportion of the company's revenue and profits coming from non-guarantor subsidiaries (and approximately 25%-30% from unrestricted subsidiaries). The credit facilities are secured by a pledge of the equity securities of each borrower and each guarantor (other than the equity securities of CD&R Galaxy UK Intermediate 2 Limited) and each of their direct, restricted subsidiaries (which, in the case of voting equity interests in certain foreign subsidiaries, shall be limited to no more than 65% of the voting equity interests in such subsidiary), and a pledge of certain other tangible and intangible assets of each borrower and each guarantor (other than CD&R Galaxy UK Intermediate 2 Limited). As proposed, the new credit facility is expected to provide covenant flexibility that if utilized could negatively impact creditors. Notable terms include meaningful incremental debt capacity, some of which may be incurred with an earlier maturity date than the initial term loans. There are no express "blocker" provisions which prohibit the transfer of specified assets to unrestricted subsidiaries; such transfers are permitted subject to carve-out capacity and other conditions. Vialto's corporate structure is comprised of an array of internationally based operating subsidiaries and a high proportion of non-guarantor subsidiaries. Non-wholly-owned subsidiaries are not required to provide guarantees; dividends or transfers resulting in partial ownership of subsidiary guarantors could jeopardize guarantees, with no explicit protective provisions limiting such guarantee releases. There are no express protective provisions prohibiting an up-tiering transaction. The proposed terms and the final terms of the credit agreement may be materially different. The stable outlook reflects Moody's expectations for low single digit organic revenue growth and strong adj. EBITDA gains due to anticipated margin expansion over the next 12-18 months and for debt/EBITDAto contract to below 7x by the end of FY23. FACTORS THAT COULD LEAD TO AN UPGRADE OR DOWNGRADE OF THE RATINGS The ratings could be upgraded if Vialto establishes a track record of revenue growth and margin expansion such that Moody's expects debt/EBITDA leverage will be maintained around 6.0x and free cash flow to debt approximates 5% on a sustained basis. The ratings could be downgraded if Vialto experiences a weakening competitive position, revenue contracts, the company is unable to realize anticipated cost synergies and margin expansion, free cash flow remains negative, liquidity weakens, or the company adopts more aggressive financial policies resulting in debt/EBITDA increasing meaningfully from current levels. The principal methodology used in these ratings was Business and Consumer Services published in November 2021. Vialto, headquartered in New York City, is a worldwide provider of global mobility solutions, providing integrated compliance, consulting, and technology services to global enterprises with a primary focus on corporate tax preparation services for employees of its corporate clients. Moody's forecasts that the company will generate revenue in excess of $900 million in FY23. VYANT BIO: Inks Deal to Sell $20-Mil. Worth of Common Shares ------------------------------------------------------------ Vyant Bio, Inc. entered into an equity distribution agreement with Canaccord Genuity LLC, pursuant to which the Company may issue and sell, from time to time, shares of its common stock having an aggregate offering price of up to $20,000,000, depending on market demand, with Canaccord acting as an agent for sales. Sales of the Shares may be made by any method permitted by law deemed to be an "at the market offering" as defined in Rule 415(a)(4) of the Securities Act of 1933, as amended, including, without limitation, sales made directly on or through the NASDAQ Capital Market. The Agent will use its commercially reasonable efforts to sell the Shares requested by the Company to be sold on its behalf, consistent with the Agent's normal trading and sales practices, under the terms and subject to the conditions set forth in the Sales Agreement. The Company has no obligation to sell any of the Shares. The Company may instruct the Agent not to sell the Shares if the sales cannot be effected at or above the price designated by the Company from time to time and the Company may at any time suspend sales pursuant to the Sales Agreement. The Company will pay the Agent a commission of up to 3.0% of the gross proceeds from the sale of Shares by the Agent under the Sales Agreement. The Company has also agreed to reimburse the Agent for its reasonable documented out-of-pocket expenses, including fees and disbursements of its counsel, in the amount of $75,000. In addition, the Company has agreed to provide customary indemnification rights to the Agent. The Offering will terminate upon the earlier of (i) the issuance and sale of all Shares subject to the Sales Agreement, or (ii) the termination of the Sales Agreement as permitted therein, including by either party at any time without liability of any party. Any sales of Shares under the Sales Agreement will be made pursuant to the Company's Registration Statement on Form S-3 (File No. 333-239497), including the related prospectus, filed with the Securities and Exchange Commission on June 26, 2020 and declared effective on July 21, 2020, as supplemented by the prospectus supplement dated April 8, 2022, and any applicable additional prospectus supplements related to the Offering that form a part of the Registration Statement, for an aggregate offering price of up to $20,000,000. The aggregate market value of Shares eligible for sale in the Offering and under the Sales Agreement will be subject to the limitations of General Instruction I.B.6 of Form S-3, to the extent required under such instruction. Due to the offering limitations applicable to the Company under General Instruction I.B.6. of Form S-3 and the Company's public float as of April 8, 2022, and in accordance with the terms of the Sales Agreement, the Company may offer Shares having an aggregate gross sales price of up to $14,500,000 pursuant to the prospectus supplement dated April 8, 2022. The Company intends to use the net proceeds from this offering for general corporate purposes and for working capital. About Vyant Bio Vyant Bio, Inc. (formerly known as Cancer Genetics, Inc.) is an innovative biotechnology company reinventing drug discovery for complex neurodevelopmental and neurodegenerative disorders. Its central nervous system drug discovery platform combines human-derived organoid models of brain disease, scaled biology, and machine learning. Vyant Bio reported a net loss of $40.86 million for the year ended Dec. 31, 2021, a net loss of $8.65 million for the year ended Dec. 31, 2020, a net loss of $6.71 million for the year ended Dec. 31, 2019, and a net loss of $20.37 million for the year ended Dec. 31, 2018. As of Dec. 31, 2021, the Company had $37.64 million in total assets, $6.35 million in total liabilities, and $31.29 million in total common stockholders' equity. VYCOR MEDICAL: Incurs $436K Net Loss in 2021 -------------------------------------------- Vycor Medical, Inc. filed with the Securities and Exchange Commission its Annual Report on Form 10-K disclosing a net loss of $435,662 on $1.39 million of revenue for the year ended Dec. 31, 2021, compared to a net loss of $822,482 on $1.14 million of revenue for the year ended Dec. 31, 2020. As of Dec. 31, 2021, the Company had $935,364 in total assets, $3.33 million in total liabilities, and a total stockholders' deficiency of $2.40 million. Hackensack, New Jersey-based Prager Metis CPAs, LLC, the Company's auditor since 2018, issued a "going concern" qualification in its report dated April 13, 2022, citing that the Company has incurred net losses since inception and has not generated sufficient cash flows from its operations. As of Dec. 31, 2021, the Company had working capital deficiency of $613,419, excluding related party liabilities of $2,049,167. These factors, among others, raise substantial doubt regarding the Company's ability to continue as a going concern. A full-text copy of the Form 10-K is available for free at: https://www.sec.gov/ix?doc=/Archives/edgar/data/0001424768/000149315222009797/form10-k.htm About Vycor Medical Vycor Medical (OTCQB: VYCO) -- http://www.vycormedical.com-- is dedicated to providing the medical community with innovative and superior surgical and therapeutic solutions. The company has a portfolio of FDA cleared medical solutions that are changing and improving lives every day. The company operates two business units: Vycor Medical and NovaVision, both of which adopt a minimally or non-invasive approach. WESTERN ILLINOIS UNIVERSITY: S&P Affirms 'BB' Rating on Rev. Bonds ------------------------------------------------------------------ S&P Global Ratings revised its outlook to positive from stable and affirmed its 'BB' long-term rating and underlying rating on Western Illinois University Board of Trustees' auxiliary facilities system (AFS) revenue bonds and certificates of participation (COPs), issued for Western Illinois University (WIU or the university). "The outlook revision reflects our view of the state's financial recovery, coinciding with continued improvement in the university's financial resources over the past couple years," said S&P Global Ratings credit analyst Jessica Wood. WIU has demonstrated enrollment and operational improvements over the past few years, which we consider favorable, and it maintains modest debt outstanding with rapid amortization and all debt maturing by 2033. Our expectation is that the university will work toward sustaining its recent enrollment improvement in fall 2022, continue generating surplus operations on a cash basis, and maintain financial resources around current levels. A more persistent track record of stability on all lines of business operations could lead us to take a positive rating action. As of fiscal year-end 2021, total debt outstanding equaled approximately $51.1 million; all debt outstanding is structured as fixed-rate serial bonds. S&P said, "The university issues debt under two security pledges, both of which we view as equivalent to an unlimited student fee pledge. Securing the AFS bonds is a double-barrel pledge of net auxiliary system revenue and certain student fees and tuition. The AFS has a closed flow of funds under the corresponding bond resolution. Therefore, its revenue and debt is legally separated from that of the general university, which we view positively. WIU and other Illinois public universities use a COP security structure to finance debt that statutes do not technically define for auxiliary purposes A double-barreled pledge of annually appropriated funds and a mix of legally available non-appropriated funds secure the COPs. WIU's maximum annual debt service (MADS) burden of approximately $7.4 million remains low and manageable, in our view, at 2.7% of 2021 operating expenses--and would be much lower over 30 years. The university has no significant operating leases." The university has covenanted to include payment of the certificates in its annual budget appropriation request to the Illinois General Assembly and in its budgeted legally available non-appropriated funds, principal tuition and fees, and investment income. S&P said, "In practice, we understand management plans to make COP payments from specific student fees, including facility enhancement and life safety fees that can be increased, if necessary. We view both the AFS and the COPs bond security pledge as equivalent to an unlimited student-fee pledge and we, therefore, rate both the same." All references to fiscal 2021 financials are based on draft financials provided by management, which S&P understands are not expected to materially vary from audited results. WIU is one of nine Illinois public universities. Its principal campus is in west-central Illinois, about 250 miles southwest of Chicago and 170 miles north of St. Louis. In addition to the main Macomb campus, which serves approximately 5,500 undergraduate and graduate students, WIU has a regional campus in the Quad Cities area (Moline, Rock Island, Bettendorf, and Davenport) serving approximately 800 students, including extension students. The university offers 65 baccalaureate degrees in various majors through its four colleges and 41 academic departments and schools. In light of several years of state budget pressures and declining enrollment, management has actively adjusted its academic curricula. S&P Global Ratings maintains a 'BBB/Positive' rating on the State of Illinois. The university benefits from both operating and capital appropriations from the state. Operating appropriations and state payments on WIU's behalf accounted for a substantial percentage of operating revenue, indicative of the school's dependence on the state. S&P said, "Vaccine progress in the U.S. has helped alleviate some health and safety social risks stemming from COVID-19, but we believe WIU, like other higher education institutions, continues to face challenging economic or fundamental operational pressures given the emergence of variants such as omicron. In addition, we believe changing regional demographic and population trends, which we view as social risks, affect WIU and could lead to further enrollment and other demand metric pressures. Despite the elevated social risk, we believe WIU's environment and governance risk are in line with our view of the sector as a whole." WHO DAT? INC: Gets Interim OK to Expand Scope of IPC's Services --------------------------------------------------------------- Who Dat?, Inc. received interim approval from the U.S. Bankruptcy Court for the Eastern District of Louisiana to expand the scope of services of its special counsel, Intellectual Property Consulting. The Debtor needs the firm's legal assistance in intellectual property disputes, including the arbitration proceeding involving the New Orleans Louisiana Saints, LLC and the related district court action styled Who Dat?, Inc. v. New Orleans Louisiana Saints, LLC, No. 21-474 (E.D.L.A.). The hourly rates charged by the firm's attorneys and paraprofessionals are as follows: Attorneys $220 to $275 per hour Paraprofessionals $55 to $60 The firm will also receive reimbursement for out-of-pocket expenses incurred. Adriano Pacific, Esq., a partner at Intellectual Property Consulting, disclosed in a court filing that his firm is a "disinterested person" as the term is defined in Section 101(14) of the Bankruptcy Code. The firm can be reached at: Adriano Pacific, Esq. Intellectual Property Consulting 400 Poydras Tower, 400 Pydras St. Suite 1400 New Orleans, LA 70130 Tel: (504) 322-7166 Email: apacifici@iplawconsulting.com About Who Dat? Who Dat?, Inc. filed a petition under Chapter 11, Subchapter V of the Bankruptcy Code (Bankr. E.D. La. Case No. 21-10292) on March 8, 2021, disclosing under $1 million in both assets and liabilities. Dwayne M. Murray serves as Subchapter V trustee. Lugenbuhl Wheaton Peck Rankin & Hubbard and Intellectual Property Consulting serve as the Debtor's bankruptcy counsel and special IP counsel, respectively. YIELD10 BIOSCIENCE: AIGH, Orin Hirschman Cease as Shareholders -------------------------------------------------------------- AIGH Capital Management, LLC and Orin Hirschman disclosed in a Schedule 13G/A filed with the Securities and Exchange Commission that as of April 7, 2022, they have ceased to be the beneficial owners of shares of common stock of Yield10 Bioscience, Inc. Mr. Hirschman is the managing member of AIGH Capital Management. A full-text copy of the regulatory filing is available for free at: https://www.sec.gov/Archives/edgar/data/1121702/000149315222009381/formsc13ga.htm About Yield10 Yield10 Bioscience, Inc. -- http://www.yield10bio.com-- is an agricultural bioscience company that uses its "Trait Factory" and the Camelina oilseed "Fast Field Testing" system to develop high value seed traits for the agriculture and food industries. Yield10 is headquartered in Woburn, MA and has an Oilseeds Center of Excellence in Saskatoon, Canada. Yield10 Bioscience reported a net loss of $11.03 million for the year ended Dec. 31, 2021, compared to a net loss of $10.21 million for the year ended Dec. 31, 2020. As of Dec. 31, 2021, the Company had $20.42 million in total assets, $4.39 million in total liabilities, and $16.03 million in total stockholders' equity. Boston, Massachusetts-based RSM US LLP, the Company's auditor since 2017, issued a "going concern" qualification in its report dated March 25, 2022, citing that the Company has suffered recurring losses from operations. This raises substantial doubt about the Company's ability to continue as a going concern. [^] Large Companies with Insolvent Balance Sheet ------------------------------------------------ Total Share- Total Total Holders' Working Assets Equity Capital Company Ticker ($MM) ($MM) ($MM) ------- ------ ------ -------- ------- 7GC & CO HOLD-A VII US 231.2 (19.0) 0.1 7GC & CO HOLDING VIIAU US 231.2 (19.0) 0.1 ACCELERATE DIAGN AXDX* MM 83.0 (35.1) 66.4 AEMETIS INC DW51 GR 160.8 (120.2) (44.6) AEMETIS INC AMTX US 160.8 (120.2) (44.6) AEMETIS INC AMTXGEUR EZ 160.8 (120.2) (44.6) AEMETIS INC AMTXGEUR EU 160.8 (120.2) (44.6) AEMETIS INC DW51 GZ 160.8 (120.2) (44.6) AEMETIS INC DW51 TH 160.8 (120.2) (44.6) AEMETIS INC DW51 QT 160.8 (120.2) (44.6) AERIE PHARMACEUT AERIEUR EU 431.4 (17.3) 230.7 AERIE PHARMACEUT 0P0 GR 431.4 (17.3) 230.7 AERIE PHARMACEUT 0P0 TH 431.4 (17.3) 230.7 AERIE PHARMACEUT 0P0 QT 431.4 (17.3) 230.7 AERIE PHARMACEUT AERI US 431.4 (17.3) 230.7 AERIE PHARMACEUT 0P0 GZ 431.4 (17.3) 230.7 ALPHA CAPITAL -A ASPC US 231.1 212.7 1.0 ALPHA CAPITAL AC ASPCU US 231.1 212.7 1.0 ALTENERGY ACQU-A AEAE US 0.5 (0.1) (0.1) ALTENERGY ACQUIS AEAEU US 0.5 (0.1) (0.1) ALTICE USA INC-A 15PA GZ 33,215.0 (870.9) (1,945.5) ALTICE USA INC-A ATUS US 33,215.0 (870.9) (1,945.5) ALTICE USA INC-A 15PA TH 33,215.0 (870.9) (1,945.5) ALTICE USA INC-A 15PA GR 33,215.0 (870.9) (1,945.5) ALTICE USA INC-A ATUSEUR EU 33,215.0 (870.9) (1,945.5) ALTICE USA INC-A ATUS* MM 33,215.0 (870.9) (1,945.5) ALTICE USA INC-A ATUS-RM RM 33,215.0 (870.9) (1,945.5) ALTIRA GP-CEDEAR MOC AR 39,523.0 (1,606.0) (2,496.0) ALTIRA GP-CEDEAR MOD AR 39,523.0 (1,606.0) (2,496.0) ALTIRA GP-CEDEAR MO AR 39,523.0 (1,606.0) (2,496.0) ALTRIA GROUP INC MO* MM 39,523.0 (1,606.0) (2,496.0) ALTRIA GROUP INC PHM7 TH 39,523.0 (1,606.0) (2,496.0) ALTRIA GROUP INC MO TE 39,523.0 (1,606.0) (2,496.0) ALTRIA GROUP INC MOEUR EU 39,523.0 (1,606.0) (2,496.0) ALTRIA GROUP INC MO US 39,523.0 (1,606.0) (2,496.0) ALTRIA GROUP INC MO SW 39,523.0 (1,606.0) (2,496.0) ALTRIA GROUP INC ALTR AV 39,523.0 (1,606.0) (2,496.0) ALTRIA GROUP INC PHM7 GZ 39,523.0 (1,606.0) (2,496.0) ALTRIA GROUP INC 0R31 LI 39,523.0 (1,606.0) (2,496.0) ALTRIA GROUP INC PHM7 GR 39,523.0 (1,606.0) (2,496.0) ALTRIA GROUP INC MO CI 39,523.0 (1,606.0) (2,496.0) ALTRIA GROUP INC MOUSD SW 39,523.0 (1,606.0) (2,496.0) ALTRIA GROUP INC MOEUR EZ 39,523.0 (1,606.0) (2,496.0) ALTRIA GROUP INC PHM7 QT 39,523.0 (1,606.0) (2,496.0) ALTRIA GROUP INC MO-RM RM 39,523.0 (1,606.0) (2,496.0) ALTRIA GROUP-BDR MOOO34 BZ 39,523.0 (1,606.0) (2,496.0) AMC ENTERTAINMEN AMC US 10,821.5 (1,789.5) 82.4 AMC ENTERTAINMEN AH9 GR 10,821.5 (1,789.5) 82.4 AMC ENTERTAINMEN AMC4EUR EU 10,821.5 (1,789.5) 82.4 AMC ENTERTAINMEN AMC* MM 10,821.5 (1,789.5) 82.4 AMC ENTERTAINMEN AH9 TH 10,821.5 (1,789.5) 82.4 AMC ENTERTAINMEN AH9 QT 10,821.5 (1,789.5) 82.4 AMC ENTERTAINMEN AH9 GZ 10,821.5 (1,789.5) 82.4 AMC ENTERTAINMEN AH9 SW 10,821.5 (1,789.5) 82.4 AMC ENTERTAINMEN AMC-RM RM 10,821.5 (1,789.5) 82.4 AMC ENTERTAINMEN A2MC34 BZ 10,821.5 (1,789.5) 82.4 AMERICAN AIR-BDR AALL34 BZ 66,467.0 (7,340.0) (1,670.0) AMERICAN AIRLINE AAL US 66,467.0 (7,340.0) (1,670.0) AMERICAN AIRLINE AAL* MM 66,467.0 (7,340.0) (1,670.0) AMERICAN AIRLINE A1G GR 66,467.0 (7,340.0) (1,670.0) AMERICAN AIRLINE A1G TH 66,467.0 (7,340.0) (1,670.0) AMERICAN AIRLINE AAL11EUR EU 66,467.0 (7,340.0) (1,670.0) AMERICAN AIRLINE AAL AV 66,467.0 (7,340.0) (1,670.0) AMERICAN AIRLINE AAL TE 66,467.0 (7,340.0) (1,670.0) AMERICAN AIRLINE A1G SW 66,467.0 (7,340.0) (1,670.0) AMERICAN AIRLINE 0HE6 LI 66,467.0 (7,340.0) (1,670.0) AMERICAN AIRLINE A1G GZ 66,467.0 (7,340.0) (1,670.0) AMERICAN AIRLINE AAL11EUR EZ 66,467.0 (7,340.0) (1,670.0) AMERICAN AIRLINE A1G QT 66,467.0 (7,340.0) (1,670.0) AMERICAN AIRLINE AAL-RM RM 66,467.0 (7,340.0) (1,670.0) AMERICAN AIRLINE AAL_KZ KZ 66,467.0 (7,340.0) (1,670.0) AMPLIFY ENERGY C AMPY US 455.1 (64.8) (39.4) AMPLIFY ENERGY C 2OQ TH 455.1 (64.8) (39.4) AMPLIFY ENERGY C MPO2EUR EU 455.1 (64.8) (39.4) AMPLIFY ENERGY C 2OQ GR 455.1 (64.8) (39.4) AMPLIFY ENERGY C MPO2EUR EZ 455.1 (64.8) (39.4) AMPLIFY ENERGY C 2OQ GZ 455.1 (64.8) (39.4) AMPLIFY ENERGY C 2OQ QT 455.1 (64.8) (39.4) APA CORP APA US 13,303.0 (5.0) 263.0 APA CORP APA* MM 13,303.0 (5.0) 263.0 APA CORP APA11EUR EU 13,303.0 (5.0) 263.0 APA CORP 2S3 GR 13,303.0 (5.0) 263.0 APA CORP 2S3 TH 13,303.0 (5.0) 263.0 APA CORP 2S3 GZ 13,303.0 (5.0) 263.0 APA CORP APA-RM RM 13,303.0 (5.0) 263.0 APA CORP 2S3 QT 13,303.0 (5.0) 263.0 APA CORP - BDR A1PA34 BZ 13,303.0 (5.0) 263.0 ARCH BIOPARTNERS ARCH CN 1.5 (4.0) (0.7) ARCH BIOPARTNERS ACHFF US 1.5 (4.0) (0.7) ARENA GROUP HOLD AREN US 174.0 (37.8) (38.7) ASCENT SOLAR TEC ASTI US 12.8 (2.8) 3.8 ATLAS TECHNICAL ATCX US 420.5 (151.5) 81.3 AUTOZONE INC AZO US 14,078.5 (3,137.5) (1,780.9) AUTOZONE INC AZ5 GR 14,078.5 (3,137.5) (1,780.9) AUTOZONE INC AZ5 TH 14,078.5 (3,137.5) (1,780.9) AUTOZONE INC AZOEUR EZ 14,078.5 (3,137.5) (1,780.9) AUTOZONE INC AZ5 GZ 14,078.5 (3,137.5) (1,780.9) AUTOZONE INC AZO AV 14,078.5 (3,137.5) (1,780.9) AUTOZONE INC AZ5 TE 14,078.5 (3,137.5) (1,780.9) AUTOZONE INC AZO* MM 14,078.5 (3,137.5) (1,780.9) AUTOZONE INC AZOEUR EU 14,078.5 (3,137.5) (1,780.9) AUTOZONE INC AZ5 QT 14,078.5 (3,137.5) (1,780.9) AUTOZONE INC AZO-RM RM 14,078.5 (3,137.5) (1,780.9) AUTOZONE INC-BDR AZOI34 BZ 14,078.5 (3,137.5) (1,780.9) AVID TECHNOLOGY AVID US 274.0 (124.1) (14.8) AVID TECHNOLOGY AVD GR 274.0 (124.1) (14.8) AVID TECHNOLOGY AVD TH 274.0 (124.1) (14.8) AVID TECHNOLOGY AVD GZ 274.0 (124.1) (14.8) AVIS BUD-CEDEAR CAR AR 22,600.0 (209.0) (561.0) AVIS BUDGET GROU CAR US 22,600.0 (209.0) (561.0) AVIS BUDGET GROU CUCA GR 22,600.0 (209.0) (561.0) AVIS BUDGET GROU CAR* MM 22,600.0 (209.0) (561.0) AVIS BUDGET GROU CAR2EUR EZ 22,600.0 (209.0) (561.0) AVIS BUDGET GROU CUCA TH 22,600.0 (209.0) (561.0) AVIS BUDGET GROU CUCA QT 22,600.0 (209.0) (561.0) AVIS BUDGET GROU CAR2EUR EU 22,600.0 (209.0) (561.0) AVIS BUDGET GROU CUCA GZ 22,600.0 (209.0) (561.0) BATH & BODY WORK LTD0 GR 6,026.0 (1,517.0) 1,719.0 BATH & BODY WORK BBWI US 6,026.0 (1,517.0) 1,719.0 BATH & BODY WORK LTD0 TH 6,026.0 (1,517.0) 1,719.0 BATH & BODY WORK BBWI* MM 6,026.0 (1,517.0) 1,719.0 BATH & BODY WORK LTD0 QT 6,026.0 (1,517.0) 1,719.0 BATH & BODY WORK LBEUR EZ 6,026.0 (1,517.0) 1,719.0 BATH & BODY WORK BBWI AV 6,026.0 (1,517.0) 1,719.0 BATH & BODY WORK LBEUR EU 6,026.0 (1,517.0) 1,719.0 BATH & BODY WORK LTD0 GZ 6,026.0 (1,517.0) 1,719.0 BATH & BODY WORK BBWI-RM RM 6,026.0 (1,517.0) 1,719.0 BATTERY FUTURE A BFAC/U US 3.5 (0.2) 0.0 BATTERY FUTURE-A BFAC US 3.5 (0.2) 0.0 BAUSCH HEALTH CO BHC CN 29,202.0 (34.0) 409.0 BAUSCH HEALTH CO BHC US 29,202.0 (34.0) 409.0 BAUSCH HEALTH CO BVF GR 29,202.0 (34.0) 409.0 BAUSCH HEALTH CO BVF TH 29,202.0 (34.0) 409.0 BAUSCH HEALTH CO BVF GZ 29,202.0 (34.0) 409.0 BAUSCH HEALTH CO BVF QT 29,202.0 (34.0) 409.0 BAUSCH HEALTH CO VRX1EUR EU 29,202.0 (34.0) 409.0 BAUSCH HEALTH CO VRX1EUR EZ 29,202.0 (34.0) 409.0 BAUSCH HEALTH CO VRX SW 29,202.0 (34.0) 409.0 BAUSCH HEALTH CO BHCN MM 29,202.0 (34.0) 409.0 BELLRING BRAND-A BR6 TH 600.6 (46.9) 151.9 BELLRING BRAND-A BRBR1EUR EU 600.6 (46.9) 151.9 BELLRING BRANDS BRBR US 600.6 (46.9) 151.9 BELLRING BRANDS BRBR2EUR EU 600.6 (46.9) 151.9 BELLRING BRANDS D51 TH 600.6 (46.9) 151.9 BELLRING BRANDS D51 GR 600.6 (46.9) 151.9 BELLRING BRANDS D51 QT 600.6 (46.9) 151.9 BELLRING INTERME 1998018D US 600.6 (46.9) 151.9 BELLRING INTERME BR6 GR 600.6 (46.9) 151.9 BELLRING INTERME BR6 GZ 600.6 (46.9) 151.9 BIOCRYST PHARM BO1 GR 588.2 (107.0) 462.4 BIOCRYST PHARM BCRX US 588.2 (107.0) 462.4 BIOCRYST PHARM BO1 TH 588.2 (107.0) 462.4 BIOCRYST PHARM BCRXEUR EU 588.2 (107.0) 462.4 BIOCRYST PHARM BO1 QT 588.2 (107.0) 462.4 BIOCRYST PHARM BCRXEUR EZ 588.2 (107.0) 462.4 BIOCRYST PHARM BCRX* MM 588.2 (107.0) 462.4 BIOHAVEN PHARMAC BHVN US 1,077.2 (683.0) 342.1 BIOHAVEN PHARMAC 2VN GR 1,077.2 (683.0) 342.1 BIOHAVEN PHARMAC BHVNEUR EU 1,077.2 (683.0) 342.1 BIOHAVEN PHARMAC 2VN TH 1,077.2 (683.0) 342.1 BLUEACACIA LTD BLEUU US 254.7 (7.8) (7.8) BLUEACACIA LTD-A BLEU US 254.7 (7.8) (7.8) BOEING CO-BDR BOEI34 BZ 138,552.0 (14,846.0) 26,674.0 BOEING CO-CED BAD AR 138,552.0 (14,846.0) 26,674.0 BOEING CO-CED BA AR 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BOE LN 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BCO TH 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BA PE 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BOEI BB 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BA US 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BA SW 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BA* MM 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BA TE 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BCO GR 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BAEUR EU 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BA EU 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BA-RM RM 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BA AV 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BA CI 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BAUSD SW 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BCO GZ 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BCOD PO 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BA EZ 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BAEUR EZ 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BCO QT 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BACL CI 138,552.0 (14,846.0) 26,674.0 BOEING CO/THE BA_KZ KZ 138,552.0 (14,846.0) 26,674.0 BOMBARDIER INC-B BBDBN MM 12,764.0 (3,089.0) 713.0 BOSTON PIZZA R-U BPF-U CN 154.8 (260.5) (17.4) BOSTON PIZZA R-U BPZZF US 154.8 (260.5) (17.4) BOXED INC BOXD US 231.6 (1.6) 53.5 BRIDGEBIO PHARMA 2CL GR 1,012.8 (865.6) 753.8 BRIDGEBIO PHARMA 2CL GZ 1,012.8 (865.6) 753.8 BRIDGEBIO PHARMA BBIOEUR EU 1,012.8 (865.6) 753.8 BRIDGEBIO PHARMA 2CL TH 1,012.8 (865.6) 753.8 BRIDGEBIO PHARMA BBIO US 1,012.8 (865.6) 753.8 BRIGHTSPHERE INV 2B9 GR 714.8 (17.6) - BRIGHTSPHERE INV BSIGEUR EU 714.8 (17.6) - BRIGHTSPHERE INV BSIG US 714.8 (17.6) - BRINKER INTL BKJ GR 2,457.3 (327.4) (348.8) BRINKER INTL EAT US 2,457.3 (327.4) (348.8) BRINKER INTL EAT2EUR EU 2,457.3 (327.4) (348.8) BRINKER INTL BKJ QT 2,457.3 (327.4) (348.8) BRINKER INTL BKJ TH 2,457.3 (327.4) (348.8) BROOKFIELD INF-A BIPC US 10,086.0 (1,424.0) (4,187.0) BROOKFIELD INF-A BIPC CN 10,086.0 (1,424.0) (4,187.0) BRP INC/CA-SUB V B15A GR 5,030.9 (132.8) 48.7 BRP INC/CA-SUB V DOOO US 5,030.9 (132.8) 48.7 BRP INC/CA-SUB V DOO CN 5,030.9 (132.8) 48.7 BRP INC/CA-SUB V B15A GZ 5,030.9 (132.8) 48.7 BRP INC/CA-SUB V DOOEUR EU 5,030.9 (132.8) 48.7 BRP INC/CA-SUB V B15A TH 5,030.9 (132.8) 48.7 CACTUS ACQUISITI CCTS US 0.2 (0.3) (0.3) CACTUS ACQUISITI CCTSU US 0.2 (0.3) (0.3) CALUMET SPECIALT CLMT US 2,127.9 (385.1) (267.2) CEDAR FAIR LP FUN US 2,313.0 (698.5) (117.9) CENTRUS ENERGY-A 4CU TH 572.4 (141.9) 72.6 CENTRUS ENERGY-A 4CU GR 572.4 (141.9) 72.6 CENTRUS ENERGY-A LEU US 572.4 (141.9) 72.6 CENTRUS ENERGY-A LEUEUR EU 572.4 (141.9) 72.6 CENTRUS ENERGY-A 4CU GZ 572.4 (141.9) 72.6 CF ACQUISITION-A CFVI US 300.7 290.4 (1.0) CF ACQUISITON VI CFVIU US 300.7 290.4 (1.0) CHENIERE ENERGY CHQ1 TH 39,258.0 (33.0) 363.0 CHENIERE ENERGY CHQ1 SW 39,258.0 (33.0) 363.0 CHENIERE ENERGY CHQ1 GR 39,258.0 (33.0) 363.0 CHENIERE ENERGY LNG* MM 39,258.0 (33.0) 363.0 CHENIERE ENERGY LNG US 39,258.0 (33.0) 363.0 CHENIERE ENERGY CHQ1 QT 39,258.0 (33.0) 363.0 CHENIERE ENERGY LNG2EUR EU 39,258.0 (33.0) 363.0 CHENIERE ENERGY LNG2EUR EZ 39,258.0 (33.0) 363.0 CHENIERE ENERGY CHQ1 GZ 39,258.0 (33.0) 363.0 CHOICE CONSOLIDA CDXX-U/U CN 173.8 (3.3) - CHOICE CONSOLIDA CDXXF US 173.8 (3.3) - CINEPLEX INC CX0 GR 2,114.8 (219.7) (414.4) CINEPLEX INC CPXGF US 2,114.8 (219.7) (414.4) CINEPLEX INC CGX CN 2,114.8 (219.7) (414.4) CINEPLEX INC CX0 TH 2,114.8 (219.7) (414.4) CINEPLEX INC CGXEUR EU 2,114.8 (219.7) (414.4) CINEPLEX INC CGXN MM 2,114.8 (219.7) (414.4) CINEPLEX INC CX0 GZ 2,114.8 (219.7) (414.4) CLEAR CHANNEL OU CCO US 5,299.4 (3,194.0) 21.6 COGENT COMMUNICA OGM1 GR 984.6 (373.1) 328.6 COGENT COMMUNICA CCOI US 984.6 (373.1) 328.6 COGENT COMMUNICA CCOIEUR EU 984.6 (373.1) 328.6 COGENT COMMUNICA CCOI* MM 984.6 (373.1) 328.6 COMMUNITY HEALTH CYH US 15,217.0 (810.0) 1,115.0 COMMUNITY HEALTH CG5 GR 15,217.0 (810.0) 1,115.0 COMMUNITY HEALTH CG5 QT 15,217.0 (810.0) 1,115.0 COMMUNITY HEALTH CYH1EUR EU 15,217.0 (810.0) 1,115.0 COMMUNITY HEALTH CG5 TH 15,217.0 (810.0) 1,115.0 COMMUNITY HEALTH CG5 GZ 15,217.0 (810.0) 1,115.0 COMPOSECURE INC CMPO US 131.4 (407.6) 17.8 CONSENSUS CLOUD CCSI US 559.6 (333.8) 20.7 CONSILIUM ACQUIS CSLMU US 0.5 (0.0) 0.0 CONSILIUM ACQUIS CSLM US 0.5 (0.0) 0.0 COVEO SOLUTIONS CVO CN 346.2 266.4 199.0 CPI CARD GROUP I PMTS US 268.1 (121.0) 80.9 DECARBONIZATIO-A DCRD US 320.5 (43.4) (5.3) DECARBONIZATION DCRDU US 320.5 (43.4) (5.3) DELEK LOGISTICS DKL US 935.1 (104.0) (73.8) DELL TECHN-C DELL US 92,735.0 (1,580.0) (11,186.0) DELL TECHN-C DELL1EUR EZ 92,735.0 (1,580.0) (11,186.0) DELL TECHN-C 12DA TH 92,735.0 (1,580.0) (11,186.0) DELL TECHN-C 12DA GZ 92,735.0 (1,580.0) (11,186.0) DELL TECHN-C 12DA GR 92,735.0 (1,580.0) (11,186.0) DELL TECHN-C DELL1EUR EU 92,735.0 (1,580.0) (11,186.0) DELL TECHN-C DELLC* MM 92,735.0 (1,580.0) (11,186.0) DELL TECHN-C 12DA QT 92,735.0 (1,580.0) (11,186.0) DELL TECHN-C DELL AV 92,735.0 (1,580.0) (11,186.0) DELL TECHN-C DELL-RM RM 92,735.0 (1,580.0) (11,186.0) DELL TECHN-C-BDR D1EL34 BZ 92,735.0 (1,580.0) (11,186.0) DENNY'S CORP DENN US 435.5 (65.3) (28.3) DENNY'S CORP DENNEUR EU 435.5 (65.3) (28.3) DENNY'S CORP DE8 GR 435.5 (65.3) (28.3) DENNY'S CORP DE8 TH 435.5 (65.3) (28.3) DENNY'S CORP DE8 GZ 435.5 (65.3) (28.3) DIEBOLD NIXDORF DBD SW 3,507.2 (837.0) 137.9 DIEBOLD NIXDORF DBD GR 3,507.2 (837.0) 137.9 DIEBOLD NIXDORF DBD US 3,507.2 (837.0) 137.9 DIEBOLD NIXDORF DBDEUR EU 3,507.2 (837.0) 137.9 DIEBOLD NIXDORF DBD TH 3,507.2 (837.0) 137.9 DIEBOLD NIXDORF DBDEUR EZ 3,507.2 (837.0) 137.9 DIEBOLD NIXDORF DBD QT 3,507.2 (837.0) 137.9 DIEBOLD NIXDORF DBD GZ 3,507.2 (837.0) 137.9 DIGITAL MEDIA-A DMS US 246.6 (47.8) 16.4 DINE BRANDS GLOB DIN US 1,999.4 (242.8) 163.6 DINE BRANDS GLOB IHP GR 1,999.4 (242.8) 163.6 DINE BRANDS GLOB IHP TH 1,999.4 (242.8) 163.6 DINE BRANDS GLOB IHP GZ 1,999.4 (242.8) 163.6 DMY TECHNOLOGY G DMYS/U US 0.5 (0.1) (0.5) DMY TECHNOLOGY G DMYS US 0.5 (0.1) (0.5) DOLLARAMA INC DR3 GR 4,063.6 (66.0) (194.5) DOLLARAMA INC DLMAF US 4,063.6 (66.0) (194.5) DOLLARAMA INC DOL CN 4,063.6 (66.0) (194.5) DOLLARAMA INC DOLEUR EU 4,063.6 (66.0) (194.5) DOLLARAMA INC DR3 GZ 4,063.6 (66.0) (194.5) DOLLARAMA INC DR3 TH 4,063.6 (66.0) (194.5) DOLLARAMA INC DR3 QT 4,063.6 (66.0) (194.5) DOMINO'S P - BDR D2PZ34 BZ 1,671.8 (4,209.5) 269.8 DOMINO'S PIZZA EZV GR 1,671.8 (4,209.5) 269.8 DOMINO'S PIZZA DPZ US 1,671.8 (4,209.5) 269.8 DOMINO'S PIZZA EZV TH 1,671.8 (4,209.5) 269.8 DOMINO'S PIZZA DPZEUR EU 1,671.8 (4,209.5) 269.8 DOMINO'S PIZZA EZV GZ 1,671.8 (4,209.5) 269.8 DOMINO'S PIZZA DPZEUR EZ 1,671.8 (4,209.5) 269.8 DOMINO'S PIZZA DPZ AV 1,671.8 (4,209.5) 269.8 DOMINO'S PIZZA DPZ* MM 1,671.8 (4,209.5) 269.8 DOMINO'S PIZZA EZV QT 1,671.8 (4,209.5) 269.8 DOMINO'S PIZZA DPZ-RM RM 1,671.8 (4,209.5) 269.8 DOMO INC- CL B DOMO US 244.6 (126.0) (63.4) DOMO INC- CL B 1ON GR 244.6 (126.0) (63.4) DOMO INC- CL B DOMOEUR EU 244.6 (126.0) (63.4) DOMO INC- CL B 1ON GZ 244.6 (126.0) (63.4) DOMO INC- CL B 1ON TH 244.6 (126.0) (63.4) DROPBOX INC-A DBX AV 3,091.3 (293.9) 674.0 DROPBOX INC-A DBX US 3,091.3 (293.9) 674.0 DROPBOX INC-A 1Q5 GR 3,091.3 (293.9) 674.0 DROPBOX INC-A 1Q5 SW 3,091.3 (293.9) 674.0 DROPBOX INC-A 1Q5 TH 3,091.3 (293.9) 674.0 DROPBOX INC-A DBXEUR EU 3,091.3 (293.9) 674.0 DROPBOX INC-A 1Q5 QT 3,091.3 (293.9) 674.0 DROPBOX INC-A DBXEUR EZ 3,091.3 (293.9) 674.0 DROPBOX INC-A DBX* MM 3,091.3 (293.9) 674.0 DROPBOX INC-A 1Q5 GZ 3,091.3 (293.9) 674.0 DROPBOX INC-A DBX-RM RM 3,091.3 (293.9) 674.0 EAST RESOURCES A ERESU US 346.4 (29.7) (29.7) EAST RESOURCES-A ERES US 346.4 (29.7) (29.7) ESPERION THERAPE ESPR US 381.6 (196.9) 255.6 ESPERION THERAPE 0ET TH 381.6 (196.9) 255.6 ESPERION THERAPE ESPREUR EU 381.6 (196.9) 255.6 ESPERION THERAPE 0ET QT 381.6 (196.9) 255.6 ESPERION THERAPE ESPREUR EZ 381.6 (196.9) 255.6 ESPERION THERAPE 0ET GR 381.6 (196.9) 255.6 ESPERION THERAPE 0ET GZ 381.6 (196.9) 255.6 EXCELFIN ACQUI-A XFIN US 0.4 (0.2) (0.6) EXCELFIN ACQUISI XFINU US 0.4 (0.2) (0.6) FAIR ISAAC - BDR F2IC34 BZ 1,463.3 (538.3) 140.2 FAIR ISAAC CORP FICO US 1,463.3 (538.3) 140.2 FAIR ISAAC CORP FRI GR 1,463.3 (538.3) 140.2 FAIR ISAAC CORP FRI GZ 1,463.3 (538.3) 140.2 FAIR ISAAC CORP FRI QT 1,463.3 (538.3) 140.2 FAIR ISAAC CORP FICOEUR EU 1,463.3 (538.3) 140.2 FAIR ISAAC CORP FICO1* MM 1,463.3 (538.3) 140.2 FARADAY FUTURE I FFIE US 229.9 (9.4) (2.4) FERRELLGAS PAR-B FGPRB US 1,820.1 (150.6) 301.7 FERRELLGAS-LP FGPR US 1,820.1 (150.6) 301.7 FLUENCE ENERGY I FLNC US 1,482.7 778.1 679.0 FOREST ROAD AC-A FRXB US 351.1 (24.5) 0.6 FOREST ROAD ACQ FRXB/U US 351.1 (24.5) 0.6 GAMES & ESPORTS GEEXU US 0.6 (0.0) (0.5) GAMES & ESPORTS GEEX US 0.6 (0.0) (0.5) GCM GROSVENOR-A GCMG US 581.6 (55.8) 221.3 GLOBAL CLEAN ENE GCEH US 421.8 (60.6) (81.7) GLOBAL TECHNOL-A GTAC US 1.3 (0.1) (0.6) GLOBAL TECHNOLOG GTACU US 1.3 (0.1) (0.6) GOGO INC GOGO US 647.7 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AUTOMOT OM6 QT 11,718.7 (66.4) (1,370.4) O'REILLY AUTOMOT ORLY-RM RM 11,718.7 (66.4) (1,370.4) ORACLE BDR ORCL34 BZ 108,644.0 (8,211.0) 10,842.0 ORACLE CO-CEDEAR ORCLC AR 108,644.0 (8,211.0) 10,842.0 ORACLE CO-CEDEAR ORCL AR 108,644.0 (8,211.0) 10,842.0 ORACLE CO-CEDEAR ORCLD AR 108,644.0 (8,211.0) 10,842.0 ORACLE CORP ORCL US 108,644.0 (8,211.0) 10,842.0 ORACLE CORP ORC GR 108,644.0 (8,211.0) 10,842.0 ORACLE CORP ORC TH 108,644.0 (8,211.0) 10,842.0 ORACLE CORP ORCL TE 108,644.0 (8,211.0) 10,842.0 ORACLE CORP ORCL* MM 108,644.0 (8,211.0) 10,842.0 ORACLE CORP 0R1Z LN 108,644.0 (8,211.0) 10,842.0 ORACLE CORP ORCL AV 108,644.0 (8,211.0) 10,842.0 ORACLE CORP ORC GZ 108,644.0 (8,211.0) 10,842.0 ORACLE CORP ORCL CI 108,644.0 (8,211.0) 10,842.0 ORACLE CORP ORCLUSD SW 108,644.0 (8,211.0) 10,842.0 ORACLE CORP ORCLUSD EU 108,644.0 (8,211.0) 10,842.0 ORACLE CORP ORCLUSD EZ 108,644.0 (8,211.0) 10,842.0 ORACLE CORP ORCLEUR EZ 108,644.0 (8,211.0) 10,842.0 ORACLE CORP ORCL SW 108,644.0 (8,211.0) 10,842.0 ORACLE CORP ORCLEUR EU 108,644.0 (8,211.0) 10,842.0 ORACLE CORP ORC QT 108,644.0 (8,211.0) 10,842.0 ORACLE CORP ORCLCL CI 108,644.0 (8,211.0) 10,842.0 ORACLE CORP ORCL-RM RM 108,644.0 (8,211.0) 10,842.0 ORGANON & CO OGN US 10,681.0 (1,508.0) 1,163.0 ORGANON & CO 7XP TH 10,681.0 (1,508.0) 1,163.0 ORGANON & CO OGN-WEUR EU 10,681.0 (1,508.0) 1,163.0 ORGANON & CO OGN* MM 10,681.0 (1,508.0) 1,163.0 ORGANON & CO 7XP GR 10,681.0 (1,508.0) 1,163.0 ORGANON & CO 7XP GZ 10,681.0 (1,508.0) 1,163.0 ORGANON & CO 7XP QT 10,681.0 (1,508.0) 1,163.0 ORGANON & CO OGN-RM RM 10,681.0 (1,508.0) 1,163.0 OTIS WORLDWI OTIS US 12,279.0 (2,984.0) 2,014.0 OTIS WORLDWI 4PG GR 12,279.0 (2,984.0) 2,014.0 OTIS WORLDWI 4PG GZ 12,279.0 (2,984.0) 2,014.0 OTIS WORLDWI OTISEUR EU 12,279.0 (2,984.0) 2,014.0 OTIS WORLDWI OTISEUR EZ 12,279.0 (2,984.0) 2,014.0 OTIS WORLDWI OTIS* MM 12,279.0 (2,984.0) 2,014.0 OTIS WORLDWI 4PG TH 12,279.0 (2,984.0) 2,014.0 OTIS WORLDWI 4PG QT 12,279.0 (2,984.0) 2,014.0 OTIS WORLDWI OTIS AV 12,279.0 (2,984.0) 2,014.0 OTIS WORLDWI OTIS-RM RM 12,279.0 (2,984.0) 2,014.0 OTIS WORLDWI-BDR O1TI34 BZ 12,279.0 (2,984.0) 2,014.0 PANAMERA HOLDING PHCI US 0.0 (0.0) (0.0) PAPA JOHN'S INTL PZZA US 885.7 (167.0) (32.4) PAPA JOHN'S INTL PP1 GR 885.7 (167.0) (32.4) PAPA JOHN'S INTL PZZAEUR EU 885.7 (167.0) (32.4) PAPA JOHN'S INTL PP1 GZ 885.7 (167.0) (32.4) PAPA JOHN'S INTL PP1 TH 885.7 (167.0) (32.4) PAPA JOHN'S INTL PP1 QT 885.7 (167.0) (32.4) PAPAYA GROWTH -A PPYA US - - - PAPAYA GROWTH OP PPYAU US - - - PAPAYA GROWTH OP CC40 GR - - - PAPAYA GROWTH OP PPYAUEUR EU - - - PET VALU HOLDING PET CN 542.1 (152.2) 19.5 PHILIP MORRI-BDR PHMO34 BZ 41,290.0 (8,208.0) (1,538.0) PHILIP MORRIS IN 4I1 GR 41,290.0 (8,208.0) (1,538.0) PHILIP MORRIS IN PM US 41,290.0 (8,208.0) (1,538.0) PHILIP MORRIS IN PM1CHF EU 41,290.0 (8,208.0) (1,538.0) PHILIP MORRIS IN PM1 TE 41,290.0 (8,208.0) (1,538.0) PHILIP MORRIS IN 4I1 TH 41,290.0 (8,208.0) (1,538.0) PHILIP MORRIS IN PM1EUR EU 41,290.0 (8,208.0) (1,538.0) PHILIP MORRIS IN PMI SW 41,290.0 (8,208.0) (1,538.0) PHILIP MORRIS IN PMOR AV 41,290.0 (8,208.0) (1,538.0) PHILIP MORRIS IN 0M8V LN 41,290.0 (8,208.0) (1,538.0) PHILIP MORRIS IN PMIZ IX 41,290.0 (8,208.0) (1,538.0) PHILIP MORRIS IN PMIZ EB 41,290.0 (8,208.0) (1,538.0) PHILIP MORRIS IN 4I1 GZ 41,290.0 (8,208.0) (1,538.0) PHILIP MORRIS IN PM1EUR EZ 41,290.0 (8,208.0) (1,538.0) PHILIP MORRIS IN PM1CHF EZ 41,290.0 (8,208.0) (1,538.0) PHILIP MORRIS IN PM* MM 41,290.0 (8,208.0) (1,538.0) PHILIP MORRIS IN 4I1 QT 41,290.0 (8,208.0) (1,538.0) PHILIP MORRIS IN PM-RM RM 41,290.0 (8,208.0) (1,538.0) PLANET FITNESS I P2LN34 BZ 2,016.0 (642.8) 485.8 PLANET FITNESS-A 3PL QT 2,016.0 (642.8) 485.8 PLANET FITNESS-A PLNT1EUR EU 2,016.0 (642.8) 485.8 PLANET FITNESS-A PLNT US 2,016.0 (642.8) 485.8 PLANET FITNESS-A 3PL TH 2,016.0 (642.8) 485.8 PLANET FITNESS-A 3PL GR 2,016.0 (642.8) 485.8 PLANET FITNESS-A PLNT1EUR EZ 2,016.0 (642.8) 485.8 PLANET FITNESS-A 3PL GZ 2,016.0 (642.8) 485.8 POTBELLY CORP PBPBEUR EU 253.2 (2.4) (41.8) POTBELLY CORP PBPB US 253.2 (2.4) (41.8) POTBELLY CORP PTB GR 253.2 (2.4) (41.8) POTBELLY CORP PTB QT 253.2 (2.4) (41.8) PRIME IMPACT A-A PIAI US 325.0 (19.8) 0.3 PRIME IMPACT ACQ PIAI/U US 325.0 (19.8) 0.3 PROJECT ENERGY R PEGRU US 0.7 (0.0) (0.7) PROJECT ENERGY R PEGR US 0.7 (0.0) (0.7) RADIUS HEALTH IN RDUS US 181.5 (252.3) 78.3 RADIUS HEALTH IN 1R8 TH 181.5 (252.3) 78.3 RADIUS HEALTH IN RDUSEUR EU 181.5 (252.3) 78.3 RADIUS HEALTH IN 1R8 QT 181.5 (252.3) 78.3 RADIUS HEALTH IN 1R8 GR 181.5 (252.3) 78.3 RAPID7 INC RPDEUR EU 1,296.0 (126.0) (35.9) RAPID7 INC RPD US 1,296.0 (126.0) (35.9) RAPID7 INC R7D GR 1,296.0 (126.0) (35.9) RAPID7 INC R7D TH 1,296.0 (126.0) (35.9) RAPID7 INC RPD* MM 1,296.0 (126.0) (35.9) RAPID7 INC R7D GZ 1,296.0 (126.0) (35.9) RAPID7 INC R7D QT 1,296.0 (126.0) (35.9) REVLON INC-A RVL1 GR 2,602.1 (1,857.2) 412.7 REVLON INC-A REV US 2,602.1 (1,857.2) 412.7 REVLON INC-A RVL1 TH 2,602.1 (1,857.2) 412.7 REVLON INC-A REVEUR EU 2,602.1 (1,857.2) 412.7 REVLON INC-A REV* MM 2,602.1 (1,857.2) 412.7 RIMINI STREET IN RMNI US 391.3 (80.4) (42.7) RIMINI STREET IN 0QH GR 391.3 (80.4) (42.7) RIMINI STREET IN RMNIEUR EU 391.3 (80.4) (42.7) RIMINI STREET IN 0QH QT 391.3 (80.4) (42.7) ROSE HILL ACQU-A ROSE US 0.4 (0.0) (0.4) ROSE HILL ACQUIS ROSEU US 0.4 (0.0) (0.4) RYMAN HOSPITALIT 4RH GR 3,580.5 (22.4) 45.3 RYMAN HOSPITALIT RHP US 3,580.5 (22.4) 45.3 RYMAN HOSPITALIT RHPEUR EU 3,580.5 (22.4) 45.3 RYMAN HOSPITALIT 4RH TH 3,580.5 (22.4) 45.3 RYMAN HOSPITALIT 4RH QT 3,580.5 (22.4) 45.3 SABRE CORP SABR US 5,291.3 (499.7) 685.8 SABRE CORP 19S GR 5,291.3 (499.7) 685.8 SABRE CORP 19S TH 5,291.3 (499.7) 685.8 SABRE CORP 19S SW 5,291.3 (499.7) 685.8 SABRE CORP 19S QT 5,291.3 (499.7) 685.8 SABRE CORP SABREUR EU 5,291.3 (499.7) 685.8 SABRE CORP SABREUR EZ 5,291.3 (499.7) 685.8 SABRE CORP 19S GZ 5,291.3 (499.7) 685.8 SBA COMM CORP 4SB GZ 9,801.7 (5,266.2) (1.9) SBA COMM CORP 4SB GR 9,801.7 (5,266.2) (1.9) SBA COMM CORP SBAC US 9,801.7 (5,266.2) (1.9) SBA COMM CORP 4SB TH 9,801.7 (5,266.2) (1.9) SBA COMM CORP SBACEUR EU 9,801.7 (5,266.2) (1.9) SBA COMM CORP 4SB QT 9,801.7 (5,266.2) (1.9) SBA COMM CORP SBACEUR EZ 9,801.7 (5,266.2) (1.9) SBA COMM CORP SBAC* MM 9,801.7 (5,266.2) (1.9) SCIENTIFIC GAMES TJW TH 7,883.0 (2,106.0) 758.0 SCIENTIFIC GAMES TJW GZ 7,883.0 (2,106.0) 758.0 SCIENTIFIC GAMES SGMS US 7,883.0 (2,106.0) 758.0 SCIENTIFIC GAMES TJW GR 7,883.0 (2,106.0) 758.0 SCIENTIFIC GAMES SGMS1EUR EZ 7,883.0 (2,106.0) 758.0 SCIENTIFIC GAMES SGMS1EUR EU 7,883.0 (2,106.0) 758.0 SCIENTIFIC GAMES TJW QT 7,883.0 (2,106.0) 758.0 SCULPTOR ACQUI-A SCUA US 0.4 (0.0) (0.4) SCULPTOR ACQUISI SCUA/U US 0.4 (0.0) (0.4) SEAWORLD ENTERTA SEAS US 2,610.3 (33.9) 195.4 SEAWORLD ENTERTA W2L TH 2,610.3 (33.9) 195.4 SEAWORLD ENTERTA W2L QT 2,610.3 (33.9) 195.4 SEAWORLD ENTERTA SEASEUR EU 2,610.3 (33.9) 195.4 SEAWORLD ENTERTA W2L GR 2,610.3 (33.9) 195.4 SEAWORLD ENTERTA W2L GZ 2,610.3 (33.9) 195.4 SHELL MIDSTREAM SHLX US 2,318.0 (493.0) (24.0) SHOALS TECHNOL-A SHLS US 426.4 (7.5) 61.9 SHOALS TECHNOL-A SHLS-RM RM 426.4 (7.5) 61.9 SILVER SPIKE-A SPKC/U CN 128.5 (10.0) 1.0 SINCLAIR BROAD-A SBTA GR 12,541.0 (1,509.0) 1,269.0 SINCLAIR BROAD-A SBGI US 12,541.0 (1,509.0) 1,269.0 SINCLAIR BROAD-A SBGIEUR EU 12,541.0 (1,509.0) 1,269.0 SINCLAIR BROAD-A SBTA GZ 12,541.0 (1,509.0) 1,269.0 SINCLAIR BROAD-A SBTA TH 12,541.0 (1,509.0) 1,269.0 SINCLAIR BROAD-A SBTA QT 12,541.0 (1,509.0) 1,269.0 SIRIUS XM HO-BDR SRXM34 BZ 10,274.0 (2,625.0) (1,800.0) SIRIUS XM HOLDIN RDO GR 10,274.0 (2,625.0) (1,800.0) SIRIUS XM HOLDIN RDO TH 10,274.0 (2,625.0) (1,800.0) SIRIUS XM HOLDIN SIRI US 10,274.0 (2,625.0) (1,800.0) SIRIUS XM HOLDIN SIRIEUR EU 10,274.0 (2,625.0) (1,800.0) SIRIUS XM HOLDIN RDO GZ 10,274.0 (2,625.0) (1,800.0) SIRIUS XM HOLDIN SIRI AV 10,274.0 (2,625.0) (1,800.0) SIRIUS XM HOLDIN SIRIEUR EZ 10,274.0 (2,625.0) (1,800.0) SIRIUS XM HOLDIN RDO QT 10,274.0 (2,625.0) (1,800.0) SIX FLAGS ENTERT 6FE GR 2,968.6 (460.1) 52.8 SIX FLAGS ENTERT SIXEUR EU 2,968.6 (460.1) 52.8 SIX FLAGS ENTERT SIX US 2,968.6 (460.1) 52.8 SIX FLAGS ENTERT 6FE QT 2,968.6 (460.1) 52.8 SIX FLAGS ENTERT 6FE TH 2,968.6 (460.1) 52.8 SLEEP NUMBER COR SL2 GR 919.5 (425.0) (699.2) SLEEP NUMBER COR SNBR US 919.5 (425.0) (699.2) SLEEP NUMBER COR SNBREUR EU 919.5 (425.0) (699.2) SLEEP NUMBER COR SL2 TH 919.5 (425.0) (699.2) SLEEP NUMBER COR SL2 QT 919.5 (425.0) (699.2) SLEEP NUMBER COR SL2 GZ 919.5 (425.0) (699.2) SMILEDIRECTCLUB SDC* MM 794.6 (134.4) 289.5 SONIDA SENIOR LI SNDA US 728.6 (5.6) (16.9) SONIDA SENIOR LI 13C0 GR 728.6 (5.6) (16.9) SONIDA SENIOR LI CSU2EUR EU 728.6 (5.6) (16.9) SONIDA SENIOR LI 13C0 GZ 728.6 (5.6) (16.9) SPRAGUE RESOURCE SRLP US 1,418.3 (65.6) (99.3) SQL TECHNOLOGIES SKYX US 12.0 (0.1) 8.8 SQUARESPACE -BDR S2QS34 BZ 899.5 (13.5) (25.2) SQUARESPACE IN-A SQSP US 899.5 (13.5) (25.2) SQUARESPACE IN-A 8DT GR 899.5 (13.5) (25.2) SQUARESPACE IN-A 8DT GZ 899.5 (13.5) (25.2) SQUARESPACE IN-A SQSPEUR EU 899.5 (13.5) (25.2) SQUARESPACE IN-A 8DT TH 899.5 (13.5) (25.2) SQUARESPACE IN-A 8DT QT 899.5 (13.5) (25.2) STARBUCKS CORP SBUX CI 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP SRB GR 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP SRB TH 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP SBUX* MM 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP SBUX AV 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP SBUXEUR EU 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP SBUX TE 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP SBUX IM 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP SBUXUSD SW 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP SRB GZ 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP SBUX US 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP SBUX PE 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP SBUXEUR EZ 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP 0QZH LI 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP SBUX SW 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP SRB QT 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP SBUX-RM RM 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP SBUXCL CI 28,833.9 (8,450.3) (1,666.0) STARBUCKS CORP SBUX_KZ KZ 28,833.9 (8,450.3) (1,666.0) STARBUCKS-BDR SBUB34 BZ 28,833.9 (8,450.3) (1,666.0) STARBUCKS-CEDEAR SBUXD AR 28,833.9 (8,450.3) (1,666.0) STARBUCKS-CEDEAR SBUX AR 28,833.9 (8,450.3) (1,666.0) SYNDAX PHARMACEU SNDX US 449.7 (135.3) 427.7 SYNDAX PHARMACEU SNDXEUR EU 449.7 (135.3) 427.7 SYNDAX PHARMACEU 1T3 GR 449.7 (135.3) 427.7 SYNDAX PHARMACEU 1T3 TH 449.7 (135.3) 427.7 SYNDAX PHARMACEU 1T3 QT 449.7 (135.3) 427.7 SYNDAX PHARMACEU 1T3 GZ 449.7 (135.3) 427.7 TALON 1 ACQUIS-A TOAC US 0.4 (0.0) (0.4) TALON 1 ACQUISIT TOACU US 0.4 (0.0) (0.4) TORRID HOLDINGS CURV US 578.5 (258.3) (76.1) TRANSAT A.T. TRZBF US 1,899.8 (429.6) 37.6 TRANSAT A.T. TRZ CN 1,899.8 (429.6) 37.6 TRANSDIGM - BDR T1DG34 BZ 19,242.0 (2,626.0) 5,593.0 TRANSDIGM GROUP TDG US 19,242.0 (2,626.0) 5,593.0 TRANSDIGM GROUP T7D GR 19,242.0 (2,626.0) 5,593.0 TRANSDIGM GROUP TDG* MM 19,242.0 (2,626.0) 5,593.0 TRANSDIGM GROUP T7D TH 19,242.0 (2,626.0) 5,593.0 TRANSDIGM GROUP T7D QT 19,242.0 (2,626.0) 5,593.0 TRANSDIGM GROUP TDGEUR EU 19,242.0 (2,626.0) 5,593.0 TRANSDIGM GROUP TDG-RM RM 19,242.0 (2,626.0) 5,593.0 TRAVEL + LEISURE TNL US 6,588.0 (794.0) 688.0 TRAVEL + LEISURE WD5A GR 6,588.0 (794.0) 688.0 TRAVEL + LEISURE WD5A TH 6,588.0 (794.0) 688.0 TRAVEL + LEISURE 0M1K LI 6,588.0 (794.0) 688.0 TRAVEL + LEISURE WD5A QT 6,588.0 (794.0) 688.0 TRAVEL + LEISURE WYNEUR EU 6,588.0 (794.0) 688.0 TRAVEL + LEISURE WD5A GZ 6,588.0 (794.0) 688.0 TRISTAR ACQUISIT TRIS/U US 0.7 (0.1) (0.8) TRISTAR ACQUISIT TRIS US 0.7 (0.1) (0.8) TRIUMPH GROUP TG7 GR 1,752.5 (812.0) 365.1 TRIUMPH GROUP TGI US 1,752.5 (812.0) 365.1 TRIUMPH GROUP TG7 TH 1,752.5 (812.0) 365.1 TRIUMPH GROUP TGIEUR EU 1,752.5 (812.0) 365.1 TRIUMPH GROUP TG7 GZ 1,752.5 (812.0) 365.1 TUPPERWARE BRAND TUP GR 1,255.4 (207.1) 92.3 TUPPERWARE BRAND TUP US 1,255.4 (207.1) 92.3 TUPPERWARE BRAND TUP GZ 1,255.4 (207.1) 92.3 TUPPERWARE BRAND TUP TH 1,255.4 (207.1) 92.3 TUPPERWARE BRAND TUP1EUR EU 1,255.4 (207.1) 92.3 TUPPERWARE BRAND TUP1EUR EZ 1,255.4 (207.1) 92.3 TUPPERWARE BRAND TUP QT 1,255.4 (207.1) 92.3 UBIQUITI INC UI US 890.8 (4.2) 418.7 UBIQUITI INC 3UB GR 890.8 (4.2) 418.7 UBIQUITI INC UBNTEUR EU 890.8 (4.2) 418.7 UBIQUITI INC 3UB TH 890.8 (4.2) 418.7 UNISYS CORP USY1 TH 2,419.5 (64.4) 380.5 UNISYS CORP USY1 GR 2,419.5 (64.4) 380.5 UNISYS CORP UIS US 2,419.5 (64.4) 380.5 UNISYS CORP UIS1 SW 2,419.5 (64.4) 380.5 UNISYS CORP UISEUR EU 2,419.5 (64.4) 380.5 UNISYS CORP UISCHF EU 2,419.5 (64.4) 380.5 UNISYS CORP USY1 GZ 2,419.5 (64.4) 380.5 UNISYS CORP USY1 QT 2,419.5 (64.4) 380.5 UNISYS CORP UISCHF EZ 2,419.5 (64.4) 380.5 UNISYS CORP UISEUR EZ 2,419.5 (64.4) 380.5 UNITI GROUP INC UNIT US 4,809.2 (2,113.8) - UNITI GROUP INC 8XC GR 4,809.2 (2,113.8) - UNITI GROUP INC 8XC TH 4,809.2 (2,113.8) - UNITI GROUP INC 8XC GZ 4,809.2 (2,113.8) - VECTOR GROUP LTD VGR US 871.1 (841.6) 306.5 VECTOR GROUP LTD VGR GR 871.1 (841.6) 306.5 VECTOR GROUP LTD VGREUR EU 871.1 (841.6) 306.5 VECTOR GROUP LTD VGREUR EZ 871.1 (841.6) 306.5 VECTOR GROUP LTD VGR TH 871.1 (841.6) 306.5 VECTOR GROUP LTD VGR QT 871.1 (841.6) 306.5 VECTOR GROUP LTD VGR GZ 871.1 (841.6) 306.5 VERISIGN INC VRS TH 1,983.8 (1,260.5) 194.7 VERISIGN INC VRS GR 1,983.8 (1,260.5) 194.7 VERISIGN INC VRSN US 1,983.8 (1,260.5) 194.7 VERISIGN INC VRSNEUR EU 1,983.8 (1,260.5) 194.7 VERISIGN INC VRS GZ 1,983.8 (1,260.5) 194.7 VERISIGN INC VRSN* MM 1,983.8 (1,260.5) 194.7 VERISIGN INC VRSNEUR EZ 1,983.8 (1,260.5) 194.7 VERISIGN INC VRS QT 1,983.8 (1,260.5) 194.7 VERISIGN INC VRSN-RM RM 1,983.8 (1,260.5) 194.7 VERISIGN INC-BDR VRSN34 BZ 1,983.8 (1,260.5) 194.7 VERISIGN-CEDEAR VRSN AR 1,983.8 (1,260.5) 194.7 VISION HYDROGEN VIHD US 0.4 (0.2) (0.3) VIVINT SMART HOM VVNT US 2,785.6 (1,740.1) (531.4) VMWARE INC-BDR V2MW34 BZ 28,676.0 (876.0) (1,685.0) VMWARE INC-CL A BZF1 GR 28,676.0 (876.0) (1,685.0) VMWARE INC-CL A BZF1 TH 28,676.0 (876.0) (1,685.0) VMWARE INC-CL A VMW US 28,676.0 (876.0) (1,685.0) VMWARE INC-CL A BZF1 GZ 28,676.0 (876.0) (1,685.0) VMWARE INC-CL A VMW* MM 28,676.0 (876.0) (1,685.0) VMWARE INC-CL A VMWEUR EZ 28,676.0 (876.0) (1,685.0) VMWARE INC-CL A VMWA AV 28,676.0 (876.0) (1,685.0) VMWARE INC-CL A VMWEUR EU 28,676.0 (876.0) (1,685.0) VMWARE INC-CL A BZF1 QT 28,676.0 (876.0) (1,685.0) W&T OFFSHORE INC WTI US 1,193.2 (247.2) 33.9 W&T OFFSHORE INC UWV GR 1,193.2 (247.2) 33.9 W&T OFFSHORE INC UWV SW 1,193.2 (247.2) 33.9 W&T OFFSHORE INC WTI1EUR EU 1,193.2 (247.2) 33.9 W&T OFFSHORE INC UWV TH 1,193.2 (247.2) 33.9 W&T OFFSHORE INC UWV GZ 1,193.2 (247.2) 33.9 WAYFAIR INC- A W US 4,570.0 (1,619.0) 795.0 WAYFAIR INC- A W* MM 4,570.0 (1,619.0) 795.0 WAYFAIR INC- A 1WF QT 4,570.0 (1,619.0) 795.0 WAYFAIR INC- A 1WF GZ 4,570.0 (1,619.0) 795.0 WAYFAIR INC- A WEUR EZ 4,570.0 (1,619.0) 795.0 WAYFAIR INC- A 1WF GR 4,570.0 (1,619.0) 795.0 WAYFAIR INC- A 1WF TH 4,570.0 (1,619.0) 795.0 WAYFAIR INC- A WEUR EU 4,570.0 (1,619.0) 795.0 WAYFAIR INC- BDR W2YF34 BZ 4,570.0 (1,619.0) 795.0 WEBER INC - A WEBR US 1,690.9 (169.4) 91.7 WEWORK INC-CL A WE US 21,756.2 (1,413.4) (661.3) WEWORK INC-CL A WE1EUR EU 21,756.2 (1,413.4) (661.3) WEWORK INC-CL A 9WE TH 21,756.2 (1,413.4) (661.3) WEWORK INC-CL A 9WE GR 21,756.2 (1,413.4) (661.3) WEWORK INC-CL A 9WE QT 21,756.2 (1,413.4) (661.3) WEWORK INC-CL A 9WE GZ 21,756.2 (1,413.4) (661.3) WEWORK INC-CL A WE* MM 21,756.2 (1,413.4) (661.3) WINGSTOP INC WING1EUR EU 249.2 (309.5) 30.5 WINGSTOP INC WING US 249.2 (309.5) 30.5 WINGSTOP INC EWG GR 249.2 (309.5) 30.5 WINGSTOP INC EWG GZ 249.2 (309.5) 30.5 WINMARK CORP WINA US 15.3 (65.8) (6.8) WINMARK CORP GBZ GR 15.3 (65.8) (6.8) WORLDWIDE WEBB A WWACU US 0.7 (0.0) (0.7) WORLDWIDE WEBB-A WWAC US 0.7 (0.0) (0.7) WW INTERNATIONAL WW US 1,428.9 (456.4) 42.0 WW INTERNATIONAL WW6 GR 1,428.9 (456.4) 42.0 WW INTERNATIONAL WW6 TH 1,428.9 (456.4) 42.0 WW INTERNATIONAL WW6 GZ 1,428.9 (456.4) 42.0 WW INTERNATIONAL WTWEUR EZ 1,428.9 (456.4) 42.0 WW INTERNATIONAL WTW AV 1,428.9 (456.4) 42.0 WW INTERNATIONAL WTWEUR EU 1,428.9 (456.4) 42.0 WW INTERNATIONAL WW6 QT 1,428.9 (456.4) 42.0 WW INTERNATIONAL WW-RM RM 1,428.9 (456.4) 42.0 WYNN RESORTS LTD WYR TH 12,530.8 (836.2) 1,588.0 WYNN RESORTS LTD WYNN* MM 12,530.8 (836.2) 1,588.0 WYNN RESORTS LTD WYNN US 12,530.8 (836.2) 1,588.0 WYNN RESORTS LTD WYR GR 12,530.8 (836.2) 1,588.0 WYNN RESORTS LTD WYNNEUR EU 12,530.8 (836.2) 1,588.0 WYNN RESORTS LTD WYR GZ 12,530.8 (836.2) 1,588.0 WYNN RESORTS LTD WYNNEUR EZ 12,530.8 (836.2) 1,588.0 WYNN RESORTS LTD WYR QT 12,530.8 (836.2) 1,588.0 WYNN RESORTS LTD WYNN-RM RM 12,530.8 (836.2) 1,588.0 YELLOW CORP YEL GR 2,425.6 (363.5) 219.4 YELLOW CORP YEL1 TH 2,425.6 (363.5) 219.4 YELLOW CORP YELL US 2,425.6 (363.5) 219.4 YELLOW CORP YEL QT 2,425.6 (363.5) 219.4 YELLOW CORP YRCWEUR EU 2,425.6 (363.5) 219.4 YELLOW CORP YRCWEUR EZ 2,425.6 (363.5) 219.4 YELLOW CORP YEL GZ 2,425.6 (363.5) 219.4 YUM! BRANDS -BDR YUMR34 BZ 5,966.0 (8,373.0) 117.0 YUM! BRANDS INC TGR TH 5,966.0 (8,373.0) 117.0 YUM! BRANDS INC TGR GR 5,966.0 (8,373.0) 117.0 YUM! BRANDS INC YUM* MM 5,966.0 (8,373.0) 117.0 YUM! BRANDS INC TGR GZ 5,966.0 (8,373.0) 117.0 YUM! BRANDS INC YUMUSD SW 5,966.0 (8,373.0) 117.0 YUM! BRANDS INC YUM US 5,966.0 (8,373.0) 117.0 YUM! BRANDS INC YUMEUR EZ 5,966.0 (8,373.0) 117.0 YUM! BRANDS INC YUM AV 5,966.0 (8,373.0) 117.0 YUM! BRANDS INC TGR TE 5,966.0 (8,373.0) 117.0 YUM! BRANDS INC YUMEUR EU 5,966.0 (8,373.0) 117.0 YUM! BRANDS INC TGR QT 5,966.0 (8,373.0) 117.0 YUM! BRANDS INC YUM SW 5,966.0 (8,373.0) 117.0 YUM! BRANDS INC YUM-RM RM 5,966.0 (8,373.0) 117.0 ********* Monday's edition of the TCR delivers a list of indicative prices for bond issues that reportedly trade well below par. Prices are obtained by TCR editors from a variety of outside sources during the prior week we think are reliable. Those sources may not, however, be complete or accurate. The Monday Bond Pricing table is compiled on the Friday prior to publication. Prices reported are not intended to reflect actual trades. Prices for actual trades are probably different. Our objective is to share information, not make markets in publicly traded securities. Nothing in the TCR constitutes an offer or solicitation to buy or sell any security of any kind. It is likely that some entity affiliated with a TCR editor holds some position in the issuers public debt and equity securities about which we report. Each Tuesday edition of the TCR contains a list of companies with insolvent balance sheets whose shares trade higher than $3 per share in public markets. At first glance, this list may look like the definitive compilation of stocks that are ideal to sell short. Don't be fooled. Assets, for example, reported at historical cost net of depreciation may understate the true value of a firm's assets. A company may establish reserves on its balance sheet for liabilities that may never materialize. The prices at which equity securities trade in public market are determined by more than a balance sheet solvency test. On Thursdays, the TCR delivers a list of recently filed Chapter 11 cases involving less than $1,000,000 in assets and liabilities delivered to nation's bankruptcy courts. The list includes links to freely downloadable images of these small-dollar petitions in Acrobat PDF format. Each Friday's edition of the TCR includes a review about a book of interest to troubled company professionals. All titles are available at your local bookstore or through Amazon.com. Go to http://www.bankrupt.com/books/to order any title today. Monthly Operating Reports are summarized in every Saturday edition of the TCR. The Sunday TCR delivers securitization rating news from the week then-ending. TCR subscribers have free access to our on-line news archive. Point your Web browser to http://TCRresources.bankrupt.com/and use the e-mail address to which your TCR is delivered to login. ********* S U B S C R I P T I O N I N F O R M A T I O N Troubled Company Reporter is a daily newsletter co-published by Bankruptcy Creditors Service, Inc., Fairless Hills, Pennsylvania, USA, and Beard Group, Inc., Philadelphia, Pa., USA. Randy Antoni, Jhonas Dampog, Marites Claro, Joy Agravante, Rousel Elaine Tumanda, Joel Anthony G. Lopez, Psyche A. Castillon, Ivy B. Magdadaro, Carlo Fernandez, Christopher G. Patalinghug, and Peter A. Chapman, Editors. Copyright 2022. All rights reserved. ISSN: 1520-9474. This material is copyrighted and any commercial use, resale or publication in any form (including e-mail forwarding, electronic re-mailing and photocopying) is strictly prohibited without prior written permission of the publishers. Information contained herein is obtained from sources believed to be reliable, but is not guaranteed. The TCR subscription rate is $975 for 6 months delivered via e-mail. Additional e-mail subscriptions for members of the same firm for the term of the initial subscription or balance thereof are $25 each. For subscription information, contact Peter A. Chapman at 215-945-7000. *** End of Transmission ***